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HomeMy WebLinkAboutbocc.con.191.2009CLERK'S CHECK FOR CONTRACTS SUBMITTED TO CLERK AND RECORDER FOR SCANNING/ARCHIVING ORIGINATING DEPA TMENT/D VISION: EG-'1 CUU~W~J2 ~~~J ~9L ~~ f~C DES' CONTACT PERSON: ~c.ovrt~i(~c~yy~l~HONE #: ~ Zc9 -S ZZ PROJECT NAME: ) LcC,I•tSU~-c/C (iLfi~~~W (~ZO't/~ivlLc~~~ ^ BOCC AGENDA ITEM TAFF AUTHORIZED SIGNATURE (Requires BOCC Signature) ~ -(per Revised Procurement Code 7/2005) ^ Over $50,000 (Requires County Manager's Signature) / CHECK PROCUREMENT TYPE: ^None ^Infonnal ^Formal Sole Source ^Emergency ^State Bid ^ ''Compliance with House Bills 06-]343 and 07-1073 -Immigration Fonn (Under $10,000, Letters of Engagement, etc ~_ DOLLAR AMOUNT:3U ~ ~ ~~ BUDGET LINE ITEM/LEDGER NUMBER: ~ r • Z ~ . ~J~~~' gzo~ / CHECK CONTRACT TYPE: ervices/Maintenance ^Employment (for county employees) License/Use ^Intergovermnental Agreement (Requires BOCC Action) ^Lease ^Non-Profit ^Construction ^Quasi-Public ^Goods, Equipment, Supplies ^Grant Agreements (Requires BOCC Action) ^Other (e.g. revenue) ^Change Order/Contract Amendment CONTRACTOR: ~ CO ETE LEGAL OF NAME OF US{NESS (if different from contractor) Contract Execution Date: ~ U°~ Contract End Date: ~' ~~ ((Uq ~ `~ ~5,~t/,~t~+,~ Automatic Renewal: Yes o Term of Contract: ~~^^~~--CC ST~ All Contras should be proofed for the following: / o Pages Missing / If a Page is Left Intentionally / Page numbered consecutively / All Signatures Affixed / All Dates Filled In / All Other Blanks Filled In / 1~lAll Exhibits Attached Blank Note on Page ~~ ~~ / ®HB 06-1343 and 07-1073 (Immigration Legislation) Included in RFP vid/or Contract / All Legal Descriptions Attached (if applicable) / Notice of Award/Notice to Proceed Attached (if applicable) / Warranty (if applicable) / Special Instructions for Finance Department: / ent to Clerk and Recorder for Scanning/Archiving / Authorized Staff Person's Name: M,lt(.~-~'~'l ~<~.c- ~'~- BY CHECKING A OVE AND ENTERING NAME, THE AUTHORIZED STAFF PERSON INDICATES THAT THE ATTACHED DOCUMENT HAS BEEN PROOFED AND READY FOR SCANNING. NOTE: CLERIC'S OFFICE WILL KEEP ORIGINAL DOCUMENTS IN COMPLIANCE WITH COLORADO STATE ARCHIVES RETAINAGE SCHEDULE. AMENDED 04/23/08 Conh•act# 191-2009 Budget Line Item # 001.21.915D1.S2000 CONTRACT FOR PROVISION OF SERVICES kev=;?R!Oy jls THIS CONTRACT is made and entered by and between the Pitkin County Board of County Commissioners ("County") and TechSolve. Inc 6705 Steger Drive, Cincim~ati, OH 45237-3097 (hereinafter "Contractor"). 1. Terns. The term of this conhact is from December 10, 2008 to July 31, 2009. 2. Contractor's Obligations. Contractor shall perform process unprovement training and services as described in the TechSolve proposal ("hitroducing and embedding a process improvement culture") dated November 25, 2008 (attached). 3. Compensation and Expenses Invoicing. Payment acid Offset. The County shall compensate Contractor for its services hi accordance with the Project Budget and Schedule set out in Paragraph 2. It is expressly understood and agreed that in no event will the total compensation and reunbursement to be paid hereunder exceed the sum of $30,150.00 plus reasonable expenses for all services rendered. 4. Counts Exclusive Ownership of Work Product. Drawings, specifications, guidelines and other docuuments prepared by Contractor in comiection with this contract shall be the property of the County. However, Contractor shall have the right to utilize such documents in the course of its marketing, professional presentations, acid for other business proposes. Contractor assigns to Comity the copyrights to all work prepared, developed, or created pursuant to this contract, including the right to: 1) reproduce the work; 2) prepare derivative works; 3) distribute copies to the public; 4) perform the works publicly; and 5) to display the work publicly. Contractor shall have right to use materials produced in the course of this contract for marketing purposes and professional presentations, articles, speeches and other business purposes. 5. Pitkin County's Obligations. Pitkin Comity shall admuuster this contract through a County Representative. Malcolm McMichael will manage the project as the County's Representative. hi the event that Malcolm McMichael is not available, Phylis Mattice shall assume the Coru~ty Representative's duties. The services provided and products delivered by the Contractor under this contract will be subject to review by the County's Representatives, or a designee,.for compliance with Contractor's obligations prior to final payment. 6. Termination Prior to Expiration of Contract Term. The County has the right to terminate this contract, with or without cause, by giving written notice to the Contractor of such termination and specifying the effective date thereof. Such notice shall be given at least ten (10) days before the effective date of such termination. hi such event all finished or unfinished documents, data, studies and reports prepared by the Contractor pursuant to this contract shall Contract # 191-2009 Budget Line Item # 00] .21.91501.82000 Rev ;'?R'0~~ jls become the County's property. Contractor shall be entitled to receive compensation in accordance with the contract for any satisfactory work completed pursuant to the teens of this contract prior to the date of ternniiation. Not withstanding the above, Contractor shall not be relieved of liability to the CoLUity for damages sustained by the County by virtue of any breach of the contract by the Contractor. 