HomeMy WebLinkAboutbocc.res.068.2018 CONTRACT
RESOLUTION OF THE BOARD OF COUNTY 44 '1 `f ol stjfC
COMMISSIONERS ("BOCC") OF PITKIN COUNTY, Tr J
COLORADO AUTHORIZING. THE PITKIN COUNTY ( 4.@6,9
OFFICE OF EMERGENCY MANAGEMENT TO
ACCEPT THE 2018 EMERGENCY MANAGEMENT
PERFORMANCE GRANT (EMPG) FROM THE STATE
OF COLORADO, DEPARTMENT OF PUBLIC SAFETY,
DIVISION OF HOMELAND SECURITY AND
EMERGENCY MANAGEMENT FOR THE PURPOSE
OF FUNDING A PORTION OF THE PITKIN COUNTY
EMERGENCY MANAGEMENT ANNUAL BUDGET.
RESOLUTION NO. 06/3 , 2018
RECITALS:
I. Pursuant to Section 2.8.3 (Actions) of the Pitkin County Home Rule Charter
(' IIRC'') official action by formal resolution shall be required for all actions of the
Board not requiring ordnance power on matters of significant importance affecting
citizens
2. The State of Colorado, Department of Public Safety, Division of Homeland Security
and Emergency Management has authorized an Emergency Management
Performance Grant ("EMPG") program to assist in the development of
comprehensive, risk based, all hazard emergency management progiams at the
State, local, and tribal government levels and to improve emergency preparedness
through integrated planning, training and exercising, addressing prevention,
protection, mitigation, response, and recovery capabilities. These funds are intended
to reimburse programs for up to 50 percent of local costs for staff, travel, training.
office maintenance, EOC enhancements, public education, and other related costs.
3. The timing and the exact amount of the grant award depends upon the approval of
the FEMA budget by Congress. The anticipated amount of this specific grant award
in 2018 is $65,000.
4. The BOCC finds that it is in the best interests of the citizens of Pitkin County to
appose this Resolution.
NOW, THEREFORE. BE IT RESOLVED by the Board of County Commissioners of
Pitkin County, Colorado that it hereby adopts a Resolution Authorizing the Pitkin County
Office of Emergency Management to Accept the 2018 Emergency Management
Performance Grant (EMPG) from the State of Colorado, Department of Public Safety,
Division of Homeland Security and Emergency Management for the Purpose of Funding a
Portion of the Pitkin County Office of Emergency Management Annual Budget and
Authorizes the Chair to sign the Resolution and upon the satisfaction of the County
Attorney as to form, execute any other associated documents necessary to complete this
matter.
INTRODUCED AND FIRST READ ON THE Lit) DAY OFLO c tl<r�,w- , 2018
AND�T�R SECOND READING AND PUBLIC HEARING ON THE /Ori- DAY
OF �t - 2018.
NOTICE OF PUBLIC HEARING AND TITLE AND SHORT SUMMARY OF SHE
RES,QLUTION PUBLISHED IN THE ASPEN TIMES WEEKLY ON THE}7 DAY
OF 7-c_yeft,/.,-.. , 2018
NOTICE OF PUBLIC HEARING AND THE FULL TEXT OF THE RESOLUTION
POSTED ON THE OFFICIAyPITKIN COUNTY WEBSITE (www.pitkincounty.com
ON THE ' DAY OF -;1-74. uiw-._ 2018.
ADOPTED/AL-it-ER FINAL READING AND PUBLIC HEARING ON THE JiCf t�
DAY OF /OAP/ai 2018.
PUBLISHED BY TITLE AND SHORT SUMMARY, . TpRR ADOPTION, IN THE
ASPEN TIMES WEEKLY ON THE /1)-`f'-DAY OF ' , , 2018.
POSTED BY TITLE AND SHORT SUMMARY Op THE OFFICIN-PITKIN COUNTY
WEBSITE (www.pnkmcounty.com 10N THE // „ DAY OF crkch-e i 2018.
ATTEST BOARD OF COUNTY COMMISSIONERS
By • l...r 3,132, By � P.celt (6 19--fe.
Nene Jones Patti Clapper, Chair
*uty County Clerk
Date: IC - tJ—I ie
APPROVED AS TO FORM. MANAGER APPROVAL
J9,12n Ely, Ca m fey Jon Peacock, County Manager
CONTRACT
# ( 4 br s-i22oec
STATE OF COLORADO GRANT AGREEMENT
SIGNATURE AND COVER PAGE
State Agency Agreement Maximum Amount
t,• mnent of Public Safety 865,000.00
Grantee Agreement Performance Beginning Date
Pitkin County Effective Dam
Initial Agreement Expiration Date
December 31,2018
Agreement Number Fund Expenditan End Date
CMS Number. 112491 December 31,2018 _
Encumbrance ISEM-19-44 Agreement Desolation
Subrecipient DUNSO. 085278844 Grantee will carry-out and complete tasks in their annual
Federal Award Identification 0(FAIN): EMD-2018-EP-00007 work plan.
Total Amount of the Federal Award 36,199,311 00
Federal Award Date October 1,2017
Name of Federal Awarding Agency: DHS/FEMA
CFDA 97 042 Emergency Management Performance(rant
Identificatmn if the Award is far R&D. No
THE PARTIES HERETO HAVE EXECUTED THIS CONTRACT
Each person signing this Agreement represents and warrants that he or she is duly authorized to execute this Agreement and
to bind theP authori his or her signature.
GRANTEE STATE OF COLORADO
Pitkin County John W.Hickenlooper,Governor
Department of Public Safety,
By' __C_fdSrS_r- afar _ Division of Homeland Seaway and Emergency Management
n L Kelm R Klein,Director
C
Title. Bo 1- _
19ch- . u ;31 fri —
* rgna4tum By Kevin R.Klein,Director J 1
Date _fa-15-19 Dale: ll/t 1 g
2nd Grantee Signature if Needed LEGAL REVIEW
Cynthia H.Coffman,Attorney General
By. _
Title
By:Assistant Attorney General
'SigDate
Dam:
In accordance with§24-30-202 C R.S,this Agreement is not valid until signed and dated below by the State Controller or
an authorized delegate
STATE CONTROLLER
Robert Jar's,CPA MB JD
7 %fGCQ
By.Colorado Department of he Safety,Em duels,0(Eee of Grants Management Director
Effective Date:_ Litt 1§e
WI IIMPG Cactiabronce I 111741-111-44
TABLE OF CONTENTS
SIGNATURE AND COVER PAGE 1
I. PARTIES 3
2. TERM AND EFFECTIVE DATE 3
3. AUTHORITY 4
4. PURPOSE 5
5, DEFINITIONS 5
6. STATEMENT OF WORK 7
7. PAYMENTS TO GRANTEE.. 7
8. REPORTING•NOTIFICATION 10
9. GRANTEE RECORDS 11
10.CONFIDENTIAL INFORMATION-STATE RECORDS 12
11.CONFLICTS OF INTEREST. 13
12 INSURANCE 14
13.BREACH 15
14,REMEDIES 16
15.DISPUTE RESOLUTION 17
16.NOTICES AND REPRESENTAttVES IS
17.RIGHTS IN WORK PRODUCT AND OTHER INFORMATION IS
IS GOVERNMENTAL IMMUNITY 19
19,STATEWIDE CONTRACT MANAGEMENT SYSTEM 19
20.GENERAL PROVISIONS 20
21.COLORADO SPECIAL PROVISIONS(COLORADO FISCAL RULE 3-1) 22
EXHIBIT A.STATEMENT OF WORK
EXHIBIT B,SAMPLE OPTION LETTER(FORM I) 1
EXHIBIT C,BUDGET 1
EXHIBIT 0,FEDERAL PROVISIONS
Pap 2 of/5 vow.072017
nil[MrG rassersare r I1[M-taxa
1. PARTIES
This Agreement is entered into by and between Grantee named on the Signature and Cover Page
for this Agreement(the"Grantee"), end the STATE OF COLORADO acting by and through the
State agency named on the Signature and Cover Page for this Agreement (the "Steel, Grantee
and the State agree to the terms and conditions in this Agreement.
3. TERM AND EFFECTIVE DATE
A. Effective Date
This Agreement shall not be valid or enforceable until the Effective Date,and the Grant Funds
shall be expended by the Fund Expenditure End Date shown on the Signature and Cover Page
for this Agreement.The State shall not be bound by any provision of this Agreement before
the Effective Date,and shall have no obligation to pay Grantee for any Work performed or
expense incurred before the Effective Dale, except as described in§7.C, or after the Fund
Expenditure End Date,
i. Provided,however,that authorized Pre-award Costs incuned prior to the Effective Date
may be submitted for reimbursement as provided in f 7(B)(vil below.
ii. Provided, however, that all Project costs specifically authorized in the FEDERAL.
EMERGENCY MANAGEMENT AGENCY Notice of Award that have been
mcmred after Iaaltary I, 2FI8 but prior to the Effective Date may be submitted fur
reimbursement from Federal Funds,as provided in¢7(B)(vi)below.
iii. Provided,however,that all or some of the cons or expenses incurred by Grantee prior
to the Effective Date which have been or will be paid from Matching Funds, if such
costs or expenses are properly documented as eligible expenses in FEDERAL
EMERGENCY MANAGEMENT AGENCY, may be reimbursed from such
Matching Funds,as provided in 57lBXvil below
B. Initial Term
Thc Panics' respective performances under Ibis Agreement shell commence on the
Agreement Performance Beginning Date shown on the Signature and Cover Page for this
Agreement and shall terminate on the Initial Agreement Expiration Date shown on the
Signature and Cover Page for this Agreement(the"Initial Term")unless sooner terminated
or further extended in accordance with the terms of this Agreement.
C. Extension Terms-Shale's Option
The State, at its discretion, shall have the option to extend the performance under this
Agreement beyond the Initial Term for a period,ur for successive periods,of I year or less
at the same rates and under the same tenns specified in the Agreement(each such period an
"Extension Term"). In order to exercise this option,the Suite shall provide written notice to
Grantee in a form substantially equivalent to Exhibit B.
D. End of Term Extension
If this Agreement approaches the end of its Initial Term,or any Extension Term then in place,
the State,at its discretion,upon written notice to Grantee as provided in§If,may unilaterally
extend such Initial Term or Extension Term for a period not to exceed 2 months(an"End of
Tenn Extension"), regardless of whether additional Extension Terms are available or not.
The provisions of this Agreement in effect when such notice is given shall remain in effect
during the End of Terra Extension.The End of Term Extension shell automatically terminate
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2011 EMPG Ennshnan a ISEM-19-44
upon execution of a replacement Agreement or modification extending the total term of the
Agreement.
E. Early Termination in the Public Interest
The State is entering into this Agreement to serve the public interest of the State of Colorado
as determined by its Governor, General Assembly, or Courts. If this Agreement ceases to
further the public interest of the State, the State, in its discretion, may terminate this
Agreement in whole or in part. This subsection shall not apply to a termination of this
Agreement by the State for breach by Grantee,which shall be governed by§14.A.i.
r. Method and Content
The State shall notify Grantee of such termination in accordance with§16.The notice
shall specify the effective date of the termination and whether it affects all or a portion
of this Agreement.
ri. Obligations and Rights
Upon receipt of a termination notice for ternination in the public interest,Grantee shall
be subject to§14.A.i.a.
ria. Payments
If the State terminates this Agreement in the public interest,the State shall pay Grantee
an amount equal to the percentage of the total reimbursement payable under this
Agreement that corresponds to the percentage of Work satisfactorily completed and
accepted,as determined by the State, less payments previously made. Additionally, if
this Agreement is less than 60%completed,as determined by the State,the State may
reimburse Grantee for a portion of actual out-of-pocket expenses, not otherwise
reimbursed under this Agreement,incurred by Grantee which are directly attributable
to the uncompleted portion of Grantee's obligations,provided that the sum of any and
all reimbursement shall not exceed the maximum amount payable to Grantee hereunder.
F. Grantee's Termination Under Federal Requirements
Grantee may request termination of this Grant by sending notice to the State,or to the Federal
Awarding Agency with a copy to the State,which includes the reasons for the termination
and the effective date of the termination. If this Grant is terminated in this manner, then
Grantee shall return any advanced payments made for work that will not be performed prior
to the effective date of the termination.
3. AUTHORITY
Authority to enter into this Agreement exists in the law as follows:
A. Federal Authority
Authority to enter into this Gran(exists in the Homeland Security Act of 2002 through CFDA 97.042,
funds have been budgeted,appropnated,and otherwise made available pursuant to said Act;and as
sufficient mencumberred for remaining payment.
B. State Authority
Authority to enter into this Grant exists in CRS §24-1-128.6, funds have been budgeted,
appropriated and otherwise made available pursuant to said statue, and a sufficient
unencumbered balance remains available for payment. Required approvals, clearance and
coordination have been accomplished from and with appropriate agencies.
