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HomeMy WebLinkAboutbocc.con.002.2007 CLERK'S CHECK LIST FOR CONTRACTS SUBMITTED TO CLERK AND RECORDER FOR SCANNING/ARCHIVING CONTRACT #: 002-2007 Originating Department/Division: Social Services Contact Person: Nan Sundeen Project Name: Social Services Consultant o BOCC AGENDA ITEM (BOeC signature required) Phone #: 5209 r:gJSTAFF AUTHORIZED SIGNATURE (per Revised Procurement Code 7/2005) Check procurement type: r:gJNone OInformal OFormal OSole Source OEmergency OState Bid 0 Check Contract Tvpe: Dollar Amonnt: 16,000 r:gJ Services/Maintenance OLicense/Use OLease OConstruction OGoods, Equipment, Supplies OOther (e.g. revenue) Contractor/Business Contract Execution Automatic Renewal Kate Jangula 01-12-07 N Budget Line Item/Ledger Number 112.4300000.82000 OEmployment (for county employees) OIntergovernmental Agreement (Requires BOCC Action) ONon-Profit OQuasi -Public OGrant Agreements (Requires BOCC Action) OChange Order/Contract Amendment Complete Name: Kate Jangula Contract End Date: 08-12-07 Term of Contract: 7 mos All Contracts should be proofed for the following: r:gJNo Pages Missing r:gJIf a Page is Left Intentionally Blank -Note on Page r:gJPage numbered consecutively r:gJAll Signatures Affixed r:gJAll Dates Filled In r:gJAll Other Blanks Filled In r:gJAll Exhibits Attached r:gJAll Legal Descriptions Attached (if appropriate) r:gJNotice of Award/Proceed Attached (if appropriate) r:gJSpecial Instructions for Finance Department: [g]Sent to Clerk and Recorder for Scanning/Archiving [g]Authorized Staff Person' s Name: Nan Sundeen BY CHECKING ABOVE AND ENTERING NAME, THE AUTHORIZED STAFF PERSON INDICATES THAT DOCUMENT HAS BEEN PROOFED AND READY FOR SCANNING. Note: Clerk's Office will keep original documents in compliance with Colorado State Archives retainage schedule. Amended 10_16_06 I CONTRACT FOR PROVISION OF SERVICES Contract # 002-2007 Budget Line Item # 112.43 00000.82000 Rev8/28/06dq THIS CONTRACT is made and entered by and between the Pitkin County Board of County Commissioners ("County") and Kate Jangula 40] Dcvon Court, Basalt, CO 81621 (hereinafter "Contractor"). 1. Term. The term of this contract is from _January 12, 2()07 to _August 12,2007 2. Contractor's Obligations. Contractor shall: A. Provide approximately 1-2 hours weekly (as needed) of supervision to Social Services Caseworker. This may be done by phone or in person. It will include verbal consultation caseworker questions on protocol, case review, resource review and management, regulation compliance, etc) and review of court documents and assessments (to ensure compliance with state regulations) as requested. B. Weekly meetings (2 hours/week, or as needed) with Human Services Director and/or other Human Services staff to provide on-going training on administrative responsibilities, budgeting and compliance with state regulations and expectations. The goal is to help us get through the 2008 state budget process while teaching us how to do it! C. Specific projects as determined including assisting with the development of a three-year CORE plan and/or other projects/contracts that need to be executed. D. By signing this agreement Contractor agrees to treat all client information as confidential according to applicable statutes in the Colorado Children's Code including but not limited to names and addresses, social and economic conditions or circumstances, agency evaluation and/or medical, psychological, or social evaluation including diagnosis or past history of disease or disability. 3. Compensation and Expenses, Invoicing. Payment and Offset. The County shall compensate Contractor for its services in accordance with the Project Budget and Schedule set out in Paragraph 2. It is expressly understood and agreed that in no event will the total compensation and reimbursement to be paid hereunder exceed the sum of $16,000 for all services rendered. By contract or amendment, the County and Contractor may reallocate the budget among project tasks if the total budget amount remains unchanged. Contractor shall invoice for the project monthly based on hours worked at $80/hour, with payment expected within thirty (30) days of invoice, but any payment by the County may be offset by any amount the Contractor owes the County for any reason. 