HomeMy WebLinkAboutSmuggler Superfund - Blood Lead Surveillance Quality Assurance Plan, Univ of Cincinnati 1996V11,1110=1111 "M
Prepared by the University of Cincinnati
September 24, 1996
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Introduction I
Overview I
Interior Environmental Sampling 2
Exterior Environmental Sampling 2
Blood Lead Screening 3
Preparation For An Environmental Visit 4
Interior Dust
Sampling Protocol
6
Equipment Calibration and Maintenance
7
Quality Control Procedures
7
Sample Custody
8
Analytical Procedures
9
Water
15
Sampling Protocol
10
Quality Control Procedures
10
Sample Custody
12
Analytical Procedures
12
Handwipe
Sampling Protocol
13
Equipment Calibration and Maintenance
13
Quality Control Procedures
14
Sample Custody
14
Analytical Procedures
15
Soil
Sampling Protocol
16
Equipment Calibration and Maintenance
17
Quality Control Procedures
17
Sample Custody
18
Analytical Procedures
18
Exterior Dust
Sampling Protocol 19
Equipment Calibration and Maintenance 20
Quality Control Procedures 21
Sample Custody 21
Analytical Procedures 22
Sampling Protocol 23
Equipment Calibration and Maintenance 25
Quality Control Procedures 25
Sample Custody 26
Analytical Procedures 27
Data Processing and Management Procedures 28
IN Nk-11 M, I
The objective of The Blood Lead Surveillance and Exposure of Young Children to
Elevated Soil Lead at the Smuggler Superfund Site, Aspen, CO. Survey is to quantitatively
characterize and assess the impacts of lead on human health. Well-designed, community-
based blood lead screenings, in conjunction with a comprehensive environmental survey,
provide the best means of identifying the health risks associated with lead. In order to
verify that the data are accurate, certain quality indicators need to be developed and
evaluated. The purpose of this quality assurance plan is to identify the quality indicators to
be evaluated for each measurement, describe how the quality assurance data will be
collected, and specify how each quality assurance measurement will be evaluated. Refer to
The Blood Lead Surveillance and Exposure of Young Children to Elevated Soil Lead at the
Smuggler Superfund Site, Aspen, CO. Survey Workplan for information regarding the study
design and the corresponding sampling strategy.
Much controversy exists regarding the risk to human health from metals in soil. In
particular, there is uncertainty regarding the bioavailability of metals present in mining
waste, and therefore, uncertainty regarding the potential risks of human exposure. In several
studies conducted in mining and milling communities, weak indirect correlations between soil
lead and the blood lead of young children have been seen, where soil lead is correlated with
house dust lead and house dust lead is correlated with blood lead.
In order to evaluate the health risk associated with exposures to lead, environmental
and biological samples are collected. Information relative to the date and time of sample
collection, responsible staff, and locations where samples were collected is recorded on the
forms. Socio -demographic data as well as information about work, child's play, and
recreational and occupational activities are recorded on data collection forms. (For examples
of data collection forms, refer to the Survey Workplan.
1
OVERVIEW: Interior Environmental Sampling
The environmental sample collection visit begins when the environmental team
introduces themselves, and outlines for the resident the range of activities to be completed as
part of the environmental visit. The consent form is reviewed with the study participant and
the individual is asked to sign the form. Then, the environmental technician questions the
resident to determine the location of each child's bedroom, the entrances most commonly
used, and the rooms most utilized by the child/children. Dust samples are collected from
these locations. Handwipe samples are obtained from the eligible children. A drawing of
the interior floor plan is prepared and the sampling sites marked on the sketch.
As part of the interior environmental visit, the following forms are completed:
Consent Form
Form 01 - Housing Survey
Form 03 - Family Questionnaire
Form 04 - Recruitment
Form 05 - Interior Dust Sample Collection
Form 10 - Environmental Questionnaire
Form I I - Blood Sample
Form 13 - Child Interview
Form 12 - Adult Interview
Form 19 - Handwipe Sample Collection
OVERVIEW: Exterior Environmental Sampling
Concurrent with the interior sample collection, a technician is collecting
environmental samples outside the residence. Twelve (12) soil cores from the perimeter of
the house are collected. Photographs of each sampling area are taken to document the
location of each sample. A street dust sample and an exterior entry dust sample are
collected. An evaluation of the exterior painted surfaces of the house performed.
A drawing of the lot is prepared, siting the location of the house, entrances,
driveway, gardens, play areas, bare sections of yard, and areas of sample collection.
N
As part of the exterior environmental visit, the following form is completed:
Form 08 - Exterior Dust & Soil Sample Collection
Once these samples are collected, as well as the interior environmental samples,
closing comments are made to the family and the samples are returned to the field office.
The blood lead sampling occurs in the home. Each family with a child less than 84
months of age is asked to participate in this screening. A pediatric phlebotomist collects the
blood samples using pediatric collection supplies; sterile techniques are maintained at all
times. Appropriate handling, storage, and shipping procedures are followed.
The parent or responsible adult at the home is asked to sign a consent form.
Information about where- the child spends his/her daytime hours and what daytime activities
he/she performs is recorded on the child interview form.
As part of the blood lead screening, the following form is completed:
Consent Form
Form 1I - Blood Sample Form
Form 13 - Child Interview
3
PREPARATION FOR AN ENVIRONMENTAL VISIT:
Environmental Sampling Bag: In preparation of an environmental visit, sampling
bags are prepared that are specific to each household. Each sampling bag is labeled with a
unique identification number,
Two (2) sampling bags are prepared for each household: one bag is for interior
sampling and the other bag is for exterior sampling. The contents of the sampling bags
include all forms to be used for sample collection, as well as all of the sample collection
containers.