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2111 EMPG Encumbrance s IIEM-111M
4. PURPOSE
Grant fends are hereby made available for the purpose of enhancing Homeland Security and
Emergency Management related Prevention, Protection, Mitigation, Response and Recovery
capabilities throughout the State,as more specifically described in the Statement of Work,attached
as Exhibit A.
5. DEFINITIONS
The following terms shall be construed and interpreted as follows:
A. "Agreement" means this agreement, including all attached Exhibits, all documents
incorporated by reference,all referenced statutes,rules and cited authorities,and any future
modifications thereto.
B. "Award"means an award by a Recipient to a Subrecipient funded in whole or in part by a
Federal Award. The terms and conditions of the Federal Award flow down to the Award
unless the terms and conditions of the Federal Award specifically indicate otherwise.
C. "Budget"means the budget for the Work described in Exhibit C.
D. "Business Day"means any day in which the State is open and conducting business,but shall
not include Saturday, Sunday or any day on which the State observes one of the holidays
listed in§24-1I-101(1)C.R.S.
E. "CORA"means the Colorado Open Records Act, §§24-72-200.1 et.seq.,C.R.S.
F. "Effective Date"means the date on which this Agreement is approved and signed by the
Colorado State Controller or designee, as shown on the Signature and Cover Page for this
Agreement.
G. "End of Term Extension"means the time period defined in§2.D
H. "Exhibits"means the following exhibits attached to this Agreement
i. Exhibit A,Statement of Work.
ii. Exhibit B,Sample Option Letter(Form I).
iii. Exhibit C,Budget.
iv. Exhibit D,Federal Provisions(If Applicable).
I. "Extension Term"means the time period defined in§2.0
1. "Federal Award"means an award of Federal financial assistance or a cost-reimbursement
contract, under the Federal Acquisition Regulations or by a formula or block grant, by a
Federal Awarding Agency to the Recipient. "Federal Award" also means an agreement
setting forth the terms and conditions of the Federal Award. The term does not include
payments to a contractor or payments to an individual that is a beneficiary of a Federal
program.
K. "Federal Awarding Agency" means a Federal agency providing a Federal Award to a
Recipient. Federal Emergency Management Agency (FEMA) is the Federal Awarding
Agency for the Federal Award which is the subject of this Agreement.
L. "Goods" means any movable material acquired, produced, or delivered by Grantee as set
forth in this Agreement and shall include any movable material acquired, produced, or
delivered by Grantee in connection with the Services.
Page 5 of 25 va.,m 072017
HIS MFG lamabrew,a tarso-ra4e
M. "Grant Fundi" means the funds that have been appropriate& designated, encumbered, or
otherwise made available for payment by the State under this Agreement.
N. "Incident"means any accidental or deliberate event that results in or constitutes an imminent
threat of the unauthorized access or disclosure of State Confidential Information or of the
unauthorized modification,disruption,or destruction of any State Records.
0. `tidal Tartu'means the time period defined in§2.B
P. "Matching Funds"means the funds provided Grantee as a match required to receive the
Gram Funds.
Q. "Party"means the State or Grantee,and'Parties"means both the State and Grantee,
R. "PCI" means payment card information including any data related to credit card holders'
names,credit card numbers,or the other credit card information as may be protected by state
or federal law.
S "P11" means personally identifiable information including, without limitation, any
information maintained by the State about an individual that can be used to distinguish or
trace an individual's identity,such as name,social security number,date and place of birth,
mother's maiden name, or biometric records; and any other information that is linked or
linkable to an individual, such as medical, educational, financial, and employment
information. PII includes, but is not limited to, ell intonation defined as personally
identifiable information in§24-72-501 C.R.S.
T. "PHI"means any protected health information,including,without limitation any information
whether oral or recorded in any form or medium:(i)that relates to the past,present or future
physical or mental condition of an individual;the provision of health care to an individual;
or the past,present or future payment for the provision of health care to an individual; and
(11)that identifies the individual or with respect to which there is a reasonable basis to believe
the information can be used to identify the individual.PHI includes,but is not limited to,any
information defined as Individually Identifiable Health Information by the federal Health
huutance Portability and Accountability Act.
U. "Recipient" means the State agency shown on the Signature and Cover Page of this
Agreement,for the purposes of this Federal Award.
V. "Servicer"means the services to be performed by Grantee as set forth in this Agreement,and
shall include any smites to be rendered by Grantee in connection with the Goods.
W. "State Confidential Information"means any and all State Records not subject to disclosure
under CORA. State Confidential Information shall include, but is not limited to, PII, PHI,
PCI, Tax Information, 01, and State personnel records not aubject to disclosure under
CORA. State Confidential Information shell not include information or data concerning
individuals that is not deemed confidential but nevertheless belongs to the State,which has
been communicated,furnished,or disclosed by the State to Contactor which(i)is subject to
disclosure pursuant to the CORA;(Ili is already known to Contractor without restrictions at
the time of its disclosure by Contractor, (ti)is or subsequently becomes publicly available
without breach of any obligation owed by Contractor to the State; (iv) is disclosed to
Contractor,without confidentiality obligations,by a thud party who has the right to disclose
such information; or (v) was independently developed without reliance on any Stale
Confidential information.
X. "State Fbnl Ruin" means toot fiscal rales promulgated by the Colorado State Controller
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2018 EMPG Eac ebnace a NEM-19-44
pursuant to§24-30-202(13)(a)C.R.S.
Y. "State Fiscal Year"means a 12-month period beginning on July 1 of each calendar year and
ending on June 30 of the following calendar year. If a single calendar year follows the term,
then it means the State Fiscal Year ending in that calendar year.
Z. "State Records" means any and all State data, information, and records, regardless of
physical form,including,but not limited to,information subject to disclosure under CORA.
AA. "Subcontractor"means third-parties, if any,engaged by Grantee to aid in performance of
the Work."Subcontractor"also includes sub-grantees of grant funds.
BB. "Subrecipleat" means a non-Federal entity that receives a sub-award from a Recipient to
carry out part of a Federal program,but does not include an individual that is a beneficiary
of such program. A Subrecipient may also be a recipient of other Federal Awards directly
from a Federal Awarding Agency. For the purposes of this Agreement, Grantee is a
Subrecipient.
CC. "Tax Information"means federal and State of Colorado tax information including,without
limitation, federal and State tax returns, return information, and such other tax-related
mfonnation as may be protected by federal and State law and regulation. Tax Information
includes,but is not limited to all information defined as federal tax information in Internal
Revenue Service Publication 1075.
DD. "Uniform Guidance"means the Office of Management and Budget Uniform Administrative
Requirements,Cost Principles,and Audit Requirements for Federal Awards,2 CFR Part 200,
commonly known as the "Super Circular, which supersedes requirements from OMB
Circulars A-21,A-87,A-110,A-122,A-89,A-102,and A-133,and the guidance in Circular
A-50 on Single Audit Act follow-up.
EE. "Work"means the delivery of the Goods and performance of the Services described in this
Agreement.
FF. "Work Product"means the tangible and intangible results of the Work,whether finished or
unfinished, including drafts. Work Product includes, but is not limited to, documents,text,
software (including source code), research, reports,proposals, specifications, plans, notes,
studies,data,images,photographs,negatives,pictures,drawings,designs,models,surveys,
maps,materials,ideas,concepts,know-how,information,and any other results of the Work.
"Work Product"does not include any material that was developed prior to the Effective Date
that is used,without modification,in the performance of the Work.
Any other term used in this Agreement that is defined in an Exhibit shall be construed and
interpreted as defined in that Exhibit.
6. STATEMENT OF WORK
Grantee shall complete the Work as descnbed in this Agreement and rn accordance with the
provisions of Exhibit A.The State shall have no liability to compensate Grantee for the delivery of
any goods or the performance of any services that are not specifically set forth in this Agreement.
7. PAYMENTS TO GRANTEE
A. Maximum Amount
Payments to Grantee are limited to the unpaid, obligated balance of the Grant Funds. The
State shall not pay Grantee any amount under this Agreement that exceeds the Agreement
Maximum for each State Fiscal Year shown on the Signature and Cover Page of this
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2111 DWG tecambaon a ISZM-W44
Agreement.
B. Payment Procedures
i. Invoices and Payment
a. The State shall pay Grantee in the amounts and in accordance with the schedule
and other conditions set forth in Exhibit A.
b. Grantee shall initiate payment requests by invoice to the State, in a form and
manner approved by the State.
c. The State shall pay each invoice within 45 days following the State's receipt of
that invoice,so long as the amount invoiced correctly represents Work completed
by Grantee and previously accepted by the State during the term that the invoice
coven.If the State determines that the amount of any invoice is not correct,then
Grantee shall make all changes necessary to correct that invoice.
d. The acceptance of an invoice shall not constitute acceptance of any Work
performed or deliverables provided under the Agreement.
ii. Interest
Amounts not paid by the State within 45 days of the State's acceptance of the invoice
shall bear interest on the unpaid balance beginning on the 45th day at the rate of 1%per
month,as required by§24-30.202(24)(a),C.R.S.,until paid in MI;provided,however,
that interest shall not accrue on unpaid amounts that the State disputes in writing.
Grantee shall invoice the State separately for accrued interest on delinquent amounts,
and the invoice shall reference the delinquent payment,the number of day's interest to
be paid and the interest rate.
nt. Payment Disputes
If Grantee disputes any calculation,determination or amount of any payment,Grantee
shall notify the State in writing of its dispute within 30 days following the earlier to
occur of Grantee's receipt of the payment or notification of the determination or
calculation of the payment by the State.The State will review the information presented
by Grantee and may make changes to its determination based on this review. The
calculation,determination or payment amount that results from the State's review shall
not be subject to additional dispute ander this subsection. No payment subject to a
dispute under this subsection shall be due until after the State has concluded its review,
and the State shall not pay any interest on any amount during the period it is subject to
dispute under this subsection.
iv. Available Funds-Contingency-Termination
The State is prohibited by law from making commitments beyond the term of the
current State Fiscal Year.Payment to Grantee beyond the current State Fiscal Year is
contingent on the appropriation and continuing availability of Grant Funds in any
subsequent year(as provided in the Colorado Special Provisions). If federal funds or
fords from any other non-State funds constitute all or seine of the Grant Funds,the
State's obligation to pay Grantee shall be contingent upon such non-State funding
continuing to be made available for payment. Payments to be made pursuant to this
Agreement shall be made only from Grant Funds, and the State's liability for such
payments shall be limited to the amount remaining of such Grant Funds.If State,federal
or other funds are not appropriated, or otherwise become unavailable to fund this
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rail aarrG Notmobr..c.a t$Psn-run
Agreement,the State may,upon written notice,terminate this Agreement,in whole or
in part,without incurring further liability The State shall,however,remain obligated
to pay for Services and Goods that are delivered and accepted prior to the effective date
of notice of termination, and this termination shall otherwise be treated as if this
Agreement were terminated in the public interest as described in§2.E.
v. Erroneous Payments
The State may recover.at the State's discretion,payments made to Grantee in error for
any reason, including, but not limited to, overpayments or improper payments, and
unexpended or excess hinds received by Grantee.The State may recover such payments
by deduction from subsequent payments render this Agreement, deduction from any
payment due under any other contracts, gents or agreements between the State and
Grantee,cc by any other appropriate method for collecting debts owed to the State.Thc
close-out of a Federal Award does not affect the right of the Federal Awarding Agency
or the State to disallow costs and recover funds on the basis of a later audit or other
review. Any cost disallowance recovery is to be made within the Record Retention
Period,as defined below.
vi. Retroactive Payments
The State shall pay Pre-award Cost Duly if(I)the Federal Emergency Management
Agency Notice of Award allows reimbursement for Pre-award Costs by a Grantee or
Subrecipient from Federal Funds or Matching Funds,or(2)the Pre-award Costs have
been specifically detailed in Grantee's grant application, authorized by the Stale and
incorporated in the Budget for the Work described in Exhibit A. Any such retroactive
payments shall comply with State Fiscal Rules and grantee and any Subrecipient shall
have complied with all federal laws,rules and regulations applicable to the Work before
the State shall make such payments. Grantee shall initiate any retroactive payment
request by submitting invoices to the State that set out Grantee's compliance with the
provisions of this Grant.
vii. Advance,Interim and Final Payments
Any advance payment allowed under this Grant or in Exhibit A shall comply with State
Fiscal Rules and be made in accordance with the provisions of this Gram or such
Exhibit. Gnntee shall initiate any payment requests by submitting invoices or
reimbursement requests(refund to as'invoices" herein)to the State in the form and
manner set forth and approved by the State. If permitted by the federal Program,the
State may pay certain eligible, Pre-award Costs incurred within the applicable federal
grant period from Federal Funds or Matching Funds.
C, Matching Funds.