4. Countv's Exclusive Ownership of Work Product. Drawings, specifications, guidelines and other documents prepared by Contractor in connection with this contract shall be the property of the County. However, Contractor shall have the right to utilize such documents 4 } in the course of its marketing, professional presentations, and for other business purposes. Contractor assigns to County the copyrights to all work prepared, developed, or created pursuant to this contract, including the right to: 1) reproduce the work; 2) prepare derivative works; 3) distribute copies to the public; 4) perform the works publicly; and 5) to display the work publicly. Contractor shall have right to use materials produced in the course of this contract for marketing purposes and professional presentations, articles, speeches and other business purposes. 5. Pitkin Countv's Obligations. Pitkin County shall administer this contract through a County Representative. Nan Sundeen will manage the project as the County's Representative. In the event that Nan Sundeen is not available, (Tom Jagow) shall assume the County Representative's duties. The services provided and products delivered by the Contractor under this contract will be subject to review by the County's Representatives, or a designee, for compliance with Contractor's obligations prior to final payment. 6. Termination Prior to Expiration of Contract Term. The County has the right to terminate this contract, with or without cause, by giving written notice to the Contractor of such termination and specifying the effective date thereof. Such notice shall be given at least ten (10) days before the effective date of such termination. In such event all finished or unfinished documents, data, studies and reports prepared by the Contractor pursuant to this contract shall become the County's property. Contractor shall be entitled to receive compensation in accordance with the contract for any satisfactory work completed pursuant to the terms of this contract prior to the date of termination. Not withstanding the above, Contractor shall not be relieved of liability to the County for damages sustained by the County by virtue of any breach of the contract by the Contractor. 7. Independent Contractor Status. A. The parties to this contract intend that the relationship between them contemplated by the contract is that of independent Contractor. Contractor, and any agent, employee, or servant of Contractor shall not be deemed to be an employee, agent, or servant of Pitkin County. B. Contractor is not required to offer her services exclusively to Pitkin County under this contract. Contractor may choose to work for other individuals or entities during the term of this contract, provided that the basic services and deliverable products required under this contract are submitted in the manner and on the schedule defined under this contract. C. Contractor warrants that all work produced will confoml to all applicable industry standard of care, skill and diligence in the performance of Contractor's obligations under this contract. D. Contractors role is that of consultant. Contractor shall not attempt to oversee or supervise the work performance or actions of any Pitkin County employee, servant or agent in the course of completing work under this contract. 5 JJ E. Contractor is not entitled to any Workers' Compensation benefits through Pitkin County and is responsible for payment of any federal, state, FICA and other income taxes. 8. Assignability. This contract is not assignable by either party. Any use of subcontractors by the Contractor for performance of this contract must be accepted in writing by the County. 9. Binding Arbitration. Any disputes arising out ofthis contract shall be subject to binding arbitration. The parties agree that any disputes concerning the terms and conditions of this contract shall be submitted and finally settled by arbitration. Arbitration shall be conducted pursuant to the rules of the American Arbitration Association and shall be presided over by the Pitkin County Hearing Officer appointed to arbitrate Pitkin County contract disputes. Costs ofthe arbitration shall be awarded to the substantially prevailing party. 10. Severability. In the event that any provision of this contract shall be held to be invalid or unenforceable, the remaining provisions of this contract shall remain valid and binding upon the parties hereto 1 1. Integration and Modification. A. This contract represents the entire and integrated contract between the County and the Contractor and supersedes all prior negotiations, representations, or contract, either written or oral. This contract may be amended only by written contract signed by both the County and the Contractor. B. The County may, from time to time, request changes in the scope of services of the Contractor to be performed hereunder. Such changes, including the increase or decrease in the amount of the Contractor's compensation, which are mutually agreed upon between the County and the Contractor, shall be in writing and upon execution shall become part of this contract. 