The interior environmental sampling bag contains materials necessary to complete the
interior sampling. Custody seals are included to secure the interior sample and the the bag
once sample and forms have been collected and returned to the sampling bag. The forms
included in the bag consist of:
Consent Form
Form 01 - Housing Survey
Form 03 - Family Questionnaire
Form 04 - Recruitment
Form 05 - Interior Dust Sample Collection
Form 8 - Exterior Dust & Soil Sample Collection
Form 10 - Environmental Questionnaire
Form I I - Blood Sample
Form 12 - Adult Interview
Form 13 - Child Interview
Form 19 - Handwipe Sample Collection
An extra interior plot plan is also included in the sampling bag for revisions that may be
necessary to the original plot plan. The date and time of the environmental sampling
appointment are written in the allocated fields of each form. The interior sampling bag also
contains the necessary sample collection supplies. These supplies include an interior dust
cassette and a 125 ml Nalgene bottle in the event water collection is requested . Labels are
IV
affixed with scotch tape to the appropriate sample container. Plastic ziploc bags are also
included for the handwipe samples. A handwipe sample collection bag is included for each
child in the household, as well as one bag for the collection of the field blank associated with
that residence. The child's name is written on the ziploc bag with a permanent -ink pen. The
last item placed in the interior sampling bag is the collection nozzle that is utilized for the
collection of the interior dust sample.
The exterior environmental sampling bag consists of the, necessary forms and supplies
for the exterior sample collection. Custody seals are included to secure the samples and the
bag once all of the exterior samples and forms have been collected and returned to the
sampling bag. There are only two (2) forms included in the exterior bag; the Exterior Dust
and Soil Sample Collection Form 08 and the Exterior Plot Plan. The date and time of the
environmental sampling appointment are written in the allocated fields of Form 08. A blank
Exterior Plot Plan is included in the sampling bag. This second plot plan is available for use
when mistakes are made to the first plot plan and a new plot plan needs to be sketched. A
total of seven (5) mid-size ziploc bags are included in the exterior sampling bag. These are
used to contain the various samples types that are to be collected at the residence plus several
extra bags. The Dwelling I.D. and sample type are written on the outside of the ziploc bags
with a permanent -ink pen for identification.
5
The interior surface dust sample consists of a composite of at least three sub -samples
taken from the following areas in the residence:
1. a floor area near the most frequently used entrance;
2. a floor area in the room most utilized by the subject child; and
3. a floor area in the subject child's bedroom.
Additional sub -samples may be added to the composite sample. These, sub -samples are taken
from bedrooms occupied by additional subject children. If carpeting is not present in this
area, the most likely place to find an adequate surface dust is the area immediately adjacent
to the main entry door. The identification of sample sites from the most frequently occupied
room and the child's bedroom is determined partly by the floor covering present in those
rooms. If the floor is carpeted, an adequate sample can be collected readily from almost any
pathway in the room. A pathway might consist of an area immediately inside of a doorway'
into the room or an obvious pathway from one side of the room to the other. In rooms
where there is no carpeting, the most likely place to find an adequate supply of surface dust
is an area immediately adjacent to a wall. Very often on floors with smooth surfaces, dust
migrates to the edges; therefore, this, generally, is the most likely place to collect the dust.
Interior surface dust is collected by using a personal monitoring pump (2 L/min)
connected by Nalgene tubing to a Gelman Sciences three-piece air monitoring cassette with a
0.8 micron poly cellulose acetate filter. A collection nozzle is connected to the air
monitoring cassette by means of a short piece of Nalgene tubing. The collection nozzle is a
piece of acrylic plastic tubing crimped on one end to form an opening of approximately 1.3
by 0. 1 cm. To facilitate the collection of the interior dust sample, a template is used. The
inside of the template measures 25 cm by 25 cm. The dust sample I is collected by placing
the template on the identified sampling area. The pump is then turned on and a visual check
of the flow meter is made to, verify that the flow rate is 2.5 liters per minute. The collection
apparatus is held at a 45' angle to the floor, surface and moved from one side of the template
to the other. This sweeping motion is repeated in the same direction until the entire area has
been "vacuumed" with the collection attachment. The procedure is repeated in a direction
6
900 from the, initial direction. A third coverage of the area is then completed in the same
direction as the initial coverage. The rate of movement from one side of the template to the
other should be approximately 11/2 - 2 seconds per stroke. Tile vacuuming process is timed,
allowing one minute for each directional vacuuming, for a total of three minutes of
vacuuming for each sub -sample.
Once the sample is collected, the interior of the dust cassette is visually examined for
sample content while the pump is still running. If there is only a very small amount of loose
material, select another adjacent floor surface that has not been sampled and repeat the
process using the same filter. This process is intended to double the surface area sampled to
ensure that an adequate quantity of dust has been collected.
As each sub -sample is collected, its location is indicated on the floor plan which is
completed at the beginning of the visit. Care should be taken to record on the collection
form the total number of areas sampled. After tile. sample is collected, the dust cassette is
removed from the collection device and the end plugs are replaced. The dust cassette is then
placed in its interior environmental sampling bag.
The Interior Dust Sample Collection Form 05 is completed at the time the dust sample
is collected.