Grantee shall provide Matching Funds as provided in§7.A.and Exhibit A.Grantee shall raise
the MI amount of Matching Funds during the course of the project and shall report to the
State if the match will be an in-kind match.Grantee's obligation to pay all or any part of any
matching funds, whether direct or contingent, only extend to funds duly and lawfully
appropriated for the purposes of this Agreement by the authorized representatives of Grantee
and paid into Grantee's treasury or bank account, Grantee represents to the State that the
amount designated "Grantee's Matching Funds" in Exhibit A has been legally appropriated
for the purposes of this Agreement by its authorized representatives and paid into its treasury
or bank account.Grantee shall not pay or be liable for any claimed interest,late charges,fees,
taxes or penalties of any nature,except as required by Grantee's laws or policies.
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all MPG Leabnart a IUIM.044
D. Reimbursement of Grantee Cons.
The State shall reimburse Grantee's allowable costs,not exceeding the maximum total amount
described in Exhibit A and¢7 for all allowable costs described in this Gnat and shown in the
Budget, except that Grantee may adjust the amounts between each line item of the Budget
without formal modification to this Agreement as long as the Grantee provides notice to the
Stele of the change,the change does not modify the total maximum amount of this Agreement
or the maximum amount for any state fiscal year, and the change does not modify any
requirements of the Work.The State shall reimburse Grantee for the federal share of properly
documented allowable costs related to the Work atter review and approval thereof,subject to
the provisions of this Agreement and Exhibit A. However, any costs incurred by Grantee
prior to the Effective Date shall not be reimbursed 'bat specific allowance of pe-award
costs and indication that the Federal Award funding is retroactive. Grantee's costs for Work
perfomwd after the Fund Expenditure End Date shown on the Signature and Cover Page for
this Agreement,or after any phase performance period end date for a respective phase of the
Work,shall not be reimbursable.The State shall only reimburse allowable costs described in
this Contract and shown in the Budget if those costs are:
i. Reasonable and necessary to accomplish the Work and for the Goods and Services
provided;and
ii. Equal to the actual net cost to Grantee (i.e. the price paid minus any items of value
received by Grantee that reduce the cost actually incurred).
E. Close-Out.
Grantee shall close out this Award within 45 days after the Fund Expenditure End Date shown
on the Signature and Cover Page for this Agreement To complete close-out, Grantee shall
submit to the State all deliverables (including documentation)as defined in this Agreement
and Grantee's final reimbunement request or invoice. The State will withhold 5% of
allowable costs until all final documentation has been submitted and accepted by the State as
substantially complete. If the Federal Awarding Agency has not closed this Federal Award
within I year and 90 days after the Fund Expenditure End Dale shown on the Signature and
Cover Page for this Agreement due to Grantee's failure to submit required documentation,
then Grantee may be prohibited from applying for new Federal Awards through the Sate
until such documentation is submitted and accepted
5. REPORTING-NOTIFICATION
A. Quarterly Reports.
In addition to any reports requited pursuant no gig or pursuant to any other Exhibit,for any Agreement
having a term longer than 3 months, Grantee shell submit, on a quarterly basis, a wenn repen
specifying progress made for each specified performance meanie and standard in this Agreement.
Such progress capon shall be in accordance with the procedures developed and prescribed by the
State, Progress reports shell be submitted to the State not later than 5 Business Days following the
end of each calendar quarter or at such lime M otherwise grn+lkd by the Slate.
B. Litigation Reporting
If Grantee is served with a pleading or other document in connection with an action before a
court or other administrative decision making body,and such pleading or document relates
to this Agreement or may affect Grantee's ability to perform its obligations under this
Agreement,Grantee shall,within 10 days after being served,notify the State of such action
and deliver copies of such pleading or document to the State's principal representative
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2015 EMPG Eaembneet a HEM-19-44
identified in§16.
C. Performance and Final Status
Grantee shall submit all financial,performance and other reports to the State no later than 45
calendar days after the end of the Initial Term if no Extension Terms are exercised, or the
final Extension Tenn exercised by the State,containing an evaluation and review of Grantee's
performance and the final status of Grantee's obligations hereunder.
D. Violations Reporting
Grantee shall disclose,in a timely manner,in writing to the State and the Federal Awarding
Agency, all violations of federal or State criminal law involving fraud, bribery, or gratuity
violations potentially affecting the Federal Award. The State or the Federal Awarding
Agency may impose any penalties for noncompliance allowed under 2 CFR Part 180 and 31
U.S.C.3321,which may include,without limitation,suspension or debarment.
9. GRANTEE RECORDS
A. Maintenance
Grantee shall make,keep,maintain,and allow inspection and monitoring by the State of a
complete file of all records,documents,communications,notes and other written materials,
electronic media files, and communications, pertaining in any manner to the Work or the
delivery of Services (including, but not limited to the operation of programs) or Goods
hereunder.Grantee shall maintain such records for a period(the"Record Retention Period")
of three years following the date of submission to the State of the final expenditure report,or
if this Award is renewed quarterly or annually, from the date of the submission of each
quarterly or annual report,respectively.If any litigation,claim,or audit related to this Award
starts before expiration of the Record Retention Period,the Record Retention Penod shall
extend until all litigation,claims,or audit findings have been resolved and final action taken
by the State or Federal Awarding Agency. The Federal Awarding Agency, a cognizant
agency for audit,oversight or indirect costs,and the State,may notify Grantee in writing that
the Record Retention Period shall be extended.For records for real property and equipment,
the Record Retention Period shall extend three years following final disposition of such
Property.
B. Inspection
Grantee shall permit the State to audit,inspect,examine,excerpt,copy and transcribe Grantee
Records during the Record Retention Period.Grantee shall make Grantee Records available
during normal business hours at Grantee's office or place of business, or at other mutually
agreed upon times or locations,upon no fewer than 2 Business Days'notice from the State,
unless the State determines that a shorter period of notice,or no notice,is necessary to protect
the interests of the State.
C. Monitoring
The State will monitor Grantee's performance of its obligations under this Agreement using
procedures as determined by the State.The federal government and any other duly authorized
agent of a governmental agency,in its discretion,may monitor Contractor's performance of
its obligations under this Contract using procedures as determined by that governmental
entity. Grantee shall allow the State to perform all monitoring required by the Uniform
Guidance,based on the State's risk analysis of Grantee end this Agreement. The State shall
monitor Grantee's performance in a manner that does not unduly interfere with Grantee's
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performance of the Work
D. Final Audit Report
Grantee shall promptly submit to the State a copy of any final audit report of an audit
performed on Grantee's records that relates to or affects this Agreement or the Work,whether
the audit is conducted by Grantee or a third party. Additionally, if Grantee is required to
perforin a single audit under 2 CFR 200.501,es seq.,then Grantee shall submit a copy of the
results of that audit to the State within the same timelines as the submission to the federal
government.
10. CONFIDENTIAL INFORMATION STATE RECORDS
A. Confidentiality
Grantee shall hold and maintain,and cause all Subcontractors to hold and maintain,any and
all State Records that the State provides or makes available to Grantee for the sole and
exclusive benefit of the State,unless those State Records are otherwise publicly available at
the time of disclosure or. Grantee shall not,without prior written approval of the State,use
for Grantee's own benefit,publish,copy,or otherwise disclose to any third party,or permit
the use by any third party for its benefit or to the detriment of the State,any State Records,
except as otherwise stated in this Agreement. Grantee shall provide for the security of all
State Confidential Information in accordance with all policies promulgated by the Colorado
Office of Information Security and all applicable laws, rules, policies, publications, and
guidelines. Grantee shall immediately forward any request or demand for State Records to
the State's principal representative.
B. Other Entity Access and Nondisclosure Agreements
Grantee may provide State Records to its agents,employees,assigns and Subcontractors as
necessary to perform the Work,but shall restrict access to State Confidential Information to
those agents, employees, assigns and Subcontractors who require access to perform their
obligations under this Agreement.Grantee shall ensure all such agents,employees,assigns,
and Subcontractors sign nondisclosure agreements at least as protective as those in this
Agreement, and that the nondisclosure agreements are in force at all times the agent,
employee,assign or Subcontractor has arras to any State Confidential Information.Grantee
shall provide copies of those signed nondisclosure restrictions to the State upon request.
C. Use,Security,and Retention
Grantee shall use,hold and maintain State Confidential Information in compliance with any
and all applicable laws and regulations in facilities located within the United States,and shall
maintain a secure environment that ensures confidentiality of all State Confidential
Information wherever located. Grantee shall provide the State with access, subject to
Grantee's reasonable security requirements,for purposes of inspecting and monitoring access
and use of State Confidential Information and evaluating security control effectiveness.Upon
the expiration or termination of this Agreement,Grantee shall return State Records provided
to Grantee or destroy such State Records and certify to the State that it has done so,as directed
by the State.If Grantee is prevented by law or regulation from returning or destroying State
Confidential Information,Grantee warrants it will guarantee the confidentiality of,and cease
to use,such State Confidential Information.
D. Incident Notice and Remediation
If Grantee becomes aware of any Incident,it shall notify the State immediately and cooperate
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with the State regarding recovery,remediation,and the necessity to involve law enforcement,
as determined by the Slate. Unless Grantee can establish that none of Grantee or any of its
agenb,employees,assigns or Subcontractor are the cause or source of the Incident,Grantee
shall be responsible for the con of notifying each person who may have been impacted by
the Incident. After an Incident, Grantee shell lake steps to reduce the risk of incurring a
similar type of Incident in the future as directed by the State,which may include,but is not
limited to,developing and implementing a remediation plan that is approved by the Slate at
no additional cost to the State.The State may adjust or direct modifications to this plan,in its
sole discretion and Gramee shall make all modifications as directed by the State.If Grantee
cannot produce its analysis and plan within the allotted time,the State,in is sole discretion,
may perform such analysis and produce a remediation plan, and Grantee shall reimburse the
State for the reasonable costs thereof.
E. Compliance
Grantee shall review,on■semi-annual basis,all GIS policies and procedures which OM has
promulgated pursuant to CRS 44 24-37.5-401 through 406 and S CCR 6 1501-5 and posted
at http://oit.stale.co.udois,to ensure compliance with the standards and guidelines published
therein. Omntee shall cooperate, and shall cause its Subcontractors to cooperate, with the
performance of security audit and penetration tests by GIS or its designee.
F. Safeguarding P11
If Grantee or any of its Subcontractors will or may receive PH under this Contract,Grantee
shall provide for the security of such PR,in a form acceptable to the State,including,without
limitation,non-disclosure,use of appropriate technology,security practices,computer access
security,data access security,data storage encryption,data transmission encryption,security
inspections,and audits.Grantee shall take full responsibility for the security of all LII in its
possession or in the possession of its Subcontractors, and shall hold the State harmless for
any damages or liabilities resulting from the unauthorized disclosure or loss thereof.
I I. CONFLICTS OF INTEREST
A. Actual Conflicts of Interest
Grantee shall not engage in any business or activities, or maintain any relationships that
conflict in any way with the full performance of the obligations of Grantee under this
Agreement. Such a conflict of interest would arise when a Grantee or Subcontractor's
employee, officer or agent were to offer or provide any tangible personal benefit to an
employee of the State, or any member of his or her immediate family or his or her partner,
related to the swell of,entry into or management or oversight of this Agreement.
B. Apparent Conflicts of Interest
Grantee acknowledges that,with respect to this Agreement,even the appearance of a conflict
of interest shall be harmful to the State's interests.Absent the State's prior written approval,
Grmmtee shall refrain from any practices,activities or relationships that reasonably appear to
be in conflict with the full performance of Grantee's obligations under this Agreement.
C. Disclosure to the State
If a conflict or the appearance ore conflict arises,or if Grantee is uncertain whether a conflict
or the appearmrce of a conflict has arisen, Grantee shall submit to the State a disclosure
statement setting forth the relevant details for the State's consideration. Failure to promptly
submit a disclosure statement or to follow the Sale's direction in regard to the actual or
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apparent conflict constitutes a breach of this Agreement.
12. INSURANCE
Grantee shall obtain and maintain,and ensure that each Subcontractor shall obtain and maintain,
insurance as specified in this section at all times during the term of this Agreement.All insurance
policies required by this Agreement that are not provided through self-insurance shall be issued by
insurance companies with an A.M.Best rating of A-VRI or better.
A. Workers' Compensation
Workers' compensation insurance as required by state statute, and employers' liability
insurance covering all Grantee or Subcontractor employees acting within the course and
scope of their employment.
B. General Liability
Commercial general liability insurance written on an Insurance Services Office occurrence
form, covering premises operations, fire damage, independent contractors, products and
completed operations,blanket contractual liability,personal injury,and advertising liability
with minimum limits as follows-
$1,000,000 each occurrence;
ii. $1,000,000 general aggregate;
iii. $1,000,000 products and completed operations aggregate;and
iv. $50,000 any I fire.
C. Automobile Liability
Automobile liability insurance covering any auto(including owned, hired and non-owned
autos)with a minimum limit of$1,000,000 each accident combined single limit.
D. Protected Information
Liability insurance covering all loss of State Confidential Information,such as PII,PHI,PCI,
Tax Information, and CII,and claims based on alleged violations of privacy rights through
improper use or disclosure of protected information with minimum limits as follows:
i. $1,000,000 each occurrence;and
ii. $2,000,000 general aggregate.