7. Independent Contractor Status. A. The parties to this contract intend that the relationship between them contemplated by the contract is that of independent Contractor. Contractor, and any agent, employee, or servant of Contractor shall not be deemed to be an employee, agent, or servant of Pitkin County. B. Contractor is not required to offer his services exclusively to Pitkin County under this contract. Contractor may choose to work for other iidividuals or entities during the term of this contract, provided that the basic services amd deliverable products required under this contract are submitted in the matuner and on the schedule defined under this contract. C. Contractor warrants that all work produced will conform to all applicable industry stuidard of care, skill az~d diligence in the perforniance of Contractor's obligations under this contract. D. Contractor shall not attempt to oversee or supervise the work or actions of any Pitkin Coturty employee, servant or agent in the course of completing work under tlv contract. E. Contractor is not entitled to any Workers' Compensation benefits tluough Pitkin County az~d is responsible for payLnent of any federal, state, FICA and other iicome taxes. 8. Assi>?nability. This contract is not assignable by either parry. Any use of subcontractors by the Contractor for perfomnatnce of this contract must be accepted ii writing by the Comity. 4. Bindine Arbitration. A3ny disputes arising out of tlv contract shall be subject to binding arbitration. The parties agree that ury disputes concerning the terms and conditions of this contract shall be submitted and fuially settled by arbitration. Arbitration shall be conducted pursuant to the rules of the Americus Arbitration Association and shall be presided over by the Pitkin County Hearing Officer appointed to arbitrate Pitkin Coturty contract disputes. Costs of the arbitration shall be awarded to the substantially prevailing party. 10. Severabilitti~. In the event that any provision of this contract shall Ue held to be invalid or unenforceable, the remaining provisions of this contract shall remain valid and binding upon tine purses hereto Rer 3'2.'(19 jls Contract # 191-2009 Budget Line ]rem # 007.21.91501.82000 11. Inteat•ation and Modification. A. This contract represents the entire and integrated contract betv~~een the County and the Contractor and supersedes all prior negotiations, representations, or contract, either written or oral. This contract may be amended only by ~a-itten contract signed by both the County and the Contractor. B. The County may, from time to time, request changes in the scope of services of the Contractor to be performed hereunder. Such changes, including the increase or decrease in the atnomit of the Contractor's compensation, which are mutually agreed upon between the County and the Contractor, shall be in «~riting and upon execution shall become part of this contract. 12. hldemni •. A. The Contractor (includuig, by definition here and hereinafter, its officials, employees, agents and representatives, subcontractors and suppliers); shall and hereby does release, discharge, uidermufy and hold hani~less the County of Pitkin and its officials, employees, agents and representatives from and against liability for any claim, demand, loss, damages, penalty, judg- ment, expenses, costs (nicluding costs of investigafion and defense), fees (includuig reasonable attorey and expert witness fees) or compensation in any form or kind whatsoever for any bodily injury, death, personal injury or property daniage arisug out of or in connection with an}~ negligent act, intentional act, error or omission by the Contractor, and for any consequential liability alleged to accrue against the County on account of the Contractor's acts, errors or omissions; provided, however, that such indenuuty shall not Ue construed as an uldenuuty for bodily injury or property damage arising from the sole negligence of the Cowlty or its employees. B. The Contractor further shall investigate, process, respond to, adjust, provide defense for and defend, pay or settle all clauns, demands, or lawsuits related hereto at its sole expense and shall bear all other costs and expenses related thereto, even if the claim, demand or lawsuit is groundless, false or fiaudulent. 13. hismance. A. hi whole or in part, the Contractor shall secure and mauitain for the term of its contractual relationship with the County such insurance policies, from companies licensed ul the State of Colorado, as will protect itself, and the County from claims for bodily injuries, death, personal injtu or property datnage, which may arise out of or result from the Contractor's acts, errors or onussions. The followuig insurance coverage, at or above the limits indicated and including such endorsements as are indicated by an "X", are required: Statutory Workers' Compensation: Colorado statutory minimums 2. Commercial General Liability -ISO 1998 Form or equivalent 3 Rzr ='3R'Oq jls Contract # 191-2009 Budget Line Item # 001.21.91501.52000 (R~ith Count~~ named addtt[ona! insured) Each Oceturence Lnnit $1,000,000.00 General Aggregate Limit $2,000,000.00 Products/Completed Operations Aggregate Limit $2,000.000.00 Comprehensive Foam (All risks) to include (place x by applicable pro~~istons): X Premises/Operations Undergrotuzd; Explosion & Collapse Hazard Products/Completed Operations X Contractual Liability X Independent Contractors and Subcontractors X Broad Fonn Property Daznage X PersonalInjuty 3. Business Auto Coverage: Cotnbi7ed Single Limit Liability (each accident) $1 A00.000.00 Including all ovvtied, non-ov~nied, and hired vehicles. 