INTERIOR DUST: Equipment Calibration and Maintenance
The sampling pump is calibrated to a flow of 2.5 liters per minute. The pump is
equipped with a rotameter which is calibrated utilizing a bubble meter to ascertain the
necessary flow rate by simply adjusting the set screw. The pump flow rate is checked and
adjusted as part of the equipment check at the beginning of each day and at the time of the
actual collection of each sample in a residence. The sampling pump is battery operated.
The batteries are recharged on an overnight basis every third day.
INTERIOR DUST: Quality Control Procedures
Various measures are utilized to assess the reproducibility of the sample collection
method. Field duplicates and field blanks are collected at 1.0% of the residences which are
im
randomly selected, The QC samples are collected at the time of the environmental visit.
Field Blank: To collect the field blank, a dust cassette is attached to the sample
pump and the pump is left to run for approximately three minutes. The collection nozzle
should be pointed upward so that floor dust is not accidentally collected as part of the field
blank sample. The field blanks are used to detect possible contamination of the collection
equipment, collection media, and/or collection process.
Field Duplicate: To collect the field duplicate, a template is placed on the surface
adjacent to where the initial sample was taken; thus, it is a collocated sample. Utilizing the
same collection protocol, a sample is taken. This sample is used as a measure of the
reproducibility of the, sample collection process. The precision of the field duplicates is
calculated as a relative percent difference (RPD). It is anticipated that the average RPD for
the field duplicates should be within 20%. Field duplicates are also evaluated by their
concentration difference. Since the samples are analyzed after completion of the sample
collection phase of the study, it is virtually impossible to return to the site and re -sample
when the RPD exceeds the prescribed standard (20%).
Reference Standard (Field QQ: A third field-based, quality control measure is the
insertion of reference standards into the sample stream. A NIST standard placed into an
empty casette is inserted into the sample stream by the Project Coordinator at a rate of 10%
of the total samples collected. These reference standards are provided by the University of
Cincinnati Department of Environmental Health Hematology and Environmental Laboratory.
The standards are labeled in the same way as, the samples collected from the residences and
are blind to the laboratory. The accuracy of the quality control samples is calculated as
percent recovery. The predetermined percent recovery standard is 80 - 120%. If the
reference standards are not within the predetermined percent recovery standard, action is
taken to discover possible sources of error.
INTERIOR DUST: Sample Custody
Once the interior dust sample is collected, a custody label is affixed to the dust
cassette and placed in the environmental sampling bag which is sealed with another adhesive
.1
custody label, and returned to the office. At this point, the sample is inspected by the
custody officer and custody is transferred from the responsible environmental technician to
the custody officer. This process involves signing over custody on the Interior Dust Sample
Collection Form 05 and signing the release and receipt fields in the appropriate custody log
book. Custody transfer occurs immediately upon arrival at the office.
After the custody officer has accepted custody of the sample, it is prepared for
shipment to the University of Cincinnati Department of Environmental Health Hematology
and Environmental Laboratory. Custody sheets for shipping are completed. When the
samples are ready for shipment, custody is transferred from the University of Cincinnati
custody officer to the shipper (e.g. UPS). Upon its arrival at the University of Cincinnati,
custody is transferred from the shipper to the University's receiving office personnel. The
University's receiving office personnel then delivers the shipment to the analytical laboratory,
where the laboratory custody officer assumes custody from the receiving office personnel.
Please refer to the University of Cincinnati Department of Environmental Health
Hematology and Environmental Laboratory QA/QC plan. This manual is available upon
request.
Vt
WATER: Sampling Ptotocol
The kitchen cold water tap is used to fill the 125 ml Nalgene collection bottle. When
there is a problem collecting the sample from the kitchen tap, e.g. faucet drips, another main
water source is chosen. The cold water tap is turned on for three (3) minutes and then shut
off. The family is then asked to refrain from water usage and a "Do Not Use Water" sign is
attached to the water source in the residence. In exactly thirty (30) minutes, a water sample
is collected by opening the tap, collecting the sample without wasting any water, and then
immediately shutting the tap off. When collecting the sample, contact between the mouth of
the sample container and the faucet should not be made so as to avoid possible
contamination. If for some unforeseen reason, a family member turns the water on before
the test is complete, it is necessary to begin the process again. If the collection of the water
sample is interrupted a second time, the sample collection form is completed and the actual
time elapsed before the sample collection is recorded.
The Water Sample Collection Form 06 is completed at the time the water sample is
collected. Water samples are only collected upon request.
Bottles contain 0.65 ml of ultra-pure concentrated nitric acid acidified to a pH less
than 2. This minimizes, precipitation and preserves the sample for analysis.
Once the sample is collected, it is agitated, sealed with a custody seal, and stored in a secure
location. The Water Sample Collection Form 06 is completed by the laboratory technician
and then filed with the other environmental forms for that residence.
Various measures are utilized to assess the reproducibility of the sample collection
method. Field duplicates and field blanks are collected at 10% of the residences which
request water to be sampled. The QC samples are collected at the time of the environmental
visit.
Field Blank: To collect the field blank, the water collection bottle is set adjacent to
the sink from which the sample is being taken. The field blank sample is left open to the
environment during the collection of the water sample; the lid is placed top down on a
10
counter top to avoid possible contamination from dust particles. Once the water sample is
collected, the field blank sample is capped and put in the bag with the remaining samples.
Upon return to Cincinnati, the field blank bottle is filled with deionized water and 0.65 ml of
ultra -pure concentrated nitric acid. The field blanks are used to detect possible
contamination in field sampling due to the collection equipment or process.