E. Professional Liability Insurance
Professional liability insurance covering any damages caused by an error, omission or any
negligent act with minimum limits as follows:
i. $1,000,000 each occurrence;and
ii. $1,000,000 general aggregate.
F. Additional Insured
The State shall be named as additional insured on all commercial general liability policies
(leases and construction contracts require additional insured coverage for completed
operations)required of Grantee and Subcontractors.
G. Primacy of Coverage
Coverage required of Grantee and each Subcontractor shall be primary over any insurance or
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self-insurance program carried by Grantee or the State.
H. Cancellation
All commercial insurance policies shall include provisions preventing cancellation or non-
renewal,except for cancellation based on non-payment of premiums,without at least 30 days
prior notice to Grantee and Grantee shall forward such notice to the State in accordance with
§16 within 7 days of Grantee's receipt of such notice.
I. Subrogation Waiver
All commercial insurance policies secured or maintained by Grantee or its Subcontractors in
relation to this Agreement shall include clauses stating that each carrier shall waive all rights
of recovery under subrogation or otherwise against Grantee or the State, its agencies,
institutions,organizations,officers,agents,employees,and volunteers.
J. Public Entities
If Grantee is a "public entity"within the meaning of the Colorado Governmental Immunity
Act, §24-10-101,el seq.,C.R.S. (the"GIA"), Grantee shall maintain, in lieu of the liability
insurance requirements stated above,at all times during the term of this Contract such liability
insurance,by commercial policy or self-insurance,as is necessary to meet its liabilities under
the GIA. If a Subcontractor is a public entity within the meaning of the GIA,Grantee shall
ensure that the Subcontractor maintain at all times during the temis of this Grantee,in lieu of
the liability insurance requirements stated above, such liability insurance, by commercial
policy or self-insurance, as is necessary to meet the Subcontractor's obligations under the
GIA.
K. Certificates
For each commercial insurance plan provided by Grantee under this Agreement, Grantee
shall provide to the State certificates evidencing Grantee's insurance coverage required in
this Agreement within 7 Business Days following the Effective Date. Grantee shall provide
to the State certificates evidencing Subcontractor insurance coverage required under this
Agreement within 7 Business Days following the Effective Date, except that, if Grantee's
subcontract is not in effect as of the Effective Date, Grantee shall provide to the State
certificates showing Subcontractor insurance coverage required under this Agreement within
7 Business Days following Grantee's execution of the subcontract. No later than 15 days
before the expiration date of Grantee's or any Subcontractor's coverage,Grantee shall deliver
to the State certificates of insurance evidencing renewals of coverage. At any other time
during the term of this Agreement,upon request by the State,Grantee shall,within 7 Business
Days following the request by the State,supply to the State evidence satisfactory to the State
of compliance with the provisions of this§12.
13. BREACH
A. Defined
The failure of a Party to perform any of its obligations in accordance with this Agreement,in
whole or in part or in a timely or satisfactory manner,shall be a breach. The institution of
proceedings under any bankruptcy, insolvency,reorganization or similar law,by or against
Grantee,or the appointment of a receiver or similar officer for Grantee or any of its property,
which is not vacated or fully stayed within 30 days after the institution of such proceeding,
shall also constitute a breach.
B. Notice and Cure Period
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In the event of a breach,the aggrieved Party shall give written notice of breach to the other
Party.If the notified Party does not cure the breach,at its sole expense,within 30 days after
the delivery of written notice,the Party may exercise any of the remedies as described in§14
for that Party.Notwithstanding any provision of this Agreement to the contrary,the State,in
Its discretion,need not provide notice or a cure period and may immediately terminate this
Agreement in whole or in part or institute any other remedy in the Agreement in order to
protect the public interest of the State.
14. REMEDIES
A. State's Remedies
If Grantee is in breach under any provision of this Agreement and fails to cure such breach,
the State, following the notice and cure period set forth in §13.8., shall have all of the
remedies listed in this§14.A.in addition to all other remedies set forth in this Agreement or
at law. The State may exercise any or all of the remedies available to it, in its discretion,
concurrently or consecutively.
i. Termination for Breach
In the event of Grantee's uncured breach,the State may terminate this entire Agreement
or any part of this Agreement. Additionally,if Grantee fails to comply with any terms
of the Federal Award,then the State may,in its discretion or at the direction of a Federal
Awarding Agency, terminate this entire Agreement or any part of this Agreement.
Grantee shall continue performance of this Agreement to the extent not terminated,if
any.
a. Obligations and Rights
To the extent specified In any termination notice,Grantee shall not incur further
obligations or render further performance past the effective date of such notice,
and shall terminate outstanding orders and subcontracts with third parties.
However,Grantee shall complete and deliver to the State all Work not cancelled
by the termination notice,and may incur obligations as necessary to do so within
this Contract's terms.At the request of the State,Grantee shall assign to the State
all of Grantee's rights, title, and interest in and to such terminated orders or
subcontracts. Upon termination, Grantee shall take timely, reasonable and
necessary action to protect and preserve property in the possession of Grantee but
in which the State has an interest. At the State's request, Grantee shall return
materials owned by the State in Grantee's possession at the time of any
termination. Grantee shall deliver all completed Work Product and all Work
Product that was in the process of completion to the State at the State's request.
b. Payments
Notwithstanding anything to the contrary, the State shall only pay Grantee for
accepted Work received as of the date of termination.If,after termination by the
State,the State agrees that Grantee was not in breach or that Grantee's action or
inaction was excusable, such termination shall be treated as a termination in the
public interest, and the rights and obligations of the Parties shall be as if this
Agreement had been terminated in the public interest under§2.E.
c. Damages and Withholding
Notwithstanding any other remedial action by the State, Grantee shall remain
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liable to the State for any damages sustained by the State in connection with any
breach by Grantee,and the State may withhold payment to Grantee for the purpose
of mitigating the State's damages until such time as the exact amount of damages
due to the State from Grantee is determined.The State may withhold any amount
that may be due Grantee as the State deems necessary to protect the State against
loss including,without limitation,loss as a result of outstanding liens and excess
costs incurred by the State in procuring from third parties replacement Work as
cover.
ii. Remedies Not Involving Termination
The State, in its discretion, may exercise one or more of the following additional
remedies:
a. Suspend Performance
Suspend Grantee's performance with respect to all or any portion of the Work
pending corrective action as specified by the State without entitling Grantee to an
adjustment in price or cost or an adjustment in the performance schedule Grantee
shall promptly cease performing Work and incurring costs in accordance with the
State's directive, and the State shall not be liable for costs incurred by Grantee
after the suspension of performance.
b. Withhold Payment
Withhold payment to Grantee until Grantee corrects its Work.
c. Deny Payment
Deny payment for Work not performed, or that due to Grantee's actions or
inactions, cannot be performed or if they were performed are reasonably of no
value to the state;provided,that any denial of payment shall be equal to the value
of the obligations not performed.
d. Removal
Demand immediate removal from the Work of any of Grantee's employees,
agents, or Subcontractors from the Work whom the State deems incompetent,
careless,insubordinate,unsuitable,or otherwise unacceptable or whose continued
relation to this Agreement is deemed by the State to be contrary to the public
interest or the Slate's best interest.
e Intellectual Property
If any Work infringes a patent, copyright, trademark, trade secret or other
intellectual property right,Grantee shall,as approved by the State(a)secure that
right to use such Work for the State or Grantee; (b) replace the Work with
noninfringing Work or modify the Work so that it becomes nomnfringing;or,(c)
remove any infringing Work and refund the amount paid for such Work to the
State.
B. Grantee's Remedies
If the State is in breach of any provision of this Agreement and does not cure such breach,
Grantee,following the notice and cure period in§13.B and the dispute resolution process in
§15 shall have all remedies available at law and equity.
15. DISPUTE RESOLUTION
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A. Initial Resolution
Except as herein specifically provided otherwise,disputes concerning the performance of this
Agreement which cannot be resolved by the designated Agreement representatives shall be
referred in writing to a senior deparuneoW management staff member designated by the State
and a senior manager designated by Grantee for resolution.
B. Resolution of Controversies
If the initial resolution described in 115.A fails to resolve the dispute within l0 Business
Days. Grantee shall submit any alleged breach of this Agreement by the State to the
purchasing director of Department of Public Safety(RAA)for resolution following the same
resolution of connoverates process as described on§§24-109-101.5,24-109-106,24-109-107,
and 24-109-201 through 24-109-206 C.R.S., (the "Resolution Statutes"), except that if
Grantee wishes to challenge any decision rendered by the purchasing director, Grantee's
challenge shall be an appeal to the executive director of the Department of Personnel and
Administration,or their delegate,in the same manner as described in the Resolution Statutes
before Cmntee pursues any thither action. Except as otherwise stated in this Section, all
requirements of the Resolution Statutes shall apply including, without limitation, time
limitations regardless of whether the Colorado Procurement Code applies to this Agreement.
16. NOTICES AND REPRESENTATIVES
Each individual identified below shall be the principal representative of the designating Party.All
notices required or permitted to be given under this Agreement shall be in writing, and shall be
delivered (f) by hand with receipt required, (B) by certified m registered mail to such Party's
principal representative at the address set forth below or(Ul)as an email with read receipt requested
to the principal representative at Ibe email address, if any, set forth below. If a Party delivers a
notice to another through email and the email is undeliverable, then, unless the Party has been
provided with an alternate email contact,the Party delivering the notice shall deliver the notice by
hand with receipt required or by certified or registered mail to such Party's principal representative
at the address set forth below. Either Party may change its principal representative or principal
representative contact information by notice submitted in accordance with this *16 without a
formal amendment to this Agreement.Unless otherwise provided in this Agreement,notices shall
be effective upon delivery of the written notice.
For the State: For Grantee:
Esther Soo Grants and Connecta Manager Valerie MacDonald,Emergency Maaeger
Department of Public Safety, Pitkin County
Division of Homeland Security and Emergency 570 E.Main St leer,Suite 107
Management
9195 E.Mineral Avenue,Suite 200 Aspen,CO B1611
Centennial,CO 80112 vslene.macdonaldfr7pitkirahetitfcom
F hz. (2111rat
17. RIGHTS IN WORK PRODUCT AND OTHER INFORMATION
A. Work Product
i. Copyights
To the extent that the Work Product(or any portion of the Work Product)would not be
considered works made for hire under applicable law, Grantee hereby assigns to the
State,the entire right,title,and interest in and to copyrights in all Work Product and all
works based upon, derived from, or incorporating the Work Product; all copyright
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applications,registrations,extensions,or renewals relating to all Work Product and all
works based upon, derived from, or incorporating the Work Product; and all moral
rights or similar rights with respect to the Work Product throughout the world.To the
extent that Grantee cannot make any of the assignments required by this section,
Grantee hereby grants to the State a perpetual,irrevocable,royalty-free license to use,
modify,copy,publish,display,perform,transfer,distribute,sell,and create derivative
works of the Work Product and all works based upon,derived from, or incorporating
the Work Product by all means and methods and in any format now known or invented
in the future.The State may assign and license its rights under this license.
ii. Assignments and Assistance
Whether or not Grantee is under contract with the State at the time, Grantee shall
execute applications, assignments, and other documents, and shall render all other
reasonable assistance requested by the State, to enable the State to secure patents,
copyrights,licenses and other intellectual property rights related to the Work Product.
The Parties intend the Work Product to be works made for hire.Grantee assigns to the
State and its successors and assigns, the entire right, title, and interest in and to all
causes of action,either in law or in equity,for past,present,or future infringement of
intellectual property rights related to the Work Product and all works based on,derived
from,or incorporating the Work Product.
B. Exclusive Property of the State
Except to the extent specifically provided elsewhere in this Agreement,anypre-existing State
Records, State software, research, reports, studies, photographs, negatives or other
documents,drawings,models,materials,data and information shall be the exclusive property
of the State(collectively,"State Materials").Grantee shall not use,willingly allow,cause or
permit Work Product or State Materials to be used for any purpose other than the performance
of Grantee's obligations in this Agreement without the prior written consent of the State.
Upon termination of this Agreement for any reason,Grantee shall provide all Work Product
and State Materials to the State in a form and manner as directed by the State.
C. Exclusive Property of Grantee
Grantee retains the exclusive rights,title,and ownership to any and all pre-existing materials
owned or licensed to Grantee including,but not limited to,all pre-existing software,licensed
products,associated source code,machine code,text images,audio and/or video,and third-
party materials, delivered by Grantee under the Contract, whether incorporated in a
Deliverable or necessary to use a Deliverable (collectively, "Grantee Property"). Grantee
Property shall be licensed to the State as set forth in this Contract or a State approved license
agreement: (i)entered into as exhibits to this Agreement,(ii)obtained by the State from the
applicable third-party vendor,or(iii)in the case of open source software,the license terms
set forth in the applicable open source license agreement.