4. Special Coverages (check as approprlate anal nuerf amountj: _ (1) Performance Bond Labor and Material Pa}nnent Bond - (2) Professional Errors and Omissions _ (3) Aircraft Liability (4) Owner's Protective (5) Builder's Risl< (6) Boiler and Macllniery (7) Loss of Use Insurance _ (8) Pollution Liability (9) Crime, including Employee Dishonesty Coverage, or Fidelity Bond B. Proof of Insurance: 1. To provide evidence of the required insurance coverage, copies of Certificates of Insurance in a form acceptable to the County shall be filed with the County tluough the representative identified in Paragraph 5, no later than tetl (10) calendar days prior to com- mencement of operations affecting the County, Failure to file or maintain acceptable Certificates of Insurance with the County is agreed to be a material breach of any contract. These Certificates of Insurance shall contain a provision that coverage afforded under the policies will not be canceled or materially altered unless at least thirty (30) calendar days prior ~~>ritten notice by certified mail, return receipt requested (effective upon proper mailing), has been sent to the 4 Contract # 19 ] -2009 Budget Line Item # 001.2] .91501.82000 F:e~ _'?F'09 jls Procurement Officer. (For purposes of this provision, "materially altered" shall mean a change affecting the coverage's required herein, including a change to polic}~ limits as set out in the then- current policy declarations page). Simultaneously with the Certificates of hnsurance, the Contractor shall file with the Ptrocm•ement Officer a certified statement as to claims penduig agahnst the required coverages, reserves established on account of such clahns, defense costs expended and amoutrts remainuig on policy limits. 2, hi addition, these Certificates of Insurance shall contain the following clauses: a. The clause "other insurance provisions," in a policy in which the Commty of Pitlchl holds a Certificate, shall not apply to the Cotu~ty of Pitkiil b. The insurance compazues issuing the policy or policies hereunder shall have no recourse against the County of Pitkui for payment of any prenuums or for assessments under any form of policy. a Any and all deductibles in the above-described insw•auce policies shall Ue assumed by and be for the amount of, and at the sole expense of the Contractor, d. Location of operations shall be: "al] operations and locations at which work for the referenced Project is being done." 3. Certificates of hisurance for all renewal policies shall be delivered to the County's Representative at least fifteen (15) days prior to a policy's expiration date except for airy policy expiring on the expiration date of this contract or thereafter. 4. The County reserves the right to request and receive a copy of airy policy and any policy endorsement at any tune during the teml of this contract. 14. Exemptions. All purchases of construction, building or any other materials for this contract shall not include Federal Excise Taxes or Colorado State or local sales or use taxes. Pitldn CountS~ is exempt from such taxes under registration numbers 98-02624 and 84-78000-SK. I5. Records. The Contractor shall maintain comprehensive, complete acid accurate books, records, and documents concerning its performance relating to this contract for a period of three (3) years after final payment under the contract and the Comity shall have the right within the three (3) year period to inspect and audit these books, records and documents, upon demand, in a reasonable mam~er and at reasonable times, for the purpose of deterniining, by accepted accounting and auditing standards, compliance with all provisions of the contract and applicable law, 5 Rey ;~~~~O4 j~, Contract # 191-2009 Budget Line Item # DO ] .21.9 ] 501.82000 16. Contract Made in Colorado. The parties agree that this contract was made in accordance with the laws of the State of Colorado and shall be so construed. Venue is agreed to be exclusively in the courts of Pitkii County, Colorado. 17. Attoniev's Fees. 1u the event that legal action is necessary to enforce arty of the provisions of this contract beyond the arbitration described in Paragraph 9, the substantially prevailing party shall be entitled to its costs and reasonable attorney's fees. 18. Governmental Irmnuniri~. Contzacior agrees and understands that Pitkin County is relying ou and does not waive, by any provision of this contract, the monetary limitations or ternis (presently $150,000.00 per person and $600,000 per occurrence) or arty other rights, immunities, and protections provided by the Colorado Govervmental hmnunity Act, 24-10-101, et. Seq., C.R.S., as from time to time amended, or otherwise available to Pitkin County or any of its officers, agents or employees. Fm•tller, nothing in this contract shall be construed or interpreted to require or provide for indenuification of the Contractor by the Comlt3~ for any injury to any person or any property damage whatsoever which is caused by the negligence or other misconduct of the County or its agent or employees. 19. Current Year Obligations. The parties aclrnowledge and agree that any payments provided for hereunder or requirements for future appropriations shall constitute only currently budgeted. expenditures of Pitkin CountSr. Pitkin County's obligations under this contract are subject to Pitkin Comity's am~ual right to budget and appropriate the sums necessary to provide the services set forth hereu,.. No provisions of the contract shall constitute a mandatory charge or requirement in any ensuing fiscal year beyond the then current fiscal year of Pitkin Comity. No provision of thie contract shall be construed or interpreted as creating amultiple-fiscal year direct or indirect debt or other financial obligation of Pitkin County within the meaning of an}+ constitutional or statutory debt limitation. Tlis contract shall not directly or indirectly obligate Pitkin County> to matte any payments beyond those appropriated for Pitkin County's then current fiscal year. No provisions of this contract shall be construed to pledge or create a lien on any class or source of Pitkin County's moneys, nor shall any provision of ttis contract restrict the future issuance of Pitkin County's bonds or any obligations payable from arty class or source of Pitkin County's money. 