12. Indemnity. A. The Contractor (including, by definition here and hereinafter, its officials, employees, agents and representatives, subcontractors and suppliers), shall and hereby does release, discharge, indemnifY and hold harmless the County of Pitkin and its officials, employees, agents and representatives from and against liability for any claim, demand, loss, damages, penalty, judg- ment, expenses, costs (including costs of investigation and defense), fees (including reasonable attorney and expert witness fees) or compensation in any form or kind whatsoever for any bodily injury, death, personal injury or property damage arising out of or in connection with any negligent act, intentional act, error or omission by the Contractor, and for any consequential liability alleged to accrue against the County on account of the Contractor's acts, errors or .omissions; provided, however, that such indemnity shall not be construed as an indemnity for bodily injury or property damage arising from the sole negligence of the County or its employees. B. The Contractor further shall investigate, process, respond to, adjust, provide defense for and defend, payor settle all claims, demands, or lawsuits related hereto at its sole 6 y expense and shall bear all other costs and expenses related thereto, even if the claim, demand or lawsuit is groundless, false or fraudulent. 13. Insurance. A. In whole or in part, the Contractor shall secure and maintain for the term of its contractual relationship with the County such insurance policies, from companies licensed in the State of Colorado, as will protect itself, the County and others as specified from claims for bodily injuries, death, personal injury or property damage, which may arise out of or result from the Contractor's acts, errors or omissions. The following insurance coverage, at or above the limits indicated and including such endorsements as are indicated by an "X", are required: 1. Statutory Workers' Compensation: Colorado statutory minimums 2. Commercial General Liability - ISO 1998 Form or equivalent (With County named additional insured) Each Occurrence Limit 3. 4. 7 General Aggregate Limit Products/Completed Operations Aggregate Limit $1.000.000.00 $2,000,000.00 $2.000.000.00 Comprehensive Form (All risks) to include (place X by applicabie provisiom): l Premises/Operations Underground, Explosion & Collapse Hazard Products/Completed Operations Contractual Liability Independent Contractors and Subcontractors Broad Form Property Damage Personal Injury l l l l l Business Auto Coverage: Combined Single Limit Liability (each accident) $1.000.000.00 Including all owned. non-owned, and hired vehicles. Special Coverages (check as appropriate and insert amount): (1 ) Performance Bond Labor and Material Payment Bond (2) Professional Errors and Omissions (3) Aircraft Liability (4) Owner's Protective (5) Builder's Risk (6) Boiler and Machinery (7) Loss of Use Insurance (8) Pollution Liability (9) Crime, including Employee Dishonesty Coverage, or Fidelity Bond j B. Proof of Insurance: 1. To provide evidence of the required insurance coverage, copies of Certificates of Insurance in a form acceptable to the County shall be filed with the County through the representative identified in Paragraph 5, no later than ten (10) calendar days prior to com- mencement of operations affecting the County. Failure to file or maintain acceptable Certificates of Insurance with the County is agreed to be a material breach of any contract. These Certificates of Insurance shall contain a provision that coverage afforded under the policies will not be canceled or materially altered unless at least thirty (30) calendar days prior written notice by certified mail, return receipt requested (effective upon proper mailing), has been sent to the Procurement Officer. (For purposes of this provision, "materially altered" shall mean a change affecting the coverage's required herein, including a change to policy limits as set out in the then- current policy declarations page). Simultaneously with the Certificates of Insurance, the Contractor shall file with the Procurement Officer a certified statement as to claims pending against the required coverages, reserves established on account of such claims, defense costs expended and amounts remaining on policy limits. following clauses: 2. In addition, these Certificates of Insurance shall contain the a. The clause "other insurance provisions," in