18. GOVERNMENTAL IMMUNITY
Liability for claims for injures to persons or property arising from the negligence of the State,its
departments,boards,commissions committees,bureaus,offices,employees and officials shall be
controlled and limited by the provisions of the GIA;the Federal Tort Claims Act,28 U.S.C.Pt.VI,
Ch. 171 and 28 U.S.C. 1346(b),and the State's nsk management statutes, §§24-30-1501,et seq.
C.R.S.
19. STATEWIDE CONTRACT MANAGEMENT SYSTEM
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If the maximum amount payable to Grantee under this Agreement is$100,100 or greater,either on
the Effective Date or at any time thereafter,this§19 shall apply.Grantee agrees to be governed by
and comply with the provisions of§24-102-205, §24-102-206, §24-103-601, §24-103.5-101 and
*24-105-102 C.R.S. regarding the monitoring of vendor performance and the reporting of
Agreement performance information in the State's Agreement management system ("Contract
Management System"or"CMS").Grantee's performance shall be subject to evaluation and review
in accordance with the terms and conditions of this Agreement,Colorado statutes governing CMS,
and State Fiscal Rules and State Controller policies.
20. GENERAL PROVISIONS
A. Assignment
Grantee's rights and obligations under this Agreement are personal and may not be
transferred or assigned without the prior, written consent of the State. Any attempt at
assignment or transfer without such consent shall be void. Any assignment or transfer of
Grantee's rights and obligations approved by the State shall be subject to the provisions of
this Agreement.
B. Subcontracts
Grantee shall submit to the State a copy of each such subgrant or subcontract upon request
by the State.All subgrants and subcontracts entered into by Grantee in connection with this
Agreement shall comply with all applicable federal and state laws and regulations, shall
provide that they are governed by the laws of the State of Colorado,and shall be subject to
all provisions of this Agreement. If the entity with whom Grantee enters into a subcontract
or subgrant would also be considered a Subrecipient,then the subcontract or subgrant entered
into by Grantee shall also contain provisions permitting both Grantee and the State to perform
all monitoring of that Subcontractor in accordance with the Uniform Guidance.
C. Binding Effect
Except as otherwise provided in §20.A., all provisions of this Agreement, including the
benefits and burdens,shall extend to and be binding upon the Parties'respective successors
and assigns.
D. Authonty
Each Party represents and warrants to the other that the execution and delivery of this
Agreement and the performance of such Party's obligations have been duly authorized.
E. Captions and References
The captions and headings in this Agreement are for convenience of reference only,and shall
not be used to interpret,define, or limit its provisions. All references in this Agreement to
sections (whether spelled out or using the § symbol), subsections, exhibits or other
attachments,are references to sections,subsections,exhibits or other attachments contained
herein or incorporated as a part hereof,unless otherwise noted.
F. Counterparts
This Agreement may be executed in multiple,identical,original counterparts,each of which
shall be deemed to be an original,but all of which, taken together,shall constitute one and
the same agreement.
G. Entire Understanding
This Agreement represents the complete integration of all understandings between the Parties
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2010 EMPG Eacambnace 010E01-10.04
related to the Work,and all poor representations and understandings related to the Work,oral
or written,are merged into this Agreement. Prior or contemporaneous additions,deletions,
or other changes to this Agreement shall not have any force or effect whatsoever, unless
embodied herein.
H. Junsdiction and Venue
All suits or actions related to this Agreement shall be filed and proceedings held in the State
of Colorado and exclusive venue shall be in the City and County of Denver.
I. Modification
Except as otherwise provided in this Agreement,any modification to this Agreement shall
only be effective if agreed to in a formal amendment to this Agreement,properly executed
and approved in accordance with applicable Colorado State law and State Fiscal Rules.
Modifications permitted under this Agreement, other than Agreement amendments, shall
conform to the policies promulgated by the Colorado State Controller.
J Statutes,Regulations,Fiscal Rules,and Other Authority.
Any reference in this Agreement to a statute,regulation, State Fiscal Rule, fiscal policy or
other authority shall be interpreted to refer to such authority then current,as may have been
changed or amended since the Effective Date of this Agreement.
K. Order of Precedence
In the event of a conflict or inconsistency between this Agreement and any Exhibits or
attachment such conflict or inconsistency shall be resolved by reference to the documents in
the following order of priority:
i Exhibit D,Federal Provisions
ii. Colorado Special Provisions in§20.T of the main body of this Agreement.
iii. The provisions of the other sections of the main body of this Agreement.
iv. Exhibit A,Statement of Work.
v. Exhibit C,Budget.
vi. Exhibit B,Sample Option Letter(Form I).
L. Severability
The invalidity or unenforceability of any provision of this Agreement shall not affect the
validity or enforceability of any other provision of this Agreement,which shall remain in full
force and effect,provided that the Parties can continue to perform their obligations under this
Agreement in accordance with the intent of the Agreement.
M. Survival of Certain Agreement Terms
Any provision of this Agreement that imposes an obligation on a Party after termination or
expiration of the Agreement shall survive the termination or expiration of the Agreement and
shall be enforceable by the other Party.
N. Taxes
The State is exempt from federal excise taxes under I.R.C. Chapter 32(26 U.S.C., Subtitle
D,Ch.32)(Federal Excise Tax Exemption Certificate of Registry No.84-730123K)and from
State and local government sales and use taxes under §§39.26-704(1), et seq. C.R.S.
Page 21 of 25 Vernon 012017
2011 EMPG a..oNn.n a ITEM-l%44
(Colorado Sales Tax Exemption Identification Number 98-02565). The State shall not be
liable for the payment of any excise,sales, or use taxes,regardless of whether any political
subdivision of the state imposes such taxes on Grantee.Grantee shall be solely responsible
for any exemptions from the collation of excise,sales or use taxes that Grantee may wish to
have in place in connection with this Agreement.
O. Third Party Beneficiaries
Except for the Parties'respective successors and assigns described in 320.6.,this Agreement
does not and is not intended to confer any rights Or remedies upon any person or entity other
than the Parties. Enforcement of this Agreement and all rights and obligations hereunder arc
reserved solely to the Ponies.Any services or benefits which third panics receive as a result
of this Agreement are incidental to the Agreement,and do not create any rights for such third
parties.
P. Waiver
A Party's failure or delay in exercising any right,power,or privilege under this Agreement,
whether explicit or by lack of enforcement,shall not operate as■waiver,nor shall any single
or partial exercise of any right, power,or privilege preclude any other or further exercise of
such right,power,or privilege.
Q. CORA Disclosure
To the extent not prohibited by federal law,this Agreement and the performance measures
and standards required under 624-1033-101 C.R.S., if any, are subject to public release
through the CORA.
IL Standard and Manner of Performance
Grantee shall perfonn its obligations under this Agreement in accordance with the highest
standards of care,stall and diligence in Grantee's industry,trade,or profession.
S. Licenses,Permits,and Other Authorizations.
Grantee shall secure,prior to the Effective Date,and maintain at all times during the tern of
this Agreement, at its sole expense, all licenses, certifications, permits, and other
authorizations required to perform its obligations under this Agreement,and shall ensure that
all employees,agents and Subcontractors secure and maintain at all times during the term of
their employment, agency or Subcontractor, all license, certifications, permits and other
authorizations required to perform their obligations in relation to this Agreement.
T. Federal Provisions
Grantee shall comply with all applicable requirements of Exhibit D at all times during the
terms of this Grant.
11. COLORADO SPECIAL PROVISIONS(COLORADO FISCAL RULE 3-1)
These Special Provisions apply to all contracts except where noted in italics.
A. CONTROLLER'S APPROVAL.424-30-202(l),C.R.S.
This Agreement shall not be valid until it has been approved by the Colorado State Controller
or designee.
B. FUND AVAILABILITY.{24-30-202(5.5),C.ILS.
Financial obligations of the State payable after the current State Fiscal Year are contingent
Pale 22 of 25 Yam 072017
ISIS EMPG Encumbrance I ISEM4'44
upon funds for that purpose being appropnated,budgeted,and otherwise made available.
C. GOVERNMENTAL IMMUNITY.
No term or condition of this Agreement shall be construed or interpreted as a waiver,express
or implied,of any of the immunities,rights,benefits,protections,or other provisions,of the
Colorado Governmental Immunity Act,§24-10-101 et seq.C.R.S.,or the Federal Tort Claims
Act,28 U.S.C.Pt.VI,Ch. 171 and 28 U.S.C. 1346(b).
D. INDEPENDENT CONTRACTOR
Grantee shall perform its duties hereunder as an independent contractor and not as an
employee.Neither Grantee nor any agent or employee of Grantee shall be deemed to be an
agent or employee of the State, Grantee and its employees and agents are not entitled to
unemployment insurance or workers compensation benefits through the State and the State
shall not pay for or otherwise provide such coverage for Grantee or any of its agents or
employees.Unemployment insurance benefits will be available to Grantee and its employees
and agents only if such coverage is made available by Grantee or a third patty.Grantee shall
pay when due all applicable employment taxes and Income taxes and local head taxes
inured pursuant to this Agreement.Grantee shall not have authorization,express or implied,
to bind the State to any agreement,liability or understanding,except as expressly set forth
herein.Grantee shall(i)provide and keep in force workers'compensation and unemployment
compensation insurance in the amounts required by law, (11) provide proof thereof when
requested by the State,and(III)be solely responsible for its acts and those of its employees
and agents.
E. COMPLIANCE WITH LAW.
Grantee shall strictly comply with all applicable federal and State laws,rules,and regulations
in effect or hereafter established, including, without limitation, laws applicable to
discrimination and unfair employment practices.
F. CHOICE OF LAW.
Colorado law, and riles and regulations issued pursuant thereto, shall be applied in the
interpretation, execution, and enforcement of this Agreement. Any provision included or
incorporated herein by reference which conflicts with said laws,rules,and regulations shall
be mill and void.Any provision incorporated herein by reference which purports to negate
this or any other Special Provision in whole or in part shall not be valid or enforceable or
available in any action at law, whether by way of complaint, defense, or otherwise. Any
provision rendered null and void by the operation of this provision shall not invalidate the
remainder of this Agreement,to the extent capable of execution.
G. BINDING ARBITRATION PROHIBITED.
The State of Colorado does not agree to binding arbitration by any extra judicial body or
person.Any provision to the contrary in this Agreement or incorporated herein by reference
shall be null and void.
H. SOFTWARE PIRACY PROHIBITION.Governor's Executive Order D 002 00.
State or other public funds payable under this Agreement shall not be used for the acquisition,
operation, or maintenance of computer software in violation of federal copyright laws or
applicable licensing restrictions.Grantee hereby certifies and warrants that,during the term
of this Agreement and any extensions,Grantee has and shall maintain in place appropriate
systems and controls to prevent such improper use of public funds. If the State determines
Page 23 of25 vowel 07.2017
20111[MPG aecembraare N ISEM-10-44
that Grantee is in violation of this provision,the State may exercise any remedy available at
law or in equity or under this Agreement, including, without limitation, immediate
termination of this Agreement and any remedy consistent with federal copyright laws or
applicable licensing restrictions.
I. EMPLOYEE FINANCIAL INTEREST/CONFLICT OF INTEREST.§§24-18-201 and
24-50-507,C.RS.
The signatones aver that to their knowledge,no employee of the State has any personal or
beneficial interest whatsoever in the service or property described in this Agreement.Grantee
has no interest and shall not acquire any interest,direct or indirect,that would conflict in any
manner or degree with the performance of Grantee's services and Grantee shall not employ
any person having such known interests.
I. VENDOR OFFSET.§§24-30-202(1)and 24-30-202.4,C.R.S.
Woe applicable to intergovernmental agreements]Subject to§24-30-202.4(3.5),C.R.S.,the
State Controller may withhold payment under the State's vendor offset intercept system for
debts owed to State agencies for(I)unpaid child support debts or child support anearages;
(ii)unpaid balances of tax, accrued interest, or other charges specified in §§39-21-101, et
seq.,C.R.S.;(Ili)unpaid loans due to the Student Loan Division of the Department of Higher
Education;(iv)amounts required to be paid to the Unemployment Compensation Fund;and
(v)other unpaid debts owing to the State as a result of final agency determination or judicial
action.