20. Notice. Any written notice required by this contract shall be deemed delivered t1u•ough any of the folhowing: (1) hand delivery to the person at the address below; (2) delivery by facsunile with confirmation of receipt to the fax number below; or (3) within three (3) days of being sent certified first class mail, postage prepaid, return receipt requested addressed as follows: A. To Pitkin County Malcolm McMichael 530 East Main Street Aspen, CO 81611 6 Contract # 191-2009 Budget Line Item # 001.21.91501.82000 Fax:970-920-5230 with copies to: Pitkin County Attorney's Office 530 E. Maiu Street, #302 Aspen, Colorado 81611 B. To Contractor: TechSolve, Inc. 6705 Steger Drive Cincimiati, OH 45237 Attn: Michael Sticklers Fax:513-948-2109 21. Compliance with House Bill 06-1343 and House Bi1107-1073 Rey 3'?R'09 jls A. hl compliance with House Bill 06-1343 aztd House Bi1107-1073 amending Title 8 of the Colorado Revised Statutes by the addition of Article 17.5, Illegal Aliens-Public Contract for Services, enacted by the General Assembly of the State of Colorado, the Contractor shall not: Knowingly employ or contract with an illegal alien to perfornl work under this contract or; 2. Enter into a contract with a subcontractor that fails to certify to the Contractor that the subcontractor shall not lu~owingly employ or contract with an illegal alien to perform work under this contract. B. hl compliance with House Bill 06-1343 and House Bill 07-1073 enacted by the General Assembly of the State of Colorado: 1. The Contractor has confirmed or attempted to confirm the employment eligibility of all employees who are newly hired for employment in the United States through participation in the Basic Pilot Program [created in Public Law 208, 104th Congress, or its successor and expanded in Public Law 1.56, 108`x' Congress, or its successor, that is administered by the United States Department of Homeland Security] and, if the Contractor is not accepted into the Basic Pilot Program prior to entering into this contract, the Contractor shall apply to participate in the Basic Pilot Program every tluee months until the Contractor is accepted or this contract has been completed, whichever is earlier. This provision shall not be required or effective if the Basic Pilot ProtTram is discontinued. 7 Rey 3l?~!Ogjls Conn•act # ] 91-2009 Budget Line Item # 001.21.91501.82000 2. The Contractor shall be prohibited from using Basic Pilot Progran~ procedures to undertake pre-employment screetung of job applicants while this contract is being perfornled, 3, If the Contractor obtains actual knowledge that a subcontractor perfornung work under this contract knowingly employs or contracts with ati illegal alien, the Contractor shall be required to: a. Notify the subcontractor and the Comity within three days that the Contractor has actual laiowledge that the subcontractor is employing or contracting with an illegal alien; and b. Ternlinate the subcontract with the subcontractor if within tluee days of receiving the notice required. pursuant to subparagraph (a) of this paragraph (3) the subcontractor does not stop employing or conhacting with the illegal aliens; except that the Contractor shall not terminate the contract with the subcontractor if during such three days the subcontractor provides uifomiation to establish that the subcontractor has not luiowingly employed or contracted with ati illegal alien. 4. The Conhactor shall comply with any reasonable request by the Department of Labor and Employment made ui the course of an uwestigation that the Department of Labor and Emplo}nneart is widertalting pursuant to the authority established in Subsection (5) of C.R.S. § 8-17.5-102. 22. POLITICAL CONTRIBUTIONS PROHIBITED: Pursuant to Section 15 of Article XXVIII of the Colorado Constitution, there is a presumption of impropriety between contributions to any campaign and sole source govenunent contracts. Therefore, the Consultant agrees, for the duration of this Agreement and for two (2) years thereafter, to cease malting, causing to be made, or inducing by any means, a contribution, directly or indirectly, on behalf of any political party or for the benefit of any candidate for any elected office of the state or any of its political subdivisions. Further, pursuant to Section 16 of Article XXVIII of the Colorado Constitution, the Consultant shall promptly prepare and deliver to the executive director of the Colorado Department of Persomiel, a true and coizect "Govenunent Contract Sununary," for this Agreement in a form acceptable to that office. Contract # 191-2009 Budget Line Item # 00].21.91501.82000 net =!2R!09 jls IN WITNESS WHEREOF, t1~e parties have executed this contract as of the date first set out PITKIN COUNTP: g3,. Authorized Signer Date herein above. PITKIN COUNTY SOLE SOURCE PROCUREMENT JUSTIFICATION REQUEST TO: Hilary Fletcher, County Manager DATE: December 10, 2008 FROM: Malcolm McMichael, Phylis Mattice Proposed Contractor: TechSolve Contract # n/a Product/Service: Training and consulting for creating a process improvement culture. Estimate annual expenditure for the above product or service: $36,500 (including travel) This form is required, and is to aid you, in documenting your Sole Source request. Complete all portions of this form. This purchase is clearly and legitimately limited to a Single or Sole Source because the good or service (check all that apply by initialing in each space): 6. XX Other. Explain: TechSolve is a corporate partner with the Alliance for Innovation (IG) and works with the County s transformation consultant, Greg Innis. The undersigned requests that Pitkin County waive other procurement requirements and recognize this transa io as sole source exception the Pitkin County Procurement ode. 1 Z~ ~UB ~ ~ Z r? D ,Department Head Date ,Section Head Signature Date Request Approved By: ~ ` l~~" ~-- ~- `~-~ Date ~~ ~ ~S" ~ Request Denied By: County Manager Reason for Denial: Contract# 191-2009 Budget Line Item ~ 001.2 ] .9] 501.83000 INFORMAL PROCUREMENT MEMORANDUM* TO: File FROM: Malcolm McMichael RE: $10,000 to under $50,000 project/purchase selection form TechSolve Workflow Improvement Project DATE: 12/ l 5/08 Description of Project/Purchase: i~w•kflow hnprorernent Ti•airring. (See attached proposal from TechSolve.) Budget: $36,00.00 Line item #: 001.21.91501.82000 Contractors Contacted: TechSolve. Sole source (approval attached). Proposals Received: (See attached TechSolve proposal). Firms chosen: TechSolve. Sole source (approval attached). i~~ -- Authorized Signer .