a policy in which the County of Pitkin holds a Certificate, shall not apply to the County of Pitkin. b. The insurance companies issuing the policy or policies hereunder shall have no recourse against the County of Pitkin for payment of any premiums or for assessments under any form of policy. c. Any and all deductibles in the above-described insurance policies shall be assumed by and be for the amount of, and at the sole expense of the Contractor. d. Location of operations shall be: "all operations and locations at which work for the referenced Project is being done." 3. Certificates of Insurance for all renewal policies shall be delivered to the County's Representative at least fifteen (15) days prior to a policy's expiration date except for any policy expiring on the expiration date ofthis contract or thereafter. 4. The County reserves the right to request and receive a copy of any policy and any policy endorsement at any time during the term of this contract. 14. Exemptions. All purchases of construction, building or any other materials for this contract shall not include Federal Excise Taxes or Colorado State or local sales or use taxes. Pitkin County is exempt from such taxes under registration numbers 98-02624 and 84-78000-5K. 15. Records. The Contractor shall maintain comprehensive, complete and accurate books, records, and documents concerning its performance relating to this contract for a period of three (3) years after final payment under the contract and the County shall have the right within the three (3) year period to inspect and audit these books, records and documents, upon demand, 8 ~ - in a reasonable manner and at reasonable times, for the purpose of determining, by accepted accounting and auditing standards, compliance with all provisions of the contract and applicable law. 16. Contract Made in Colorado. The parties agree that this contract was made in accordance with the laws of the State of Colorado and shall be so construed. Venue is agreed to be exclusively in the courts of Pitkin County, Colorado. 17. Attorney's Fees. In the event that legal action is necessary to enforce any of the provisions of this contract beyond the arbitration described in Paragraph 9, the substantially prevailing party shall be entitled to its costs and reasonable attorney's fees. 18. Governmental Immunity. Contractor agrees and understands that Pitkin County is relying on and does not waive, by any provision of this contract, the monetary limitations or terms (presently $150,000.00 per person and $600,000 per occurrence) or any other rights, immunities, and protections provided by the Colorado Governmental Immunity Act, 24-10-101, et. Seq., C.R.S., as from time to time amended, or otherwise available to Pitkin County or any of its officers, agents or employees. Further, nothing in this contract shall be construed or interpreted to require or provide for indemnification of the Contractor by the County for any injury to any person or any property damage whatsoever which is caused by the negligence or other misconduct of the County or its agent or employees. 19. Current Year Obligations. The parties acknowledge and agree that any payments provided for hereunder or requirements for future appropriations shall constitute only currently budgeted expenditures of Pitkin County. Pitkin County's obligations under this contract are subject to Pitkin County's annual right to budget and appropriate the sums necessary to provide the services set forth herein. No provisions of the contract shall constitute a mandatory charge or requirement in any ensuing fiscal year beyond the then current fiscal year of Pitkin County. No provision of the contract shall be construed or interpreted as creating a multiple-fiscal year direct or indirect debt or other financial obligation of Pitkin County within the meaning of any constitutional or statutory debt limitation. This contract shall not directly or indirectly obligate Pitkin County to make any payments beyond those appropriated for Pitkin County's then current fiscal year. No provisions of this contract shall be construed to pledge or create a lien on any class or source of Pitkin County's moneys, nor shall any provision of this contract restrict the future issuance of Pitkin County's bonds or any obligations payable from any class or source of Pitkin County's money. 