K. PUBLIC CONTRACTS FOR SERVICES.§§8-17.5-101,et seq.C.R.S.
[Not applicable to agreements relating to the offer, issuance, or sale of securities,
investment advisory services or fund management services, sponsored projects,
intergovernmental agreements, or infonnadon technology services or products and
servkesJ Grantee certifies,warrants,and agrees that it does not knowingly employ or contract
with an illegal alien who will perform work under this Agreement and will confirm the
employment eligibility of all employees who are newly hired for employment in the United
States to perform work under this Agreement,through participation in the E-Verify Program
established under Pub. L. 104-208 or the State verification program established pursuant to
§5-17.5.102(5)(c), C.R.S., Grantee shall not knowingly employ or contract with an illegal
alien to perform work under this Agreement or enter into a contract with a Subcontractor that
fails to certify to Grantee that the Subcontractor shall not knowingly employ or contract with
an illegal alien to perform work under this Agreement. Grantee(I)shall not use E-Verify
Program or State program procedures to undertake pm-employment screening of job
applicants while this Agreement is being performed,(II)shall notify the Subcontractor and
the contracting State agency within 3 days if Grantee has actual knowledge that a
Subcontractor is employing or contracting with an illegal alien for work under this
Agreement,(Ili)shall terminate the subcontract if a Subcontractor does not stop employing
or contracting with the illegal alien within 3 days of receiving the notice, and(iv) shall
comply with reasonable requests made in the course of an investigation,undertaken pursuant
to§8-17.5-102(5),C.R.S.,by the Colorado Department of Labor and Employment.If Grantee
participates in the State program, Grantee shall deliver to the contracting State agency,
Institution of Higher Education or political subdivision, a written, notarized affirmation,
affirming that Grantee has examined the legal work status of such employee, and shall
comply with all of the other requirements of the State program. If Grantee fails to comply
with any requirement of this provision or§§8-17.5-101 et seq.,C.R.S.,the contracting State
agency,institution of higher education or political subdivision may terminate this Agreement
Page 24 of 25 Venial 072017
30111EMPG Encumbrance a TEEM-1944
for breach and,if so terminated,Grantee shall be liable for damages.
L. PUBLIC CONTRACTS WITH NATURAL PERSONS.¢¢2476.5-101,et seq.,C.R.S.
Grantee,if a natural person 18 years of age or older,hereby swears and affirms under penalty
of perjury that he or she (i) is a citizen or otherwise lawfully present in the United States
pursuant to federal law,(ii)shall comply with the provisions of§§24-76.5-101 el seq.,C.R.S.,
and(Bi)has produced one form of identification required by§24-76,5-103, C.R.S.prior to
the Effective Date of this Agreement.
Page 25 of25 venmOtloii
3016 EMPG Encumbrance a 16EM-19-44
EXHIBIT A,STATEMENT OF WORK
1. GENERAL DESCRIVITON OF 111E PROJECT(S).
LI Project Description.Work Plan—Grantee will carry-out and work diltgently to complete the tasks
in their annual work plan.These tasks are listed by Emergency Management Function in the work
plan document and are part of the Annual EMPGILEMS Program Application along with the Staffing
Plan,Program Budget and other required forms.
1.2 Project Expenses.Project expenses include the costs to Project expenses include the costs for salaries
and benefits for Grantee's emergency manager and emergency management staff,travel,emergency
management office operating costs,and the costs associated with,emergency management exercises,
training and planning. Eligible project expenses are reimbursed upon submittal of the quarterly
request for reimbursement form, The maximum reimbursement will not exceed 50%of project
expenses.No more than 5%of this Grant may be used for Management and Administration(M&A)
costs.Note:salaries of local emergency managers are not typically categorized as M&A,unless the
local Emergency Management Agency (EMA) chooses to assign personnel to specific M&A
activities. Additional specific eligible and ineligible cost information is listed in the 2018 EMPG
program guidance now Mown as the "Notice of Funding Opportunity" {NOVO) at
hot g/ les a.yovlmediadibrarvrassets/docum ts7164412
1.3 Non-Federal Match:This non-federal match section 0 applies to or does not apply❑to this Grant.
If it applies,this Grant requires a non-federal match contribution of ,$Q%of the total Grant budget.
Documentation of expenditures for the non-federal match contribution is required with each
drawdown request.If applicable the match 0 may or may not❑include in-kind match.
L DELIVERABLES:
2.1 Grantee shall submit narrative and financial reports describing project progress and accomplishments,
any delays in meeting the objectives and expenditures to date as described in 83 of this Exhibit A
3. REPORTING REQUIREMENTS:
3.1 Quarterly Financial Status and Progress Reports.The project(s)approved in this Grant are to be
completed on or before the termination date stated on the Agreement's Signature and Cover Page of
the Grant Agreement. Grantee shall submit quarterly financial status and programmatic progress
reports for each project identified in this agreement using the forms provided by the Department of
Public Safety throughout the life of the grant. One copy of each required report with original or
electronic signatures shall be submitted in accordance with the schedule bebw: (The order of the
reporting period quarters below are irrelevant to the grant. If the grant is open during the "report
period"reports for that period are due on the dates listed. If the grant is for more than one year,
reports are due for every quarter that the want remains open)
Report Period Due Date
October—December January 30
January—Much April30
April—June July 30
July—September October 30
3.2 Final Reports: Grantee shall submit final financial status and progress reports that provide final
financial reconciliation and final cumulative grant/project accomplishments within 45 days of the end
of the project/grant period. The final report may not include unliquidated obligations and must
indicate the exact balance of unobligated funds.The final reports may substitute for the quarterly
Exhibit A Pagel of 3
2015 EMPG Eaembrance a 10EM-19-4e
reports for the final quarter of the grant period.If all projects are completed before the end of the grant
period,the final report may be submitted at any time before its final due date.Further reports are not
due after the Division of Homeland Secunty and Emergency Management has received, and sent
notice of acceptance of the final grant report.
d.TESTING AND ACCEPTANCE CRITERIA:
The Division of Homeland Security and Emergency Management shall evaluate this Project(s)through
the review of Grantee submitted financial and progress reports.The Division of Homeland Security and
Emergency Management may also conduct on-site monitoring to determine whether the Grantee is
meeting/has met the performance goals, administrative standards, financial management and other
requirements of this grant.The Division of Homeland Security and Emergency Management will notify
Grantee in advance of such on-site monitoring.
5.PAYMENT:
5.1 Payment Schedule:Grantee shall submit requests for reimbursement using the Division of Homeland
Security and Emergency Management's provided form at least quarterly. One original or
electronically signed/submitted copy of the reimbursement request is due on the same dates as the
required financial reports.All requests shall be for eligible actual expenses incurred by Grantee,as
described in detail in the budget table(s)of this Exhibit.Requests shall be accompanied by supporting
documentation totaling at least the amount requested kr reimbursement and any required non-federal
match contribution.If any financial or progress reports are delinquent at the time of a payment request,
the Division of Homeland Security and Emergency Management may withhold such reimbursement
until the required reports have been submitted.
5.2 Payment Amount: If non-federal match is required,such match shall be documented with every
payment request.Excess match documented and submitted with one reimbursement request shall be
applied to subsequent requests as necessary to maximize the allowable reimbursement.
5.3 Remittance Address.If mailed,payments shall be sent to the representative identified in§16
Grantee:
Pltldn County
530 E.Main Street,Suite 103
Aspen,CO 81611
6.ADMINISTRATIVE REQUIREMENTS:
Required Documentation:Grantees shall retain all procurement and payment documentation on site for
Inspection. This shall include, but not be limited to, purchase orders, receiving dociunents, invoices,
vouchers,equipment/services identification,and mine and effort reports.
6.1 Sufficient detail shall be provided with reimbursement requests to demonstrate that expenses are
allowable and appropriate as detailed below:
6.1.1 Equipment or tangible goods.When requesting reimbursement for equipment items with a
purchase price of or exceeding$5,000,and a useful life of more than one year,the Grantee
shall provide a unique identifying number for the equipment,with a copy of the Grantee's
invoice and proof of payment. The unique identifying number can be the manufacturer's
serial number or,if the Grantee has its own existing inventory numbering system,that number
may be used.The location of the equipment shall also he provided In addition to ongoing
tracking requirements,Grantee shall ensure that equipment items with per unit cost of$5,000
or more are prominently marked in a manna similar to the following:Purchased with funds
provided by the U.S.Department of Homeland Security.
6.1.2 Services.Grantees shall include contraet/purchase order number(s)or employee names,the
Exhibit A Page 2 of
Eall EMPG Encumbrance a satin-19-44
date(s)the services were provided and the nature of the services.
6.2 Procurement:A Grantee shall ensure its procurement policies meet or exceed local,state,and federal
requirements. Grantees should refer to local,state, and federal guidance prior to making decisions
regarding competitive bids,sole source or other procurement issues.In addition:
6.2.1 Any sole source transaction in excess of$100,000 shall be approved in advance by the
Division of Homeland Security and Emergency Management.
6.2.2 Grantees shall ensure that: (a) All procurement transactions, whether negotiated or
competitively bid,and without regard to dollar value,are conducted in a manner that provides
maximum open and free competition;(b)Grantee shall be alert to organizational conflicts of
interest and/or non-competitive practices among contractors that may restrict or eliminate
competition or otherwise restrain trade;(c)Contractors who develop or draft specifications,
requirements, statements of work, and/or Requests for Proposals (RFPs) for a proposed
procurement shall be excluded from bidding or submitting a proposal to compete for the
award of such procurement; and (d) Any request for exemption of item a-c within this
subsection shall be submitted in writing to, and be approved by the authorized Grantee
official.
6.2.3 Grantee shall verify that the Contractor is not debarred from participation in state and federal
programs. Sub-grantees should review contractor debarment information on
httn,//www.samgov.
6.2A When issuing requests for proposals, bid solicitations, and other published documents
describing projects or programs funded in whole or in part with these grant funds,Grantee
and Subrantees shall use the phrase -''This project was supported by grant 01 SEM-19-44,
issued by the Division of Homeland Security and Emergency Management."
6.2.5 Grantee shall verify that all purchases are listed in §1 or §7 of this Exhibit. Equipment
purchases, if any,shall be for items listed in the Approved Equipment List(A.E.L)for the
grant period on the Responder Knowledge Base(RICH),at https://www.fema.goviaqthorized-
equipment-list Additionally, funds used to support emergency communications activities
should comply with the FY 2016 SAFECOM Guidance for Emergency Communication
Grants,at htto://www.safecomprotram.tov
6.2.6 Grantee shall ensure that no rights or duties exercised under this grant, or equipment
purchased with Grant Funds having a purchase value of 55,000 or more,are assigned without
the prior written consent of the Division of Homeland Security and Emergency Management
6.2.7 Grantee shall ensure that all funds are needed to supplement and not to supplant the Grantee's
own funds.
£3 Additional Administrative Requirements:
6.3.1 The Grantee must request approval in advance for any change to this Grant Agreement using
the fonts and procedures established by the Division of Homeland Security and Emergency
Management.
63.2 All applicant agencies that own resources currently covered by the Colorado Resource Typing
Standards must agree to participate in the State's Emergency Resource Inventory Report and
update their information of a quarterly basis.
6.33 All funding related to exercises must be managed and executed in accordance with the
Homeland Security Exercise and Evaluation Program (HSEEP) and must be National
Incident Management System(NIMS)compliant Regardless of exercise type or scope,After
Action Reports/Improvement Plans are due to the State Training and Exercise Program
Manager within 45 days of the exercise.
Exhibit A Page 3 of3
2111 EMPG Eac®bravee/IaEM-1-44
EXHIBIT B,SAMPLE OPTION LETTER(FORM 1)
State Agency Option Letter Number
Department of Public Safety Insert the FORM I Number(e g "I"for the first option)
Grantee
Insert Grantee's Full Legal Nark,including"Inc" "LLC" Option Agreement Number
etc...
Insert CMS Number
Original Agreement --- ---
CMS Number Insert CMS Number Option Agreement Maximum Amount
Dysart Amount
Encumbrance I: M04145xxxxxx
Subrecipiem DUNS" Insert DONS Number •
Federal Award Identification a(FAIN). EM W-2017-SS-00050SO I •
Total Amount of the Federal Award- Vann Amount Agreement Perfoemixu Bgin9lag Date
Federal Award Date Insert Full Dater Month Day,Year _
Name of Federal Awarding Agency DHS/FEMA
CFDA 07.039 FEMADR.4M5-CO Currant Agreemeal Expiration Dale
Identificationifthe Award is for RAD. No Month Day,YearAward
1. OPTIONS:
A. Option to extend for an Extension Term
B. Option to modify Budget table under the Agreement
4. REQUIRED PROVISIONS:
A. For use with Option 1(A): In accordance with §(s) Number of the Original Agreement
referenced above,the State herebyezercises its option fora,additional term,beginning Insert
start date and ending on the curet Agreement expiration date shown above, at the rates
stated in the Original Agreement,as amended.
B. For use with all Otitiouathat modify.the Agreement Maximum Amount:The Agreement
Maximum Amount table on the Agreement's Signature and Cover Page is hereby deleted and
replaced with the Current Agreement Maximum Amount table shown above.The maximum
amount payable by the State for performance of this Grant Agreement is increasedldecreased
to S and.the maximum amount of local matching funds, if applicable, is S . The total
project amount is S .
Project Activay/Line Item Federal Share State Share Local Share ToadPrajecf
Organization -- 1
Plinnine
Equipment
Training
Exercise �
Management&Admin
Tota]Budget 1
Total Award Amount
Exhibit B Page 1 oft
2111 MPG Eannbnoee x IIIEM-19.14
S. OPTION EFFECTIVE DATE:
A. The effective date of this Option Letter is upon approval of the State Controller.
" -- In accordance with§24-30-202 C.R.S.,this Option is not
STATE OF COLORADO I valid until signed and dated below by Me State
John W.Hktenlooper,Governor Controller or an authorized delegate.