~I~L•icounty/pr•ocurernent,%other procurernent~'rr~fcrnnal bid nzen~o * For sole source, emergency procurement or outside agency bid, use designated forms on the midrive under "Other procurement" instead of tlris form. Tech~olve Proposal for the Pitkin County, CO Introducing & embedding a process improvement culture November 25, 2008 Prepared by: Michael Sticklen TechSolve 513-948-2119 sticklen@techsolve.org 6705 Steger Drive Cincinnati, Ohio 45237 p. 513/948-2000 p. 800/345-4482 f. 513/948-2109 www.techsolve.org Tech~lolve J November 25, 2008 Malcolm McMichael, Technology Coordinator Phylis Mattice, Internal Services Director Pitkin County, Colorado 530 East Main Street, 3rd Floor Aspen, Colorado 81 61 1-1 948 RE: Introducing and embedding a process improvement culture Dear Malcolm and Phylis, Thank you for making time with David Krings over the past couple of months to discuss your current situation and your desire to improve the efficiency and effectiveness of your county processes. The attached proposal focuses on utilizing employee knowledge, skills, and abilities to improve the Pitkin County processes. Our approach is comprised of defining the current state, identifying process improvements, and creating a future state. We have outlined the overall approach, objectives, work tasks, timing, resources, locations, and deliverables in this proposal for assessing the organization, providing management training, improving selected services, and training your staff to perform similar process improvement events. -~ ~' • - -- If you have any questions during your review of this proposal, please do not hesitate to contact me or David. We look forward to working with you and your team to enhance the delivery of your county services. Highest Regards, ~~~~ ~Y ` / Michael Sticklen Project Manager Local Government Solutions Page 2 of 12 TechClolve J Table of Contents TABLE OF CONTENTS ...................................................................................................................3 ABOUT TECHSOLVE .....................................................................................................................4 PROPOSED SERVICES ...................................................................................................................7 LEAN TRAINING ............................................................................................................................7 TRAIN THE TRAINER -PROCESS IMPROVEMENT EVENTS ................................................................8 REFERENCES .............................................................................................................................11 INVESTMENT ..........................................................:....................................................................11 AUTHORIZATION .........................................................................................................................12 Page 3 of 12 Tech~lolve J ABOUT TECHSOLVE TechSolve is a not-for-profit professional services organization that helps local government managers and private sector businesses identify process improvement opportunities that reduce costs and lead time and enhance effectiveness and quality. TechSolve exists to enable its clients to provide outstanding products and services. Its purpose is to improve the economic vitality of the State of Ohio and the Nation. Through ahands-on approach, TechSolve's experts identify constraints and provide the resources and methodologies to eliminate them. TechSolve doesn't just explain solutions; our personnel roll up their sleeves and help implement change. We don't%ust say what could be done. We don't%ust assess and train. We get in there and do it. Since 2002 TechSolve has partnered with organizations to help them achieve over: $300 million in Cost Savings & $1.5 billion in Increased and Retained Sales HISTORY TechSolve, formerly the Institute of Advanced Manufacturing Sciences, Inc. (IAMB), was founded in 1982 by the City of Cincinnati, the Greater Cincinnati Chamber of Commerce, the University of Cincinnati, and large local industry. In 1984, TechSolve became one of the Ohio Edison Technology Centers through the Ohio Department of Development (ODOD). The Edison Program provides on- going financial support through the award of matching grants. Beginning in the mid 1990s, using techniques established by Toyota, one of the finest managed companies in the world, TechSolve assumed a leadership role in the innovative application of these techniques in a variety of business sectors to achieve continuous improvement and quality management. In 2004, TechSolve was among the first to apply these proven concepts to local government. TechSolve was awarded a contract to work with the City of Cincinnati on the creation of an internal Guide for Continuous Improvement, the training of city staff on use of this Guide, redesign of processes relating to code enforcement and police recruitment, and the improvement of Cincinnati's capital improvement program process. Page 4 of 12 TechColve J THE SERVICE Government long ago lost the luxury of being inefficient. Public administrators are inundated with ever-increasing