Field Duplicate: The field duplicate is collected according to the protocol previously
described. Once the first sample is collected, the cold water tap is opened for three (3)
minutes. Then, it is shut off and the family is again instructed to not utilize any water
source in the house. After thirty (30) minutes, the sample is collected by opening the tap,
collecting 125 ml of water without wasting any sample, and then immediately shutting off the
tap. This sample is used as a measure of the reproducibility of the sample collection
process.,
The precision of the field duplicates is calculated as relative percent difference (RPD)
and the difference between duplicates. The average RPD for the field duplicates should be
within 20%. If the field duplicates are not within the predetermined RPD standard of 20%,
action is taken to discover possible sources of error. Since the samples are analyzed after
completion of the sample collection phase of the study, it is virtually impossible to return to
the site and re -sample when the RPD exceeds the prescribed standard.
Reference Standard (Field Q.C.): A third field-based, quality control measure is the
insertion of reference standards into the sample stream. Double distilled water spiked with a
NIST standard is inserted into the sample stream by the Project Coordinator at a rate of 10%
of the total samples collected. Reference standards are provided by the University of
Cincinnati Department of Environmental Health Hematology and Environmental Laboratory.
The standards are labeled in the same way as the samples collected from the residences and
are blind to the laboratory. The accuracy of the quality control samples is calculated as
percent recovery. The predetermined percent recovery standard is 80 - 120%. If the
reference standards are not within this predetermined standard, action is taken to discover
possible sources of error.
11
Once the water sample is collected, it is affixed with a custody sea] and placed in the
environmental sampling bag, which is sealed with an adhesive custody label and returned to
the office. At this point, the sample is inspected by the custody officer and custody is
transferred from the, responsible environmental technician to the custody officer. This
process involves signing over custody on the Water Sample Collection Form 06 along with
signing the release and receipt fields in the appropriate custody log book. Custody transfer
occurs immediately upon arrival at the office.
The sample is prepared for shipment to the University of Cincinnati Department of
Environmental Health Hematology and Environmental Laboratory. Custody sheets for
shipping are completed. When the samples are ready for shipment, custody is transferred
from the University of Cincinnati custody officer to the shipper (e.g. UPS). Upon its arrival
at the University of Cincinnati, custody is transferred from the shipper to the University's
receiving office personnel. The University's receiving office personnel then delivers the
shipment to the analytical laboratory, where the laboratory custody officer assumes custody
from the, receiving office personnel.
WATER: Analytical h-ocedures
Please refer to the University of Cincinnati Department of Environmental Health
Hematology and Environmental Laboratory QA/QC plan. This manual is available upon
request.
12
HANDWIPE'. Sampling Protocol
Collection of the hand dust samples is done at the conclusion of each home visit.
Preliminary data indicate that hand dust equilibrates with a given environment within two (2)
hours. The environmental technician is to prevent, if possible, the washing of the child's
hands during the visit prior to the collection of the handwipe sample.
The environmental technician collecting the hand dust samples, first, cleans his/her
own hands with a disposable wipe from a separate container of wipes kept for this purpose
before touching the gloves or other equipment. Next, gloves are donned and the work
surface area cleaned well using clean disposable wipes. At each residence, a field blank is
collected first. To accomplish this task, six (6) wipes are removed from the container,
handled to simulate wiping a child's hands, and then placed in a pre -labeled bag.
Both hands of the subject/participant are wiped according to a standard procedure.
The dust on the child's hands is sampled by wiping each hand of the child with three
separate disposable wipes. All surfaces of the hand, front and back and up to the wrists, are
wiped thoroughly with each of the three wipes. The wipes, totaling six (6) from each child,
are deposited in a pre -labeled, sealable bag for transport back to the office. The lot number
from the bottle of handwipes, used for sample collection is written in permanent -ink pen on
the outside of the ziploc bag. The brand of disposable wipes used is Walgreen's Brand Wet -
Wipes.
HANDWIPE: Equipment Calibration and Maintenance
The University of Cincinnati Department of Environmental Health Hematology and
Environmental Laboratory supplies the study with handwipes. It is best to utilize handwipes
from the same lot number throughout the entire sample- collection phase of the study. For
this reason, the lot number of the wipes used during the sample collection is recorded on the
Handwipe Sample Collection Form 19. The laboratory retains bottles of handwipes from
the same lot number and prepares their standards and blanks utilizing the same lot number as
was used to collect the samples being analyzed. The analytical laboratory is aware of the
appropriate lot numbers because it is on the outside of each handwipc sample bag written in
13
permanent -ink pen.
I-IANDWI PE: Quality Control Procedures
Field Blank: A field blank is collected at each residence where a handwipe sample is
collected. The field blanks are used to detect possible contamination of the collection
equipment or process that occurred during the field sampling.
Field Duplicate: No field duplicates are collected since both hands of the subject
participant are, sampled at the time of the environmental visit.
Reference Standard (Field QQ: Wipes are spiked with a known amount of NIST
standard and
are inserted into the sample stream by the Project Coordinator at a rate of 10% of the total
samples collected.
Once the hand dust samples are collected, the sample bags are affixed with a custody
seal placed in the environmental sampling bag, which is sealed with an adhesive custody
label and returned to the office. Upon returning to the office, the responsible environmental
technician matches each handwipe sample with its corresponding Handwipe Sample
Collection Form 19,. Then, he/she initials and dates the custody seal specific to the sample
and staples it to the bag. At this point, the sample is inspected by the custody officer and
custody is transferred from the responsible environmental technician to the custody officer.