Department of Public Safety- ` STATE CONTROLLER
Division of Homeland Security and Emergency Robert Jana,CPA,MBA,10
Management
By.
Colorado Department of Public Safety,Eva Mktaele,
By Kevin R.Kinin.Director Office of Grants Mwgeosnt Mewed
Option Effective DID:
Exhibit B Page 2 oft
3018$MPC Eenuwhrence N 18EM-19-44
EXHIBIT C,BUDGET
BUDGET:
ProjectActivity/Line Item Federal Share Required Nan. Total Project
Federal Local Share
$MPG Activities $65,000 00 _ $65,000.00 $130,000.00
Total Award Amount $63,000.00
&hihtt C Page I of 1
2919 EMPG Eaeumbraas N t9EM-19N4
EXHIBIT D,FEDERAL PROVISIONS
1. APPLICABILITY OF PROVISIONS.
1.1. The Agreement to which these Federal Provisions are attached has been funded,in whole or in
part,with an Award of Federal funds. In the event of a conflict between the provisions of these
Federal Provisions, the Special Provisions, the agreement or any attachments or exhibits
incorporated Into and made a part of the agreement,the provisions of these Federal Provisions
shall control.
2. DEFINITIONS.
2.1. For the purposes of these Federal Provisions, the following terms shall have the meanings
ascribed to them below.
2.1 I. "Agreement"means the Grant Agreement to which these Federal Provisions are attached and
includes all Award types in§2.1.2.1 of this Exhibit.
2.1.2. "Award"means an award of Federal financial assistance,and the agreement setting forth the
terms and conditions of that financial assistance, that a non-Federal Entity receives or
administers.
2.1.2.1. Awards maybe in the form of
2,1.2.1.1. Grants;
2.1.2.1.2. Contracts;
2.1.2.1.3 Cooperative agreements,which do not include cooperative research and development
agreements(CADA)pursuant to the Federal Technology Transfer Act of 1986, as
amended(15 U.S.C.3710);
2.1.2.7.4. Loans;
2.1.2.1.5. Loan Guarantees;
2.1.2.1.6. Subsidies;
2.1.2.1.7. Insurance;
2.1.2.1.8. Food commodities;
2.1.2.1.9. Direct appropriations;
2.1.2 1.10 Assessed and voluntary contributions;and
2.1.2.1.11. Other financial assistance transactions that authorize the expenditure of Federal funds
by non-Federal Entities.
2.1.2.1.12. Any other items specified by OMB in policy memoranda available at the OMB
website or other source posted by the OMB,
2.1.2.2. Award does not include:
2.12.23. Technical assistance,which provides services in lieu of money;
2.1.2.2.2. A transfer of title to Federally-owned property provided in lieu of money;even if the
award is called a grant;
2.1.2.21. Any award classified for security purposes;or
Eabibit D Page I of 9
lila MPG Eacuebnaaw ISM-IP-44
2,1.2.2.4. Any award funded in whole or in part with Recovery funds,as defined in section 1512
of the American Recovery and Reinvestment Act(ARRA)of 2009(Public Law I1)-
5).
2.1.3. "Contractor"means the party or parties to an Agreement funded,in whole or in part,with
Federal financial assistance, other than the Prime Recipient, and includes grantees,
subgrantees, Subtncipients, and borrowers. For purposes of Transparency Act reporting,
Contractor does not include Vendors.
2.1.4. "Data Universal Numbering System (DUNS) Number" means the nine-digit number
established and assigned by Dun and Bradstreet, Inc. to uniquely identify a business entity.
Dun and Bradstreet's website may be found at:httpilfedgov.dnb.comlwebform.
2.1.5. "Entity"means all of the following as defined at 2 CFR part 25,subpart C;
2.1.5.1. A governmental organization,which is a State,local government,or Indian Tribe;
2.1.5.2. A foreign public entity,
2.1.5.3. A domestic or foreign non-profit organization;
2.15.4. A domestic or foreign for-profit organization;and
2.1.5.5. A Federal agency,but only a Subrecipient wider an Award or Subaward to a non-Federal
entity.
2.1.6. "Executive" means an officer, managing partner or any other employee in a management
position.
2.1.7 "Federal Award Identification Number (FAIN)" means an Award number assigned by a
Federal agency to a Prime Recipient,
2.1.8. "Federal Awarding Agency" means a Federal agency providing a Federal Award to a
Recipient as described in 2 CFR 4200.37
2.1.9. "FFATA"means the Federal Funding Accountability and Transparency Act of 2006(Public
Law 109-282),as amended by§6202 of Public Law 110-252. FFATA,as amended,also is
referred to as the"Transparency Act,"
2.1.10. "OMB"means the Executive Office of the President,Office of Management and Budget.
2.1.11. 'Prime Recipient" means a Colorado State agency or institution of higher education that
receives an Award.
2.1.12. "Subaward"means an award by a Recipient to a Subrecipient funded in whole or in part by
a Federal Award. The terms and conditions of the Federal Award flow down to the Award
unless the terms and conditions of the Federal Award specifically indicate otherwise in
accordance with 2 CFR §200.38. The term does not include payments to a contractor or
payments to an individual that is a beneficiary of a Federal program.
2.1.13. "Subrecipient"means a non-Federal Entity(or a Federal agency under an Award or Subaward
to a non-Federal Entity)receiving Federal funds through a Prime Recipient to support the
performance of the Federal project or program for which the Federal funds were awarded.A
Suhrecipient is subject to the terms and conditions of the Federal Award to the Prime
Recipient, including program compliance requirements. The term"Subrecipient" includes
and may be referred to as Subgrantee. The term does not include an individual who is a
beneficiary of a federal program.
Eahibn D Page 2 of 9
2010 EMPG Eocambnnce a NEM-19-44
2.1.14. "Subrecipient Parent DUNS Number"means the subrecipient parent organization's 9-digit
Data Universal Numbering System(DUNS)number that appears in the subrecipient's System
for Award Management(SAM)profile,if applicable.
2.1.15. "Federal Provisions"means these Federal Provisions for Federally Funded Contracts,Grants,
and Purchase Orders subject to the Transparency Act and Uniform Guidance, as may be
revised pursuant to ongoing guidance from the relevant Federal or State of Colorado agency
or institutions of higher education.
2.1.16. "System for Award Management(SAM)"means the Federal repository into which an Entity
must enter the information required under the Transparency Act, which may be found at
http://www.sam.gov.
2.1.17. 'Total Compensation" means the cash and noncash dollar value earned by an Executive
dining the Prime Recipient's or Subrecipient's preceding fiscal year and includes the
following:
2.1.17.1. Salary and bonus;
2.1.17.2. Awards of stock,stock options,and stock appreciation rights, using the dollar amount
recognized for financial statement reporting purposes with respect to the fiscal year in
accordance with the Statement of Financial Accounting Standards No. 123 (Revised
2005)(FAS 123R),Shared Based Payments;
2.1.17.3. Earnings for services under non-equity incentive plans,not including group life,health,
hospitalization or medical reimbursement plans that do not discriminate in favor of
Executives and are available generally to all salaried employees;
2.1.17.4. Change in present value of defined benefit and actuarial pension plans;
2.1.17.5. Above-market earnings on deferred compensation which is not tax-qualified;
2.1.17.6. Other compensation, if the aggregate value of all such other compensation (e.g.
severance,termination payments,value of life insurance paid on behalf of the employee,
perquisites or property)for the Executive exceeds$10,000.
2.1,18. "Transparency Act' means the Federal Funding Accountability and Transparency Act of
2006(Public Law 109-282),as amended by§6202 ofPublic Law 110-252. The Transparency
Act also is referred to as FFATA.
2.1.19. "Uniform Guidance"means the Office of Management and Budget Uniform Administrative
Requirements, Cost Principles, and Audit Requirements for Federal Awards, which
supersedes requirements from OMB Circulars A-21, A-87, A-110, and A-122, OMB
Circulars A-89, A-102,and A-133, and the guidance in Circular A-50 on Single Audit Act
follow-up. The terms and conditions of the Unifomi Guidance flow down to Awards to
Subrecipients unless the Uniform Guidance or the terms and conditions of the Federal Award
specifically indicate otherwise.
2.1.20. "Vendor"means a dealer,distributor,merchant or other seller providing property or services
required for a project or program funded by an Award.A Vendor is not a Prime Recipient or
a Subrecipient and is not subject to the terms and conditions of the Federal award, Program
compliance requirements do not pass through to a Vendor.
3. COMPLIANCE.
3.1. Contractor shall comply with all applicable provisions of the Transparency Act,all applicable
Exhibit D Page 3 of 9
sole MPG Encumbrance.ISEM-1444
provisions of the Uniform Guidance,and the regulations issued pursuant thereto,including but
not limited to these Federal Provisions. Any revisions to such provisions or regulations shall
automatically become a part of these Federal Provisions, without the necessity of either party
executing any further instrument. The State of Colorado may provide written notification to
Contractor of such revisions, but such notice shall not be a condition precedent to the
effectiveness of such revisions.
4. SYSTEM FOR AWARD MANAGEMENT(SAM)AND DATA UNIVERSAL NUMBERING
SYSTEM(DUNS)REQUIREMENTS.
4.1. SAM. Contractor shall maintain the currency of its information in SAM until the Contractor
submits the final financial report required under the Award or receives final payment,whichever
is later. Contractor shall review and update SAM information at least annually after the initial
registration,and more frequently if required by changes in its information.
4.2. DUNS. Contractor shall provide its DUNS number to its Prime Recipient, and shall update
Contractor's information in Dun&Bradstreet,Inc.at least annually after the initial registration,
and more frequently if required by changes in Contractor's information.
5. TOTAL COMPENSATION.
5.1. Contractor shall include Total Compensation in SAM for each of its five most highly
compensated Executives for the preceding fiscal year if:
5.1.1. The total Federal funding authorized to date under the Award is$25,000 or more;and
5.1.2. In the preceding fiscal year,Contractor received:
5.1.2.1. 80% or more of its annual gross revenues from Federal procurement contracts and
subcontracts and/or Federal financial assistance Awards or Subawards subject to the
Transparency Act;and
5.1.2.2. $25,000,000 or more in annual gross revenues from Federal procurement contracts and
subcontracts and/or Federal financial assistance Awards or Subawards subject to the
Transparency Act;and
5.1.3. The public does not have access to information about the compensation of such Executives
through periodic reports filed under section 13(a)or 15(d)of the Securities Exchange Act of
1934(15 U.S.C.78m(a),78o(d)or§6104 of the Internal Revenue Code of 1986.
6. REPORTING.
6.1. Contractor shall report data elements to SAM and to the Prime Recipient as required in this
Exhibit if Contractor is a Subrecipient for the Award pursuant to the Transparency Act. No direct
payment shall be made to Contractor for providing any reports required under these Federal
Provisions and the cost of producing such reports shall be included in the Agreement price. The
reporting requirements in this Exhibit are based on guidance from the US Office of Management
and Budget(OMB),and as such are subject to change at any time by OMB. Any such changes
shall be automatically incorporated into this Agreement and shall become part of Contractor's
obligations under this Agreement.
7. EFFECTIVE DATE AND DOLLAR THRESHOLD FOR REPORTING.
7.1. Reporting requirements in §8 below apply to new Awards as of October 1,2010, if the initial
award is $25,000 or more. If the initial Award is below $25,000 but subsequent Award
modifications result in a total Award of$25,000 or more,the Award is subject to the reporting
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UN MPG Wm.bmnm a IIEM-t}N
requirements as of the date the Award exceeds$25,000. If the initial Award is$21,000 or more,
but funding is subsequently de-obligated such that the total award amount falls below$25,000,
the Award shall continue to be subject to the reporting requirements.
7,2. The procurement standards in§9 below are applicable to new Awards made by Prime Recipient
as of December 26,2015. The standards set forth in§I I below are applicable to audits of fiscal
years beginning on or after December 26,2014.
8, SUBRECIPIENT REPORTING REQUIREMENTS.
8.1. II Contractor is a Subrecipient,Contractor shall report as set forth below.
8.1.1. To SAM. A Subrecipient shall register in SAM and repon the following data elements in
SAM for each Federal Award Identification Number no later than the end of the month
following the month in which the Subaward was made:
8,1.1.1. Subrecipient DIMS Number;
8.1.1,2. Subrecipient DUNS Number + 4 if more than one electronic hinds transfer (EFT)
account;
8.1,1.3. Subrecipient Parent DUNS Number;
8.1.1.4. Subrecipient's address, including: Street Address, City, Stile, Country, Zip 4 4, and
Congressional District;
8.1.1.5, Subrectpient's top 5 most highly compensated Executives if the criteria in §4 above are
met;and
8.1.1.6, Subrecipient's Total Compensation of top 5 most highly compensated Executives if
criteria in§4 above met.
8.1.2. To Prime Recipient. A Subrecipient shall report to its Pnme Recipient,upon the effective
dale of the Agreement,the following data elements:
8.1.2.1. Subrecipient's DUNS Number as registered in SAM.
8.1.2.2. Primary Place of Performance Information, including: Street Address, City, State,
Country,Zip code +4,and Congressional District.