demands for increased and improved services while resources are constantly cut. TechSolve's techniques, with a focus on lowering costs and improving quality, are a critical resource for public sector managers facing this ongoing challenge. TechSolve helps government clients understand and apply key Toyota management concepts, including redundancy reduction, flow, and continuous improvement. Requiring relatively small expenditures, TechSolve's approach drives significant efficiencies that greatly enhance mission effectiveness, ensuring lower costs, higher quality, and better service and delivery. THE TECHSOLVE APPROACH TechSolve begins with the big picture by working with its client to create a baseline assessment of performance. Once a baseline is established, a cross functional team led by TechSolve develops the plan for the new, improved, future state, followed by hands-on implementation. TechSolve also works with clients to produce a value stream map that visually illustrates the current state of information flow and handling. By doing so, TechSolve and its client can zero in on and tackle the information processes and handoffs that do not add value from the standpoint of desired outcomes. A non-value-added activity is anything that occurs within the process that hinders conformance to the desired outcome of the service. I , I -ter.,,... 4bL.VY JT': ix` M4ATh~IN ~~ t ru - J"I w` t ~pt.--i.L- ~K: w .. -. ~w ~ .1 Y6Lr 1. kl~. •.'NAN~I °1r ~ ,. A value stream map creates a visual way to see the waste TechSolve teaches clients to "see the flow" of information and materials throughout each value stream. A service value stream map commonly reveals eight areas of information, people, and material flow and handling waste that spell "D.O.W.N.T.LM.E." They are: • Defects: Such as missing information on a work order. • Overproduction: Such as emails/memos to everyone. • Waiting: Unnecessary approvals or people late for meetings, waiting on other departments, etc. • Not utilizing employees' knowledge, skills, abilities: Not implementing ideas that are given or not providing opportunities for growth. • Transportation: Such as having a copier too far from desk or reaching too far for forms, equipment, or tools. • Inventory/backlog: Such as files waiting to be processed that pile up between workers. • Motion: Looking for items that do not have an assigned place. • Excess processing: Such as multiple document reviews or inefficient use of electronic resources. With priorities in place, TechSolve determines which methodologies should be used to implement improvements, such as workplace organization, standard work instructions, point-of- use storage, work load balancing, layout, etc. We include target implementation dates in the future state plan, as well as the people or resources that will be required for each effort. A cross-functional team generates prioritized list of improvement ideas Page 5 of 12 TechColve J TECHSOLVE RESULTS /IMPACTS Results from some recent local government projects: Building Permit Process in a mid-sized Texas city Reduced lead time by over 30% .~ Police Recruitment for large Ohio city Reduced lead time by over 7 months IT Equipment Replacement Process for large Texas city Reduced lead time by over 70% Development of Capital Projects in mid-sized Ohio Reduced timeline by 240 days and county processing time by over 40 hours Arrest /Booking Process for small Ohio city Reduced time in station by over 50% ng Process in Midwest Process for large California city nt Processing for small city in the South Sign Up for small Texas city ng of Easements with a Midwest Sewer District Overall Savings for mid-sized Texas city Reduced lead time by 57% Reduced timeline by 34 days Reduced processing time by 69% Reduced processing time by 28% Reduced lead time by over 150 days Two years -over $1.7 million A few featured past and current non-government clients include: and Gamble Emerson Electric Bowing Company Toyota Motor Company Electric Aircraft Engines The Kroger Company Honda of America Cincinnati Children's Hospital Page 6 of 12 TechClolve J PROPOSED SERVICES -OPERATIONAL ASSESSMENT The operational assessment will provide an analysis of the county's processes. Tasks • An initial phone meeting with the project leadership to clarify expectations and logistics required to complete the operational assessment. • All department heads and county leadership will complete apre-assessment questionnaire focusing on: o Goals & Objectives o Obstacles, Challenges, & Improvements o Measures & Tracking o Interface, Training, & Capabilities • Management and functional interviews of eight to fourteen employees, who will be selected based on responses from the pre-assessment questionnaire. Strengths, constraints, and opportunities for improvement will be identified as part of the two above processes. • Management review of strengths, constraints, and opportunities for improvement. This meeting will yield a prioritized list of process with the most potential for improvement. Location Assessment will be done at a county facility and background work will be done at TechSolve HO in Cincinnati, Ohio. DELIVERABLES TechSolve will provide one electronic copy of the assessment presentation, which may be emailed as an attachment or provided on a compact disc. The presentation will include the following: • Strengths, constraints, and opportunities for improvement in general county practices, procedures, processes, and people. • Opportunities to incorporate best practices and Lean concepts into the organization. • A roadmap for implementing Lean thinking and best practices at the county. LEAN TRAINING This four-hour training course is ahigh-level, intensive look at the principles and characteristics of successful continuous improvements within local government organizations. TechSolve will discuss what