This process involves signing over custody on the handwipe Sample Collection Form 19
along with signing the release and receipt fields in the appropriate custody log book.
After the custody officer has accepted custody of the sample, it is prepared for
shipment to the University of Cincinnati Department of Environmental Health Hematology
and Environmental Laboratory. Custody sheets for shipping are completed. When the
samples are ready for shipment, custody is transferred by the University of Cincinnati
custody officer to the shipper (e.g. UPS). Upon its arrival at the analytical laboratory,
custody is accepted from the shipper to the University's receiving office personnel. The
14
University's receiving office personnel then delivers the shipment to the analytical laboratory,
where the laboratory custody officer assumes custody from the receiving office personnel.
Please refer to the University of Cincinnati Department of Environmental Health
Hematology and Environmental Laboratory QA/QC plan, This manual is available upon
request.
15
SOIL: Sampling Protocol
One soil type is collected at each residence. This is a composite perimeter sample.
Soil samples are collected with a coring device. The device is used in either of two
ways. There is a "T" handle which can be attached to the top of the coring device allowing
the operator to twist the coring tool, pushing it into the ground; in this way, the cutting edge
of the soil corer cuts through roots and packed earth.
The other method involves attaching a hammer device to the top of the coring tool.
To utilize the coring tool in this manner, the hammer device is first attached to the top of the
coring tool and the tool is placed on the ground where the sample is collected. The hammer
is then raised and allowed to fall while it is guided by the operator's hands. This method is
the most appropriate if the soils are of a compacted nature.
At each residence occupied by a participating family, a composite perimeter soil
sample is collected from the four sides of the residence. Three sub -samples are collected
from each side where soil is present. The samples are collected at a distance of three feet
from the exterior wall of the residence. Spacing along a side depends upon the position of
sidewalks, vegetation, or other obstacles, If there is a sidewalk along an entire side of a
house, the sample is collected along the edge of the sidewalk allowing for the least deviation
from the designated three-foot line.
These perimeter samples are collected by driving or pushing the coring tool into the
ground approximately 2 to 21/2 inches. The tool is then moved gently from side to side,
loosening the plug of earth, and the coring device is pulled from the ground. The soil
sample is pushed by means of a pencil or finger so that the upper part of the soil plug lies
between the 2 cm marks present on the coring device. The top 2 cm, of the soil sample are
cut from the core with a spatula and transferred to a pre -labeled sample bag. All twelve (12)
perimeter sub -samples are collected in this manner.
The soil is placed in bag that is pre -labeled with the Dwelling ID and soil type
using a waterproof, permanent -ink pen. Upon completion of the soil collection, the samples
are brought back to the field office.
16
SOIL: Equipment Calibration and Maintenance
None of the soil sampling equipment requires calibration. Between samples, and at
the end of the day, the soil corers are thoroughly cleansed with wet wipes and then dried
with clean paper towels.
1� 1, � T I I
Various measures are utilized to assess the reproducibility of the sample collection
method. Field duplicates are collected at 10% of the residences which are randomly
selected. The QC samples are collected at the time of the environmental visit.
Field Duplicate: A field duplicate soil sample is collected adjacent to the previously
collected soil sample; therefore, it is a collocated sample. The same collection protocol is
utilized. These samples are used as a measure of the reproducibility of the sample collection
process. The precision of the field duplicates will be calculated as relative percent difference
(RPD) and concentration differences. It is anticipated that the average RPD for the field
duplicates should be within 20%. If the field duplicates are not within the RPD of 20%,
action is taken to discover possible sources of error. Since the samples are analyzed after
completion of the sample collection phase of the study, it is virtually impossible to return to
the site when the RPD exceeds the prescribed standard.
Reference Standard (Field QC) : A second field-based, quality control measure is
the insertion of reference standards into the sample stream. Standards (quantified by a
number of labs and methods) are inserted into the sample stream by the Project Coordinator
at a rate of'10% of the total samples collected. These reference standards are provided by
the University of Cincinnati Department of Environmental Health Hematology and
Environmental Laboratory. The accuracy of the quality control samples is calculated as
percent recovery. The predetermined percent recovery standard is 80 - 120%. If the percent
recovery is not within this predetermined standard, action is taken to discover possible
sources of error.
17
SOIL: Sample Custody
Once the soil samples are collected the bag is affixed with a custody seal and placed
in the environmental sampling bag, which is sealed with an adhesive custody label and
returned to the office. Upon their arrival to the office, the responsible environmental
technician verifies the sample identity against its corresponding Exterior Dust and Soil
Collection Form 08. At this point, the samples are inspected by the custody officer and
custody is transferred from the responsible environmental technician to the custody officer.
This process involves signing over custody on the Soil and Exterior Dust Sample Collection
Form 08, along with signing the release and receipt fields, in the appropriate custody log
book. Custody transfer occurs immediately upon arrival at the office.
Once the custody officer has accepted custody of the sample, it is prepared for
shipment to the University of Cincinnati Department of Environmental Health Hematology
and Environmental Laboratory. The soil samples specific to a residence are kept together as
a residential packet. Custody sheets for shipping are completed. When the samples are
ready for shipment, custody is transferred from the University of Cincinnati custody officer
to the shipper (e.g.. UPS). Upon its arrival at the University of Cincinnati, custody is
transferred from the shipper to the University's receiving office personnel. The University's
receiving office personnel then delivers the shipment to the analytical laboratory, where the
laboratory custody officer assumes custody from the receiving office personnel.