9. PROCUREMENT STANDARDS.
9.1. Procurement Procedures. A Subrecepient shall use its own documented proeurernenl procedures
which reflect applicable State, local, and Tribal laws and regulations, provided that the
procurements conform to applicable Federal law and the standards identified in the Uniform
Guidance,including without limitation,§§200.318 through 200.326 thereof.
9.2. Procurement of Recovered Materials If a Subrecepient is a State Agency or an agency of•
political subdivision of the State, its contractors must comply with section 6002 of the Solid
Waste Disposal Act, as amended by the Resource Conservation and Recovery Act. The
requirements of Section 6002 include procuring only items designated in guidelines of the
Environmental Protection Agency(EPA)at 40 CFR part 247 that contain the highest percentage
of recovered materials practicable, consistent with maintaining a satisfactory level of
competition, where the purchase price of the item exceeds$10,000 or the value of the quantity
acquired during the preceding fiscal year exceeded S10,000;procuring solid waste management
services in a manner that maximizes energy and resource recovery; and establishing an
affirmative procurement program for procurement of recovered materials identified in the EPA
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Mara MPG aarambnan r IIEM-te44
guidelines.
10.ACCESS TO RECORDS
10.1. A Subreeipient shall permit Recipient and auditors to have access to Subrecipient's records and
financial statements as necessary kr Recipient to meet the requirements of §200.331
(Requirements for pass-through entities),§11200.300(Statutory and national policy requirements)
through 200.309 (Period of performance), and Subpart F-Audit Requirements of the Uniform
Guidance. 2 CFR§200.331(a)(5).
I I.SINGLE AUDIT REQUIREMENTS
11.1. If a Subrecipient expends$750,000 or more in Federal Awards during the Subrecipienfs fiscal
year,the Subrecipient shall procure or arrange for a single or program-specific audit conducted
for that year in accordance with the provisions of Subpart F-Audit Requirements of the Uniform
Guidance,issued pursuant to the Single Audit Act Amendments of 1996,(31 U.S.C.1501-7507).
2 CFR§200.501.
11 1,1. Election. A Subrecipient shall have a single audit conducted in accordance with Uniform
Guidance§200.514(Scope of audit),except when it elects to have a program-specific audit
conducted in accordance with §200.507 (Program-specific audits). The Subrecipient may
elect to have a program-specific audit if Subrecipient expends Federal Awards under only
one Federal program (excluding raaesreh and development) and the Federal program's
statutes, regulations, or the terms and conditions of the Federal award do not require a
fmancial statement audit of Prime Recipient. A program-specific audit may not be elected
for research end development unless all of the Federal Awards expended were received from
Recipient and Recipient approves in advance a program-specific audit.
11.1.2. Exemption. If a Subrecipient expends less than$750,000 in Federal Awards during its fiscal
year,the Subrecipient shall be exempt from Federal audit requirements for that year,except
as noted in 2 CFR §200.503 (Relation to other audit requirements), but records shall be
available for review or audit by appropriate officials of the Federal agency,the State,and the
Government Accountability Office.
11.1.3. Subreceplent Compliance Responsibility. A Subrecipient shall procure or otherwise
arrange fur the audit requited by Part F of the Uniform Guidance and ensure it is properly
performed and submitted when due in accordance with the Uniform Guidance. Subrecipient
shall prepare appropriate financial statements, including the schedule of expenditures of
Federal awards in accordance with Uniform Guidance§200.510(Financial statements)and
provide the auditor with access to personnel, accounts, books, records, supporting
documentation,and other infanutian as needed for the auditor to perform the audit required
by Uniform Guidance Part F-Audit Requirements.
12.CONTRACT PROVISIONS FOR SURRECEPIENT CONTRACTS
12.1. IT Contractor is a Subrecipient,then it shall comply with and shall include all of the following
applicable provisions in all subcontracts entered into by it pursuant to this Agreement.
12.1.1. Equal Employment Opportunity. Except as otherwise provided under 41 CFR Part 60,all
contracts that meet the definition of-federally assisted construction contract"in 41 CFR Pen
601.3 shall include the equal opportunity clause provided under 41 CFR 60-1.4(b), in
accordance with Executive Order 11246,"Equal Employment Opportunity"(30 FR 12319,
12935, 3 CFR Part, 1964-1965 Comp., p. 339), as amended by Executive Order 11375,
"Amending Executive Order 11246 Relating to Equal Employment Oppommity," and
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Nrs EMPG Eawmbraace a DIEM-19-44
implementing regulations at 41 CFR part 60, "Office of Federal Contract Compliance
Programs,Equal Employment Opportunity,Department of Labor.
12.1.1.1. During the performance of this contract,the contractor agrees as follows:
12.1.1.1.1. Contractor will not discriminate against any employee or applicant for employment
because of race, color, religion, sex, or national origin. The contractor will take
affirmative action to ensure that applicants are employed, and that employees are
treated during employment, without regard to their race, color, religion, sex, or
national origin. Such action shall include, but not be limited to the following:
Employment, upgrading, demotion, or transfer, recruitment or recruitment
advertising; layoff or termination;rates of pay or other forms of compensation; and
selection for training, including apprenticeship. The contractor agrees to post in
conspicuous places,available to employees and applicants for employment,notices
to be provided by the contracting officer setting forth the provisions of this
nondiscrimination clause.
12.1.1.1.2. Contractor will,in all solicitations or advertisements for employees placed by or on
behalf of the contractor,state that all qualified applicants will receive consideration
for employment without regard to race,color,religion,sex,or national origin.
12.1.1.1.3. Contractor will send to each labor union or representative of workers with which he
has a collective bargaining agreement or other contract or understanding,a notice to
be provided by the agency contracting officer,advising the labor union or workers'
representative of the contractor's commitments under section 202 of Executive Order
11246 of September 24, 1965, and shall post copies of the notice in conspicuous
places available to employees and applicants for employment.
12.1.1.1.4, Contractor will comply with all provisions of Executive Order 11246 of September
24, 1965,and of the rules,regulations,and relevant orders of the Secretary of Labor.
12.1.1.1.5. Contractor will famish all information and reports required by Executive Order 11246
of September 24, 1965,and by the roles,regulations,and orders of the Secretary of
Labor,or pursuant thereto,and will permit access to his books,records,and accounts
by the contracting agency and the Secretary of Labor for purposes of investigation to
ascertain compliance with such rules,regulations,and orders.
12.1.1.1.6. In the event of Contractor's non-compliance with the nondiscrimination clauses of
this contract or with any of such rules,regulations, or orders, this contract may be
canceled, terminated or suspended in whole or in part and the contractor may be
declared ineligible for further Government contracts in accordance with procedures
authorized in Executive Order 11246 of September 24,1965,and such other sanctions
may be imposed and remedies invoked as provided in Executive Order 11246 of
September 24, 1965,or by rule,regulation,or order of the Secretary of Labor,or as
otherwise provided by law.
12.1.1.1.7. Contractor will include the provisions of paragraphs (I) through (7) in every
subcontract or purchase order unless exempted by rules,regulations,or orders of the
Secretary of Labor issued pursuant to section 204 of Executive Order 11246 of
September 24, 1965,so that such provisions will be binding upon each subcontractor
or vendor. The contractor will take such action with respect to any subcontract or
purchase order as may be directed by the Secretary of Labor as a means of enforcing
such provisions including sanctions for noncompliance: Provided,however,that in
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zeta EMPm Enea.braaee s I86M-IS44
the event Contractor becomes involved in, or is threatened with, litigation with a
subcontractor or vendor as a result of such direction,the contractor may request the
United States to enter into such litigation to protect the interests of the United States."
12.1.2. Davis-Bacon Act. Davis-Bacon Act,as amended(40 U.S.C. 3141-3148). When required
by Federal program legislation,all prime construction contracts in excess of 82,000 awarded
by non-Federal entities must include a provision for compliance with the Davis-Bacon Act
(40 U.S.C.3141-3144,and 3146-3148)as supplemented by Department of Labor regulations
(29 CFR Part 5, "Labor Standards Provisions Applicable to Contracts Covering Federally
Financed and Assisted Construction"). In accordance with the statute, contractors must be
required to pay wages to laborers and mechanics at a rate not less than the prevailing wages
specified m a wage determination made by the Secretary of Labor. In addition,contractors
must be required to pay wages not less than once a week. The non-Federal entity must place
a copy of the current prevailing wage determination issued by the Department of Labor in
each solicitation. The decision to award a contract or subcontract must be conditioned upon
the acceptance of the wage determination. The non-Federal entity must report all suspected
or reported violations to the Federal awarding agency. The contracts must also include a
provision for compliance with the Copeland "Anti-Kickback" Act (40 U.S.C. 3145), as
supplemented by Department of Labor regulations (29 CFR Part 3, "Contractors and
Subcontractors on Public Building or Public Work Financed in Whole or in Part by Loans or
Grants from the United States"). The Act provides that each contractor or Subrecipient must
be prohibited from inducing, by any means, any person employed in the construction,
completion,or repair of public work,to give up any part of the compensation to which he or
she is otherwise entitled. The non-Federal entity must report all suspected or reported
violations to the Federal awarding agency.
12.1.3. Rights to Inventions Made Under a Contract or Agreement. If the Federal Award meets
the definition of'funding agreement"under 37 CFR§401.2(a)and Subrecipient wishes to
enter into a contract with a small business firm or nonprofit organization regarding the
substitution of parties, assignment or performance of experimental, developmental, or
research work under that "funding agreement." Subrecipient must comply with the
requirements of 37 CFR Part 401,"Rights to Inventions Made by Nonprofit Organizations
and Small Business Finns Under Government Grants, Contracts and Cooperative
Agreements,"and any implementing regulations issued by the awarding agency.
12.1.4. Clean Air Act(42 U.S.C.7401-7671q.)and the Federal Water Pollution Control Act(33
U.S.C.1251-1387),as amended. Contracts and subgrants of amounts in excess of$150,000
must contain a provision that requires the non-Federal award to agree to comply with all
applicable standards,orders or regulations issued pursuant to the Clean Air Act(42 U.S.C.
7401-76711 and the Federal Water Pollution Control Act as amended (33 U.S.C. 1251-
1387).Violations must be reported to the Federal awarding agency and the Regional Office
of the Environmental Protection Agency(EPA).
12.1.5. Debarment and Suspension(Executive Orders 12549 and 12689). A contract award(see
2 CFR 180.220)must not be made to parties listed on the government wide exclusions in the
System for Award Management (SAM), in accordance with the OMB guidelines at 2 CFR
180 that implement Executive Orders 12549(3 CFR part 1986 Comp.,p. 189)and 12689(3
CFR part 1989 Comp.,p.235),"Debarment and Suspension." SAM Exclusions contains the
names of parties debarred,suspended,or otherwise excluded by agencies,as well as parties
declared ineligible under statutory or regulatory authority other than Executive Order 12549.
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2018 EMPG Eacambraate a seats-19-44
12.1.6. Byrd Anti-Lobbying Amendment(31 U.S.C. 1352). Contractors that apply or bid for an
award exceeding 5100,000 must file the required certification. Each tier certifies to the tier
above that it will not and has not used Federal appropriated hinds to pay any person or
organization for influencing or attempting to influence an officer or employee of any agency,
a member of Congress, officer or employee of Congress,or an employee of a member of
Congress in connection with obtaining any Federal contract,grant or any other award covered
by 31 U.S.C. 1352. Each tier must also disclose any lobbying with non-Federal funds that
takes place in connection with obtaining any Federal award. Such disclosures are forwarded
from tier to tier up to the non-Federal award.
13.CERTIFICATIONS.
13.1. Unless prohibited by Federal statutes or regulations, Recipient may require Subrecipient to
submit certifications and representations required by Federal statutes or regulations on an annual
basis. 2 CFR§200.208. Submission may be required more frequently if Subrecipient fails to
meet a requirement of the Federal award. Subrecipient shall certify in writing to the State at the
end of the Award that the project or activity was completed or the level of effort was expended.
2 CFR§200.201(3). If the required level of activity or effort was not carried out,the amount of
the Award must be adjusted.
14.EXEMPTIONS.
14.1, These Federal Provisions do not apply to an Individual who receives an Award as a natural
person,unrelated to any business or non-profit organization he or she may own or operate in his
or her name.
14.2. A Contractor with gross income from all sources of less than$300,000 in the previous tax year
is exempt from the requirements to report Subawards and the Total Compensation of its most
highly compensated Executives.
14.3. There are no Transparency Act reporting requirements for Vendors.
15.EVENT OF DEFAULT.
15.1. Failure to comply with these Federal Provisions shall constitute an event of default under the
Agreement and the State of Colorado may terminate the Agreement upon 30 days prior written
notice if the default remains uncured five calendar days following the termination of the 30 day
notice period. This remedy will be in addition to any other remedy available to the State of
Colorado under the Agreement,at law or in equity.
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