it takes to successfully implement these tools and sustain gains. It will also cover the importance of value stream management, correct performance measurements, and creating a continuous improvement culture within the county. The training will be a very hands-on event with thorough discussion on its application to Pitkin County. DELIVERABLES County employees trained on Lean methodologies and continuous improvement Opportunities to incorporate best practices and Lean concepts into the organization Page 7 of 12 TechColve J • Electronic copy of PowerPoint presentation TRAIN THE TRAINER -PROCESS IMPROVEMENT EVENTS The following process improvement approach will be used for each event the county chooses to conduct. During the first two events, the emphasis will be on improving the processes as well as training some selected county staff to conduct process improvement events without external help. TechSolve will conduct and lead the first event. County staff will lead the second event, with intimate TechSolve coaching. Two TechSolve consultants would be on site for the first event, and one TechSolve consultant would be on site for the second coaching event. In addition to teaching the future facilitators the process, there will also be a good deal of discussion on dealing with the different personalities in a group. This will allow for the facilitators to get the most out of each participant. Each event will help to build a culture of continuous process improvement PROCESS IMPROVEMENT APPROACH As a result of performing similar engagements across the country, TechSolve has found that the amount of involvement the county staff has in the process improvements (and all associated tasks) directly corresponds to the success of the proposed implementation plan. Therefore, TechSolve recommends that across-functional group be involved throughout the event(s). This enables the project team to take ownership in the process, provide first-hand knowledge of the process nuances, and facilitate grassroots communication to their respective department staff. The following is TechSolve's proposed approach broken down into tasks. PRE-EVENT TASKS Stakeholder Group Identification An initial conference call will be conducted with the project sponsor to identify the members of the core implementation team / stakeholder group. The team selection will be facilitated to assemble an effective inter-departmental team that is effective in identifying opportunities for improvement and empowered to implement the recommendations. The team should also include at least one representative from the IT Department. The county should also consider adding customers who were involved in the selected process to the process review team. Data Gathering & Analysis Data is a very important part of any improvement event. Data will include any performance measures currently tracked, workflows of the department, and the process. The data that will be gathered will be determined in the chartering meeting. ON-SITE EVENT Process Mapping /Value Stream Mapping Page 8 of 12 TechColve J Up to four days will be spent performing the on-site event. It can be broken down into the following sub-tasks: (1) Understand the current state of the process (2) Create a visual map of the process (3) Identify non-value-added activities and improvement opportunities (4) Document a visual map of the new and improved process (future state) (5) Prioritize improvements and develop improvement plan (6) Create a value stream tracking center (7) Implement improvements ("just-do-its") A detailed description of this process is attached in the form of the article "Lean Government 101: Value Stream Mapping." Identifying New Performance Metrics and Targets Based on the currenUfuture state maps, TechSolve and the Pitkin County will identify the metrics that will help to achieve, sustain, and continuously improve the future-state goals. The team will also calculate the baseline measures from the data collected during the current state mapping process, develop consensus and commitment to the metrics, and determine exactly how the metric will be calculated. DELIVERABLES TechSolve will provide one electronic copy of the final presentation, which may be emailed as an attachment or provided on a compact disc. It will include the following deliverables. Current State Map This is a detailed documentation of each step in the process. It will be in the "swimlane" format, which places emphasis on concurrent steps and multiple handoffs. Each step will be accompanied by key process metrics (such as cycle time and error percentage). This map will also capture "wastes"' and opportunities for improvement. .u~ e,..,,.,... CD Cl C ~ C1 oo~~~~aa o ,.: - , Example of Current State neap Page 9 of 12 TechClolve J Future State Map Similar to the current state map, a future state map is a detailed documentation of each step in the improved future process. The steps are accompanied by key process metrics and improvement projects (which are required to achieve the future state). The future state will address all areas of concern identified in the development of the initial process map. It is anticipated that the county administration will be able to use the data developed in the future process design to place the time taken for the various steps in a context for management purposes. Roadmap for Implementation The roadmap is what bridges the current and future states of the process. It documents all changes that need to be made and categorizes them as "just-do-its" or "projects." It also contains responsibilities and a timeline. f ~.. tsM'+s,~ ~Ali~n WII Sw0 II4 ~ ~ OMr KOfWw~MU f/Ma Mlw leyly ha e7 f .'Q As~law~. 'dM ~i'jdil YT^' . . k rr:w raw. ~ u. ~ v .-.,a . . ~z w ~ .... ay Iti x~.x in.1~ ~~ ~i~911I!~wM1s C•Oafo ih d'YlR iti Z' ~4 A:'K last ~aA ?r. ~, !: at t. ::. r ' .~yxyy J.