SOIL: Analytical Procedures
Please refer to the University of Cincinnati Department of Environmental Health
Hematology and Environmental Laboratory QA/QC plan. This manual is available upon
request.
18
F 1": U 0, If
Two composite exterior dust samples are collected: an entry sample and a
street curb sample. The entry sample is a composite sample from two or three of the most
used entrances; generally, the front and side or rear entrances to the residence. In the case
of apartment buildings, the study participants are asked which entrances are most commonly
used; samples are collected atthose designated entrances.
The entry dust sample is collected by first selecting an area with the heaviest loading
of dust within six (6) feet of the door, Once the area of heaviest loading closest to the entry
has been identified, the template, measuring 6" by 24", is placed over the area and the
perimeter of the template is drawn on the surface with carpenter's chalk. The template is
removed and the dust is loosened, if necessary, by means of a stiff bristled brush. Once the
material is loosened, it is brushed into a pile within the defined area with a paint brush. This
pile is then scooped up with a paint brush and scoop, and deposited in the pre -labeled sample
bag. After the bulk of the material is collected in this fashion, the portable vacuum cleaner
is used to vacuum the area defined by the chalk lines.
The first step in using the vacuum is to place a piece of filter material in the
collection cassette. With the filter in the cassette, the hose is connected to the cassette, the
collection attachment is connected to the hose, and the vacuum is turned on. The sample is
collected by passing the collection nozzle across the designated surface area from one side to
the other along the long axis of the sample area at the rate of three to four seconds per pass.
Repeated passes are made at the same rate until the entire area is vacuumed one time. The
collection process is then repeated in a direction 90' to the initial direction. A final pass is
made in the same direction as the initial collection. The rate of movement of the collection
nozzle across the sampling area is constant throughout the process of sample collection.
When the sampling area contains a large amount of dust, the filter can become
clogged prior to completion of sample collection. Visual checks of the filter are made
occasionally during the collection process and, if it appears the filter is covered with dust,
the collection cassette should be emptied. The vacuum is turned off and the hose and the
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collection cassette are removed from the vacuum cleaner. The contents of the cassette are
deposited into the sample bag without taking the cassette apart; tapping on a hard surface
dislodges most of the material from the filter surface. The sample collection process is
continued beginning at the point where the process was previously interrupted. The
remaining sample collected is transferred to the same sample bag.
Once the composite entry dust sample is collected, the hose is cleaned in the
following manner. The vacuum cleaner is allowed to remain running and the hose is lifted
into a vertical position above the vacuum. With the vacuum running, the operator taps the
side of the hose with the paint brush, tapping from the highest extension point of the hose to
the lowest, three separate times. This process dislodges most of the dust from the sides of
the hose. Upon completion of this process, the filter cassette contents are deposited carefully
so as to not lose any sample into the pre -labeled sample bag. The dust remaining in the
collection device is brushed into the sample collection bag. The filter cassette is cleaned
using wet -wipes and then allowed to air dry before the collection of the composite street dust
sample. The paint brush and the collection nozzle are used only once; a clean brush and
nozzle are used to complete the collection of the street dust sample.
The street curb composite sample consists of a sub -sample collected from the
intersection of the driveway and the street curb and a sub -sample from the curb area closest
to the sidewalk leading to the front door. The street dust sample is collected utilizing the
exterior entry dust collection protocol previously described.
As the final step in the collection of the exterior dust sample, the responsible
environmental technician verifies that all the data are recorded on the Exterior Dust & Soil
Sample Collection Form 08. The vacuum and other equipment are then packed to be
transported to the office for cleaning.
EXTERIOR DUST: Equipment Calibration and Maintenanc_-i
None of the exterior dust sampling equipment requires calibration. The brush and
collection nozzle are used only once per household. At the end of the day, the equipment is
washed thoroughly and left to dry overnight.
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EXTERIOR DUST: Quality Control Procedures
Various measures are utilized to assess the reproducibility of the sample collection
method. Field duplicates and reference standards are collected at 10% of the residences
which are randomly selected. The QC samples are collected at the time of the environmental
visit.
Field Duplicate: Duplicate exterior entry dust and street dust samples are collected
according to the standard exterior dust sample collection protocol; the samples are collected
adjacent to the areas where the initial samples are taken. The duplicate samples are used as
a measure of the reproducibility of the sample collection process. The precision of the field
duplicates is calculated as relative percent difference (RPD) and concentration difference. It
is assumed that the average RPD for the field duplicates should be within 20%. Since the
samples are analyzed after completion of the sample collection phase of the study, it is
virtually impossible to return to the site and re -sample when the RPD exceeds the prescribed
standard.
Reference Standard (Field QQ: The insertion of reference standards into the sample
stream is another quality control measure. Standards (quantified by a number of tabs and
methods) are inserted into the sample stream by the Project Coordinator at a rate of 10% of
the total samples collected. These reference standards are provided by the University of
Cincinnati Department of Environmental Health Hematology and Environmental Laboratory.
The standards are labeled in the same way as the samples collected from the residences and
are blind to the laboratory. The accuracy of the quality control samples is calculated as
percent recovery. The predetermined percent recovery standard is 80 - 120%. if the
reference standards are not within the predetermined percent recovery standard of 80 -
120%, action is taken to discover possible sources of error.