20. Notice. Any written notice required by this contract shall be deemed delivered through any of the following: (1) hand delivery to the person at the address below; (2) delivery by facsimile with confirmation of receipt to the fax number below; or (3) within three (3) days of being sent certified first class mail, postage prepaid, return receipt requested addressed as follows: A. To Pitkin County Nan Sundeen 530 East Main Strcet Aspen, CO 81611 9 1 with copies to: Pitkin County Attorney's Office 530 E. Main Street, #302 Aspen, Colorado 81611 B. To Contractor: Kate Jangula 401 Devon Court Basalt, CO 81621 21. Compliance with House Bill 06-1343. A. In compliance with House Bill 06-1343, amending Title 8 ofthe Colorado Revised Statutes by the addition of Article 17.5, Illegal Aliens-Public Contract for Services, enacted by the General Assembly of the State of Colorado, the Contractor shall not: 1. Knowingly employ or contract with an illegal alien to perform work under this contract or; 2. Enter into a contract with a subcontractor that fails to certify to the Contractor that the subcontractor shall not knowingly employ or contract with an illegal alien to perform work under this contract. B. In compliance with House Bill 06-1343 enacted by the General Assembly of the State of Colorado: 1. The Contractor shall verifY or attempt to verify through participation in the Basic Pilot Program [created in Public Law 208, 104th Congress, as amended and expanded in Public Law 156, 10Sth Congress, as amended, that is administered by the United States Department of Homeland Security] that the Contractor does not employ any illegal aliens and, if the Contractor is not accepted into the Basic Pilot Program prior to entering into this contract, the Contractor shall apply to participate in the Basic Pilot Program every three months until the Contractor is accepted or this contract has been completed, whichever is earlier. This provision shall not be required or effective ifthe Basic Pilot Program is discontinued. 2. The Contractor shall be prohibited from using Basic Pilot Program procedures to undertake pre-employment screening of job applicants while this contract is being performed. 3. If the Contractor obtains actual knowledge that a subcontractor performing work under this contract knowingly employs or contracts with an illegal alien, the Contractor shall be required to: a. Notify the subcontractor and the County within three days that the Contractor has actual knowledge that the subcontractor is employing or contracting with an illegal alien; and 10 9) - b. Terminate the subcontract with the subcontractor if within three days of receiving the notice required pursuant to subparagraph (a) of this paragraph (3) the subcontractor does not stop employing or contracting with the illegal aliens; except that the Contractor shall not terminate the contract with the subcontractor if during such three days the subcontractor provides information to establish that the subcontractor has not knowingly employed or contracted with an illegal alien. 4. The Contractor shall comply with any reasonable request by the Department of Labor and Employment made in the course of an investigation that the Department of Labor and Employment is undertaking pursuant to the authority established in Subsection (5) ofC.R.S. 9 8-17.5-102. IN WITNESS WHEREOF, the parties have executed this contract as ofthe date first set out herein above. CONTRACT ~ By: Title CJJif'J?J.-CfA PITKIN COUNTY: ~ , ( :JV~~L v (-)::t-{)'7- Date By: (\~ S0~ ,( n lD 1 Nan Sundeen 11 Date q Print on letterhead Date: NOTICE OF AWARD (OPTIONAL) TO: The Owner, having duly considered the Proposal submitted on , for the work covered by the Contract Document titled in the amount of , and it appearing that the Price and other information in your Proposal Form is fair, equitable and to the best interest of the Owner, the offer in your Proposal Form is hereby accepted. In accordance with the terms of the Contract Documents, you are required to execute the Agreement in one (1) copy within ten (10) consecutive days from and including the date of this Notice of Award. In addition you are required to furnish in the said time Certificates ofInsurance evidencing compliance with the requirement for insurance as stated in the Contract Documents to Procurement ofJicer, address, l~iX. PITKIN COUNTY By: Procw'crnent Officer ~==~==~~==~==~===~======~=ACCEPT ANCE OF NOTICE~~==~==~~==~==~~==~===~==~ Receipt ofthe above Notice of Award is hereby acknowledged Bv this _ day of ,2007. Title 12 )0 Print on letterhead Date: NOTICE OF AWARD (OPTIONAL) TO: The Owner, having duly considered the Proposal submitted on , for the work covered by the Contract Document titled in the amount of , and it appearing that the Price and other information in your Proposal Form is fair, equitable and to the best interest of the Owner, the offer in your