+NY ~. "lA.. C>t S 1HX 1.~ Y !)I "~YpIM i1'IafaVl~ k+0qs it •!~+}: '1'YY ]k Yi.vr 'y ir1Y~Vt t. y.. ....... .. .V:+eiY'~n+.. ..... .. "fit Fn :Y.T`. h';';~ Example of Implementation Roadmap Page 10 of 12 Example of Improved, Future State Map Tech~lolve J AUTHORIZATION In accepting this proposal, please return a signed copy and/or your organization's purchase order to the address or fax below: TechSolve, Inc. 6705 Steger Drive Cincinnati, Ohio 45237 Attn: Michael Sticklen Fax: 513-948-2109 Pitkin County will be invoiced for fixed costs at 50% and 100% completion, as well as for travel and other out-of-pocket expenses, including administrative processing charges. TechSolve will begin work after receipt of your signed authorizations. This proposal is valid for 60 days. ACCEPTED: Pitkin County, Colorado 530 East Main Street, 3rd Floor Aspen, Colorado 81 61 1-1 948 By, ~~ Title: _t-~W~~ ~~~~~~+'~~ Total Price for Selected Services: ~ ~~ Signature: Date: Z f 0 P.O. No. ./S~o°~ ACCEPTED: Michael Sticklen TechSolve, Inc. 6705 Steger Drive Cincinnati, OH 45237 Signature: ~~<~~ ',ll= Date: 11/25/2008 Page 12 of 12 TechColve J Performance Metrics and Tracking Center The tracking center is important in ensuring accountability. It will be comprised of the three previous components and space for ongoing metrics. The tracking center will be displayed in high-traffic area for everyone to view. Summary of Impacts At the conclusion of the project, a summary of impacts document will also be created. REFERENCES Reference 1: Jerry McGuire City Manager City of Conroe 300 West Davis St Conroe, TX 77301-2803 Phone: 936-539-4431 Email: jmcguire@cityofconroe.org Additional references are available upon request. INVESTMENT Reference 2: Cheryl Hilvert City Manager City of Montgomery 10101 Montgomery Rd Montgomery, OH 45242-5323 Phone: 513-891-2424 Fax: 513-891-2498 Email: chilvert@ci.montgomery.oh.us Discount -The investment is broken down by task. Each of the tasks below can be a standalone task and can be purchased individually. However, investing in two or three services will yield a five percent (5%) discount on the total price, and investing in all four services will yield a ten percent (10%) discount on the overall price. Travel Expenses -Travel expenses are not included in the amounts below. They will be billed in addition to the fixed price at conclusion of the project. Operational Assessment $9,500 Lean Training $4,500 Train-the-Trainer, Process Improvement Event #1 $12,500 Train-the-Trainer, Process Improvement Event #2 $7,000 Total Price for Selected Services $ ~ ~ ~~' ,~_F ss ~ ~ `~• 3~ / Page 11 of 12 Contracts ]91-?009 Budget Line Item # 00]?1.91501.82000 .. l ,l M:/COUnh'/procurement/ 510,000 to 549,999/contract_sers ices SERVICES -such as: Goats, striping, weed spraying, tree trimming, landscaping, consulting, mailing, Internet services, haulers, testing, professional services, processing, routine services. Poticy: For purchases costing from $10.000 to less than $50,000. the County does not require formal requests for proposals but does require written contracts. Purpose: The formality of a written contract is required at this level due to increased risks associated with purchases of this amount. The procurement procedures allow for some competition without requiring formal requests for proposals. CHECKLIST: ?~ ~ t/U~~ ~ Obtain budget and approval for project purchase; determine budget line item number J (~J 1~ /'t Obtain contract number from clerk's office ~ 1 (.- ZOC>~ ~ 1, ~Deterntine scope of work and criteria for selection (this will assure all proposers will receive the same information) S~CS,~~~_ ~Detennine selection method a d begin completion of required forms (on m:/count}'/procurement/other procurement): • informal ~-ocurement; • sole sourc r • outside aLencv bid; er exception (see Section 1-102(3) of the Procurement Code). • emer~encv: For informal procurement, proceed with soliciting informal proposals, with documentation (memo attached). Select and notify proposer and complete necessa forms • For new service providers or vt ers who use ~ ocial security number for taxpayer identification, Finance will ne a completed W-9 ef9r,~ any invoice will be paid. (m:/county/procurement/fonns) ~ ~~p • Work Comp waiver form, when needed (m:/county/procurement/forms). See Risk Manasement Narrative under m:/county/procurement/forms. Complete the form for method of procurement (informal, sole source, emergency.. outside agency). Prepare written contract (including sequential page numbers) and include scope of work (m;/county/procuremen standard contracts/contract for services), provide to selected proposer for II,,~~ signature. Sic ~(1.^7"ps,r-~ /~N? Notify other proposers of selection (by telephone or Sw-z-~ letter under :/county/procurement/forms) Contract with required signatures and insurance are received back from the proposer and routed to the necessary internal staff for signature i if the project is aver budget or the scope chunges signifrcantly - Af01 evil! need to go to the BOCC for approval before corzp•acl is signed if using the standard conb-act forms xidzout any' changes there is no need for Risk or Attorney si nanu•e. If amvhizzg nozz-standard is in the contract you must add Rzsk and Attorney to szgrzature page of conh•act. The fully executed original contract ~a~ith all attachments roust be sent to Clerk's Office (Jeanette Jones) for scanning; complete Clerk"s Checklist and attach to contract. (tn: /county/procurement/fonn s ) All Contract Amendments must be sent to the Clerk's office for scanning, with the original contract number and a letter identifyins the amendment.. Final service received (Do not authorize final payment until yo ed that the contract has been fully and satisfactorily completed.) Final invoice received, approved by procurement offic ,and paid by Finance. 1 /'