EXTERIOR DUST: Sample Custody
Once the exterior dust samples are collected, they are affixed with a custody label and
placed in the environmental sampling bag, which is scaled with another adhesive custody
label and returned to the office. Upon their arrival to the office, the responsible
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environmental technician verifies each sample log number against the corresponding
identifiers on the Exterior Dust and Soil Collection Form 08. At this point, the sample is
inspected by the custody officer and custody is transferred from the environmental technician
to the custody officer. This process involves signing over custody on the Exterior Dust and
Soil Collection Form 08 along with signing the release and receipt fields in the appropriate
custody log book.
Once the custody officer has accepted custody of the sample, it is prepared for
shipment to the University of Cincinnati Department of Environmental Health Hematology
,and Environmental Laboratory. The dust samples specific to a residence are kept together as
a residential packet. Custody sheets for shipping are completed. When the samples are
ready for shipment, custody is transferred from the University of Cincinnati custody officer
to the shipper (e.g. UPS). Upon its arrival at the University of Cincinnati, custody is
transferred from the shipper to the University's receiving office personnel. The University's
receiving office personnel then delivers the shipment to the analytical laboratory, where the
laboratory custody officer assumes custody from the receiving office personnel.
Please refer to the University of Cincinnati Department of Environmental Health
Hematology and Environmental Laboratory QA/QC plan. This manual is available upon
request.
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BLOOD: Sampling Protocol
Proper blood collection techniques are critical to ensure that the sample is not
contaminated. This begins with proper preparation of the subject for sample drawing. The
skin is thoroughly cleansed before sampling. Blood collection equipment and supplies are
stored and set up in a manner that will keep them free of dust and airborne contaminants.
Furthermore, blood tube (vacutainer) stoppers are never removed except by trained
laboratory staff. Samples are clearly labeled with the subject's name, date, and laboratory
sample number.
EDTA is used as the anticoagulant in the vacutainer tubes. These tubes come in
boxes and are covered with Kirnwipes once the box is opened, in order to protect the tops
from becoming contaminated. Kimwipes, a lint free cloth, are used to cover tubes, place
blood collection supplies on, or used whenever there is a need to protect equipment from
contamination.
Venipuncture samples are drawn using a 23 gauge butterfly, needle, and syringe. The
butterfly apparatus is the safest collection method with children, giving the phlebotomist
much greater flexibility to deal with their movements. The procedure begins by setting out
all of the blood collection supplies that are needed such as alcohol pads, gauze sponges,
vacutainer tube, butterfly, and syringe. The phlebotomist places the subject's name, dwelling
ID and the sample date on the label with a permanent -ink pen. The phlebotomist's hands are
washed well with soap and water and gloves donned. A tourniquet is placed around the
child's arm and the puncture area prepared by briskly scrubbing the area twice with the
alcohol pads, and wiping the area with a gauze sponge after each scrub. Once the needle is
in the vein and blood is seen in the butterfly tubing, the syringe is aspirated gently so as to
prevent the cells from lysing. The tourniquet is removed during this process and the needle
extracted from the vein. The phlebotomist or parent holds a clean gauze sponge on the
puncture wound. The vacutainer tube is then filled by puncturing the top and gently
releasing the blood into the tube. Immediately, the tube is inverted several times and either
the sample is placed covered on an orbital mixer for about five (5) minutes, or inverted very
gently about twenty (20) times by hand. The puncture area is covered by a band-aid.
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The disposable gloves, along with all of the other blood collection and processing
equipment, are removed and disposed of in the biohazard container.
A fingerstick sample is collected when the parent or child refuses a venipuncture
sample or when the parent approves a fingerstick after the failure of a venipuncture attempt.
The procedure begins by setting out all of the blood collection supplies that are needed such
as alcohol pads, gauze sponges, capillary tubes, and a lancet. The phlebotomist places the
subject's name, dwelling ID and the sample date on the label with a permanent -ink pen. The
phlebotomist's hands are washed well with soap and water and gloves are donned. Then,
she/he grasps the child's hand so that her/his thumb is across the top of the child's fingers.
The child's hand is held so that his/her palm faces himself/herself. The fingerstick should be
completed on either the child's middle or ring finger. To cleanse the finger, an alcohol
sponge is briskly rubbed across the child's, fingertip for approximately twenty (20) seconds;
the scrubbed area is then dried with a gauze sponge. The finger is pricked with a lancet
slightly to the left of center; a dry gauze pad is used to wipe off the first drop of blood.
While the phlebotomist holds a 100 jul lead-free capillary tube at the double black band, the
child's finger is gently squeezed towards the fingertip, allowing the blood to fill the capillary
tube just to the black line. If air bubbles appear in the sample, it is possible to eliminate
them by pointing the capillary tube slightly downward. Once the capillary tube is filled to
the black line, it is tipped slightly back and forth to completely mix the sample with the
EDTA in the capillary tube. EDTA is present within the entire capillary tube but the proper
dilution of 100 Itl of blood with EDTA occurs between the black filling lines present on the
capillary tube. For this reason, it is important that the blood sample not collect past the
black filling line. If this occurs, the blood sample will not be properly diluted. When the
sample has been properly mixed with the EDTA, the tube is tipped slightly upward to allow
air to enter the collection end; then, the ends are capped. To verify that the blood sample is
contained within the capillary tube in an airtight manner, the tube can be held upward. This
procedure is repeated with a second capillary tube. Once both samples are collected, they
are placed in their ESA "shock tube" to prevent breakage and contamination. A Kimwipe is
placed inside the ESA "shock tube" to keep the capillary tubes separate and secure. A label
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is placed on the outside of the ESA "shock tube" and the sample is placed in the refrigerator
until shipment to the analytical laboratory.