Proposal Form is hereby accepted. In accordance with the terms of the Contract Documents, you are required to execute the Al,'Teement in one (1) copy within ten (10) consecutive days from and including the date ofthis Notice of Award. In addition you are required to furnish in the said time Certificates of Insurance evidencing compliance with the requirement for insurance as stated in the Contract Documents to Procurement oftlcer, address, fax. PITKIN COUNTY By: Procurement Officer =~=~===============~=====ACCEPT ANCE OF NOTICE=========~========~=~===~= Receipt of the above Notice of Award is hereby acknowledged Bv this _ day of ,2007. Title 12 , ~/ M:/county/procurement/ $10,000 to $49,999/contract_services SERVICES - such as: Goats, striping, weed spraying, tree trimming, landscaping, consulting, mailing, internet services, haulers, testing, professional services, processing, routine services. Policv: For purchases costing from $10,000 to less than $50,000, the County does not require formal requests for proposals but does require written contracts. Purpose: The formality of a written contract is required at this level due to increased risks associated with purchases of this amount. The procurement procedures allow for some competition without requiring formal requests for proposals. CH}:CKLIST: ~ Obtain budget and approval for project/purchase; determine budget line item number VObtain contract number from clerk's office ~etermine scope of work and criteria for selection (this will assure all proposers will receive the same information) JDetermine selection method and begin completion of required forms (on m:lcounty/procurement/other procurement): . informal procurement; . outside agencv bid; . emergency; _For informal procurement, proceed with soliciting informal proposals, with documentation (memo attached). ~ Select and notify proposer and complete necessary forms . For new service providers or providers who use a social security number for taxpayer identification, Finance will need a completed W-9 before any invoice will be paid. (m:/ county/procurement/forms) . Work Comp waiver form, when needed (m:/county/procurement/forms). See Risk Management Narrative under m:/county/procurement/forms. . Complete the form for method of procurement (informal, sole source, emergency, outside agency). ~Prepare written contract (including sequential page numbers) and include scope of work (m;/county/procurement/standard contracts/contract for services), provide to selected proposer for signature. _Notify other proposers of selection (by telephone or Sorry letter under :/county/procurement/forms) _Contract with required signatures and insurance are received back from the proposer and routed to the necessary internal staff for signature >- if the project is over budget or the scope changes significantly - MOl will need to go to the BOCC for approval before contract is signed Y if using the standard contract forms without any changes there is no need for Risk or Attorney signature. If anything non-standard is in the contract you must add Risk and Attorney to signature \. J page of contract. ~The fully executed original contract with all attachments must be sent to Clerk's Office (Jeanette Jones) for scannmg; complete Clerk's Checklist and attach to contract. (m:/ county/procurement/forms) _All Contract Amendments must be sent to the Clerk's office for scanning, with the original contract number and a letter identifying the amendment.. _Final service received (Do not authorize final payment until you are satisfied that the contract has been fully and satisfactorily completed.) _Final invoice received, approved by procurement officer, and paid by Finance. . sole source; or other exception (see Section 1-102(3) of the Procurement Code). . 1 )V ---- Foem W-9 Request for Taxpayer Identification Number and Certification Give form to the requester. Do not send to the IRS. (Rev. January 2005) D"paliment 01 the Treasury Internal Revenue Service N ill '" . Q C o ill - Q5 ~'.;:: " 0 o 2 .S~ a:~ 'u ill Q VI ill ill VI Name (as shown on your income tax return) KATHLEEN M. JANGULA Business name, if different from above IVl Individual! Check appropriate box: iK.J Sole proprietor Address (number, street, and apt. or suite no.) 401 Devon Court City, state, and ZIP code Basalt, CO 81621 List account number(s) here (optional) o Corporation Taxpayer Identification Number (TIN) O 0 0 Exempt from backup Partnership Other II>- withholding Requester's name and address (optional) Enter your TIN in the appropriate box. The TIN provided must match the name given on Line 1 to avoid backup withholding. For individuals, this is your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Part I instructions on page 3. For other entities, it is your employer identification number (EIN). If you do not have a number, see How to get a TIN on page 3. Note. If the account is in more than one name, see the chart on page 4 for guidelines on whose number to enter. Certification Under penalties of perjury, I certify that; 1. The number shown on this form is my correct taxpayer identification number (or r am waiting for a number to be issued to me), and 2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding, and 3. I am a U.S. person (including a U.S. resident alien). Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than irjterest and dividends, you are not required to sign the Certification, but you must provide your correct TIN. {See the instruct~ns on page 4~ ' Sign Here Signature of - .:,//1f"j-t-',' U.S. person ...-- '. '.-x.:\/ Date ... Purpose of Form l A person who is required to file an information return ~ith"the IRS, must obtain your correct taxpayer identification ri~er (TIN) to report, for example, income paid to you, real estate transactions, mortgage interest you paid, acquisition or abandonment of secured property, cancellation of debt, or contributions you made to an IRA U.S. person. Use Form W-9 only jf you are a U.S. person (including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when applicable, to: 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued), 2. Certify that you are not subject to backup withholding, or 3. Claim exemption from backup withholding if you are a U.S. exempt payee. Note. If a requester gives you a form other than Form W-9 to request your TIN, you must use the requester's form if it is substantially similar to this Form W-9. For federal tax purposes you are considered a person if you are: . An individual who is a citizen or resident of the United States, . A partnership, corporation, company, or association created or organized in the United States or under the laws of the United States, or ----- Cat. No. . Any estate (other than a foreign estate) Or trust. See Regulations sections 301.7701-6{a) and 7(a) for additional information. Foreign person. If you are a foreign person, do not use Form W-9. Instead, use the appropriate Form W-8 (see Publication 515, Withholding of Tax on Nonresident Aliens and Foreign Entities). Nonresident alien who becomes a resident alien. Generally, only a nonresident alien individual may use the terms of a tax treaty to reduce or eliminate U.S. tax on certain types of income. However, most tax treaties contain a provision known as a "saving clause." Exceptions specified in the saving clause may permit an exemption from tax to continue for certain types of income even after the recipient has otherwise become a U.S. resident alien for tax purposes. If you are a U.S. resident alien who is relying on an exception contained in the saving clause of a tax treaty to claim an exemption from U.S. tax on certain types of income, you must attach a statement to Form W-9 that specifies the following five items: 1. The treaty country. Generally, ttlis must be the same treaty under which you claimed exemption from tax as a nonresident alien. 2. The treaty article addressing the income. 3. The article number (or location) in the tax treaty that contains the saving clause and its exceptions. 10231X Form W-9 (Rev. 1-2005) \J INFORMAL PROCUREMENT MEMORANDUM* TO: File FROM: Nancy Sundeen RE: $10,000 to under $50,000 project/purchase selection form Social Services Consultant DATE: Description of Proj ectlPurchase (It is recommended that the specific scope of work be included in this memorandum prior to soliciting the bids to assure that each proposer is given the same information): Budget: Line item #: Contractors Contacted: (who and how) Kate Jangulal Sole Source (see attachment) Proposals Received: (amounts, timelines, and references) Firms chosen: (who and why) (\ f\ S v lo\.A 0 o_~ Authorized Signer M:lcountylprocurement/other procurement/informal bid memo * For sole source, emergency procurement or outside agency bid, use designatedforms on the m/drive under "Other procuremenl" instead of this form. 2 \y L'l MEMORANDUM TO: File FROM: Nan Sundcen RE: Social Serviccs Consultant - SOLE SOURCE DATE: January 12,2007 SOLE SOURCE PROCUREMENT A contract may be awarded for a property, service, or construction item without competition when the authorized procurement officer and the County Manager or his/her designee determine in writing that there is only one acceptable source for the required property, service, or