BLOOD: Equipment Calibration and Maintenance
None of the blood collection equipment requires calibration. It is important that all
equipment be maintained in a sterile manner, All sampling equipment are covered with
Kimwipes to protect the equipment from dust and other airborne contaminants. Twice daily,
once in the morning and at the end of each clinic day, the refrigerator temperature is verified
and recorded. Depending upon the results, any necessary adjustments are made to maintain
the refrigerator at 38° F. At any time when the clinic staff is not present, security labels are
placed on the refrigerator. The labels are strategically placed to ensure the security of all of
the blood samples collected since the last shipment,. The refrigerator log documents all
security and temperature checks and is maintained by the clinic staff.
BLOOD: Quality Control Procedures
Various measures are used to assess the reproducibility of the sample collection
method. Field duplicates are collected and reference standards are inserted at a rate of 10%
of the total number of blood samples collected. A previously determined number of
syringes, vacutainer tubes and butterflies are set aside by the analytical laboratory to be lot
tested. This involves analyzing the supplies by lot numbers to verify that contamination
cannot be attributed to the supplies being utilized in the sample collection phase of the study.
Field Duplicate: Field duplicates are collected from every other subject. Two 2 ml
blood samples are drawn from the subject. One vacutainer is labeled with the actual subject
information; the duplicate sample is assigned a fictitious name, date of birth, and Dwelling
ID, ensuring the laboratory is blind to the source of the sample. The precision of the field
duplicates is calculated as a relative percent difference (RPD) and concentration difference.
Since the samples are analyzed after completion of the sample collection phase of the study,
it is virtually impossible to re -sample when the RPD exceeds the prescribed standard.
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Reference Standard (Field QQ: QC samples from the Centers for Disease Control
(CDC) are inserted into the sample stream every fifth sample. A fictitious name, date of
birth, and Dwelling ID are assigned to each CDC reference sample. The accuracy of the
quality control samples is calculated as percent recovery. The predetermined percent
recovery is, 80 - 1201. If the reference standards are not within this standard range, action
is taken to discover possible sources of error.
Interlaboratory Comparison - A portion of at least 10% of the samples will be sent
to CDC (Atlanta, GA) for comparison. Precision will be calculated as the concentration
difference.
An entry is recorded in the laboratory custody book for, each blood sample collected.
The custody book contains pertinent information, such as sample log number, Dwelling ID,
the responsible phlebotomist's initials, custody signatures, sample collection date, and
shipment dates. The blood samples are stored in a designated refrigerator maintained at 38'
F. A refrigerator log is maintained which documents the refrigerator temperature during the
clinic operation as well as the total number of samples collected each day. Also, the total
number of samples being stored in the refrigerator is maintained on this form. Each day the
refrigerator is locked and adhesive custody seals are placed on the door to ensure sample
security.
A laboratory custody sheet is also completed that contains the information regarding
the laboratory sample number and subject's name. This laboratory custody sheet is
maintained for the University of Cincinnati's Hematology and Environmental Laboratory and,
upon sample shipment, it will accompany the samples. Two copies are made of this custody
sheet and maintained as a record of the sample shipment. The blood samples are placed in
cardboard racks; wipe -ails are wrapped around the box of blood samples to prevent the blood
samples from freezing during shipment. Frozen blue -ice packs are packed in the mailing
coolers; custody seals and "biohazard" stickers are placed on the outside of the coolers. The
cooler is placed inside a shipping box which is addressed for overnight shipment to the
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analytical laboratory.
BLOOD: Analytical Procedures
Please refer to the University of Cincinnati Department of Environmental Health
Hematology and Environmental Laboratory QA/QC plan. This manual is available upon
request.
27
DATA PROCESSING AND MANAGEMENT PROCEDURES
Numerous review and data processing procedures are used to ensure the accuracy and
validity of the data recorded on data collection forms. All study personnel, including clinic,
laboratory, and field staff, are trained to complete data collection forms according to,
standardized procedures. Accuracy, legibility, and completeness, critical characteristics of
good data collection, are stressed and continually assessed throughout the study.
Once the forms have been completed, they are reviewed for legibility and
completeness. Any discrepancies that are discovered are returned to the person responsible
for data collection for correction. Checks for internal consistency are developed for each
form.
A local computer database of study participants is developed and maintained. Once
the forms are reviewed and determined to be accurate, they are entered into a Macintosh -
compatible data management system for storage and retrieval. The data are entered twice
and the two entries are compared for discrepancies. When the comparison between the two
entries match, an error report consisting of all of the information present on the form is
prepared. The error checking process requires two (2) people, One person reads the
information on the actual form and the other listens, verifying the information on the error
check report. Any discrepancies are marked in red ink and flagged so that the Project
Coordinator can make the necessary changes to the database. This process continues until
the error check report correctly matches the form.
In addition, error checking routines using software logic are developed for each form
to check for such problems as out of range entries. In time, data files are merged to develop
working data sets for analysis. Test merges of the data are conducted to identify problems
which prevent successful merging of the data files. Error corrections to the data collection
forms are made and then the necessary corrections are made to the database. Test merges of
the data are continued until successful merging of the data files occurs.
Univariate analyses of the frequency distributions of exposure and outcome variables
are reviewed before any statistical analyses are performed. This process also aids in the
discovery of possible spurious outliers or errors that are not identified by one of the
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