construction item. The County Manager's approval must be obtained in advance of any sole source project/purchase. Pitkin County Procurement Code Section 3-104. Description ofProjectlPurchase: Social Services Consultant Budget: $16,000 Budget line item #: 112.43 00000.82000 Reason for Sole Source: Ms. Jangula has 23 years of experience as the Pitkin County Director of Social Services. Her intimate knowledge and experience managing Pitkin's interest with the State department of Human Services make her a unique and sole source for training the acting Director of Social Services. In addition, there is a need to have a certified Child Welfare Supervisor oversee Lisa Griggs. Ms. Jangula holds all the appropriate certificates to qualify her for this role. Contractor Contacted: Kate Jangula, 401 Devon Court, Basalt - Contact in person before the conclusion of her employment with Pitkin County. l\llA (...L1 ,"---(,;. ; \A & 0 0 v'\ Authorized Sign\ture I! fll/fi, , <fit .J I~/ County M~nager \) c' Note: When a contract is obtained, complete the Clerk's check list. 3 1-5 CERTIFICATE OF LIABILITY INSURANCE American Family Insurance Company ^ American Family Mutual Insurance Company if selection box is not checked. 6000 American Pky Madison, Wisconsin 53783-0001 Insured's Name and Address Agent's Name, Address and Phone Number (Agt./Dist.) Kathleen Jangula Cindy Kenney (970) 927-6596 401 Devon Court 207 Basalt Center Circle Ste 103 Basalt, CO 81621 PO Box 3950 Basalt, CO 81621 (164!307) This certificate is issued as a matter of information only and confers no rights upon the Certificate Holder. This certificate does not amend, extend or alter the coverage afforded by the policies listed below. COVERAGES This is to certify That policies of insurance listed below have Deen issued to the insuretl named above for the policy period indicated, notwithstanding any requirement. term or condition of any contract or other document with respect to which this certificate may be issued or may pertain. the insurance afforded by (he policies describetl herein Is subject to all the terms, exclusions, and conditions of such policies. TYPE OF INSURANCE POLICY NUMBER EFFECnvE ExPIRATION LIMITS OF LIABILITY Mo. Da Yr Mo, Da . Yr Bodily Injury and Property Damage Homeowners) $ 000 Mobilehomeowners Liability Eacn occurrence , Bodily Injury and Property Damage Boatowners Liability $ 000 , Each Occurrence Bodily Injury antl Property Damage Personal Umbrella Liability g 000 h , Occurrence Eac Farm Liability & Personal Liability FarmlRanch Liability Eacn occurrence $ ,000 Farm Employer's Liability Each Occurrence $ 000 statumry ..+x..+.«,.~• Workers Compensation and lo e s Liabilit Em t EacnAccment $ ,000 y y p r Disease-Each Employee $ ,000 Disease Polwy Limit $ ~QC)~ General Aggregate $ ,000 General Liability 00 $ ^ Commercial General ,0 Products -Completed Operations Ag regale Liability (occurrence) Personal andAdven~sin Inu $ 000 ^ Each Occurzerrce $ ,gl)~ ^ Dama a to Premises Rented to You $ Oil) Medical Expense (Any One Person) $ 000 Each Oaurrencet t $ 2,000 ,000 Businessowners Liability PENDING 1/16/2007 1/1612008 4ggregatetl• $ 2,000 ,000 Common Cause Limit $ ,~~~ liquor Liability Aggregate Limit ~ ~~~~ Automobile Liability eoaay Inlury. Eacn Person $ ,000 ^ Any Auto ^ All Owned Autos Bodily Injury-Each Accident $ ,QQg ^ Scheduled Autos Property Damage $ ,000 ^ Hired Auto ^ Nonowned Autos Bodily Injury and Property Damage Combined $ 000 ^ , Excess Liability ^ Commercial Blanket Excess Each OmunencalAggregate $ ,~~~ Other (Miscellaneous Coveraaesl DESCRIPTION OFOPERATIONS / LOCATIONS I VEHICLES /RESTRICTIONS /SPECIAL ITEMS t The indrvldual or partners shown as insuretl ^ Have ^ Have not elected to be covered as employees under Ihis policy t t Protlucts-Completed Operahons aggregate Is equal to each occurrence limit and is included in policy aggregate. CERTIFICATE HOLDER'S NAME AND ADDRESS CANCELLATION Should any of the above described policies be cancelled before the . Piti<in County expiration date thereof, the company will endeavor to mail'( days) Main Street 506 E written notice to the Certificate Holder named, but failure to mail such . CO 81611 A notice shall impose no obligation or liabilityy of any kind upon the s different le '10 d t spen, ays un s atives. company, its agents or represen s shown number of da . y ® This certifies coverage on the date of issue only The above described policies are subject to cancellation in conformity with their terms and by the laws of the state of issue. DATE ISSUED AUTHORI D REP E EN TIVE 1(16(2007 U-201 Ed. 5/00 Certificate Holder S oc No. 06668 Rev. 7102 1